Neonc Technologies (NTHI) president adds 10,000 shares in open-market purchase

Rhea-AI Filing Summary

NEONC Technologies Holdings president Amir F. Heshmatpour reported an open-market purchase of 10,000 shares of Common Stock at $4.1592 per share. After this buy, he directly holds 3,072,000 shares. The filing also lists additional indirect holdings through AFH Holdings & Advisory, LLC, KIG LLC, and HCWG LLC.

Certain shares are held by family members and LLCs, where he disclaims beneficial ownership except for any pecuniary interest described in the footnotes. Overall, this is a relatively small purchase compared with his multi‑million‑share aggregate stake.

Insights

Equity analyst

Amir Heshmatpour made a small open-market share purchase while maintaining large existing holdings.

President and significant owner Amir F. Heshmatpour bought 10,000 NEONC Technologies shares at $4.1592 each, bringing his direct position to 3,072,000 shares. The transaction is coded as an open-market purchase, which is an active decision rather than a passive award.

He also has sizable indirect positions: 3,714,020 shares via AFH Holdings & Advisory, LLC, 550,000 via KIG LLC, and 256,120 via HCWG LLC, with footnotes describing partial economic interests and beneficial ownership disclaimers. Given the scale of his overall exposure, this additional 10,000-share buy appears routine rather than thesis-changing.

Insider Trade Summary

Net Buyer: 10,000 shares ($41,592)

Net Buy 4 txns

Insider Heshmatpour Amir F

Role President

Bought 10,000 shs ($42K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	10,000	$4.1592	$42K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 3,072,000 shares (Direct, null); Common Stock — 256,120 shares (Indirect, By HCWG LLC)

Footnotes (1)

1. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Such shares represent only Reporting Person's proportionate interest in HCWG LLC. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.

Key Figures

Open-market purchase: 10,000 shares at $4.1592 Direct holdings after purchase: 3,072,000 shares AFH Holdings & Advisory, LLC stake: 3,714,020 shares +3 more

6 metrics

Open-market purchase 10,000 shares at $4.1592 Common Stock bought on 2026-05-01 (code P)

Direct holdings after purchase 3,072,000 shares Common Stock directly owned following 2026-05-01 trade

AFH Holdings & Advisory, LLC stake 3,714,020 shares Indirect Common Stock holdings attributed via AFH Holdings & Advisory, LLC

KIG LLC stake 550,000 shares Indirect Common Stock holdings via KIG LLC; spouse is sole member

HCWG LLC stake 256,120 shares Indirect Common Stock holdings; only proportionate interest attributed

Family-held shares 275,000 shares Held by immediate family; beneficial ownership disclaimed except pecuniary interest

Key Terms

open-market purchase, beneficial ownership, pecuniary interest, indirect ownership, +1 more

5 terms

open-market purchase financial

"The transaction is coded as an open-market purchase at $4.1592 per share"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

beneficial ownership financial

"Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein"

indirect ownership financial

"Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member, reported as indirect ownership"

transaction code P financial

"transaction code “P” indicates a purchase in an open-market or private transaction"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Heshmatpour Amir F

(Last) (First) (Middle)

23975 SORRENTO PARK

SUITE 205

(Street)

CALABASAS CALIFORNIA 91302

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEONC TECHNOLOGIES HOLDINGS, INC. [ NTHI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/01/2026		P		10,000	A	$4.1592	3,072,000(1)	D
Common Stock								256,120(2)	I	By HCWG LLC
Common Stock								550,000(3)	I	By KIG LLC
Common Stock								3,714,020(4)	I	By AFH Holdings & Advisory, LLC.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

2. Such shares represent only Reporting Person's proportionate interest in HCWG LLC.

3. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.

4. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.

Remarks:

	/S/ AMIR F HESHMATPOUR	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

How many NTHI shares did Amir F. Heshmatpour buy in this Form 4?

Amir F. Heshmatpour bought 10,000 shares of NEONC Technologies Common Stock. The purchase was an open-market transaction at a price of $4.1592 per share, modest relative to his multi‑million‑share total exposure across direct and indirect holdings reported in the filing.

What is Amir F. Heshmatpour’s direct NTHI shareholding after this transaction?

After the open-market purchase, Amir F. Heshmatpour directly holds 3,072,000 NEONC Technologies shares. This direct position is separate from additional indirect holdings through entities such as AFH Holdings & Advisory, LLC, KIG LLC, and HCWG LLC described in the Form 4 footnotes.

What indirect NTHI holdings related to Amir F. Heshmatpour are reported?

The filing reports 3,714,020 shares held by AFH Holdings & Advisory, LLC, 550,000 shares by KIG LLC, and 256,120 shares by HCWG LLC. Footnotes explain that some of these positions involve family members and that Heshmatpour disclaims full beneficial ownership except for any pecuniary interest.

How is AFH Holdings & Advisory, LLC related to Amir F. Heshmatpour in the NTHI Form 4?

The Form 4 states that Amir F. Heshmatpour is the sole member and manager of AFH Holdings & Advisory, LLC. That entity holds 3,714,020 NEONC Technologies shares, reported as indirectly owned, reflecting his control position as described in the footnote.

Does the NTHI Form 4 mention family-held shares for Amir F. Heshmatpour?

Yes. The footnotes state that 275,000 shares are held by certain members of his immediate family. He disclaims beneficial ownership of those shares, except to the extent of his pecuniary interest, if any, as explicitly described in the disclosure language.

What transaction code is used for Amir F. Heshmatpour’s NTHI share purchase?

The Form 4 uses transaction code “P” for the 10,000-share trade, indicating a purchase in an open-market or private transaction. This distinguishes the transaction from routine grants, tax withholdings, or internal restructurings that often use other SEC transaction codes.