NEONC Technologies director granted 50,000 shares

SHOMALI NASIM reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

SHOMALI NASIM reported acquisition or exercise transactions in this Form 4 filing.

NEONC Technologies Holdings, Inc. director Nasim Shomali received a grant of 50,000 shares of restricted common stock on July 10, 2026 under the company’s 2023 Equity Incentive Plan. The award vests 100% six months after the grant date, bringing Shomali’s direct holdings to 50,160 shares.

Filing Explained

The award adds 50,000 direct common shares to the reported holding, while all shares are scheduled to vest six months after the July 10 grant.

The July 13, 2026 Form 4 records a 50,000-share grant of restricted common stock on July 10, 2026 under the 2023 Equity Incentive Plan, with 50,160 shares disclosed as directly owned following the transaction.

Form 4 reports an insider transaction, and code A identifies the transaction as a grant or award. The filing states that all of the granted shares vest six months after the grant date.

This is an award with deferred vesting, not a reported open-market purchase, sale, or derivative exercise.

Insider Trade Summary

Grant/Award: 50,000 shares

Grant/Award 1 txn

Insider SHOMALI NASIM

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2, F3	50,000	--	--

Holdings After Transaction: Common Stock — 50,160 shares (Direct)

Footnotes (3)

1. F1. Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan").
2. F2. Reporting Person was granted an aggregate 50,000 shares of restricted common stock (the "Shares") pursuant to the Plan on July 10, 2026. The Shares vest 100% six months after the date of grant.
3. F3. Not applicable.

Key Figures

Shares granted: 50,000 shares Shares owned after grant: 50,160 shares Vesting schedule: 100% after six months +1 more

4 metrics

Shares granted 50,000 shares Restricted common stock granted on July 10, 2026 under 2023 Equity Incentive Plan

Shares owned after grant 50,160 shares Total direct common stock holdings following the restricted stock award

Vesting schedule 100% after six months Restricted shares vest in full six months after the July 10, 2026 grant date

Grant date July 10, 2026 Date the 50,000 restricted common shares were granted to the director

Key Terms

restricted common stock, Equity Incentive Plan, vest

3 terms

restricted common stock financial

"granted an aggregate 50,000 shares of restricted common stock (the Shares) pursuant to the Plan"

Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.

Equity Incentive Plan financial

"Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the Plan)."

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

vest financial

"The Shares vest 100% six months after the date of grant."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider equity award did NTHI disclose for director Nasim Shomali?

NEONC Technologies disclosed that director Nasim Shomali received a grant of 50,000 shares of restricted common stock. The award was made on July 10, 2026 under the 2023 Equity Incentive Plan and vests 100% six months after the grant date.

How many NTHI shares does Nasim Shomali own after the latest grant?

Following the equity award, director Nasim Shomali holds 50,160 shares of NEONC Technologies common stock directly. This total includes the newly granted 50,000 restricted shares, which are scheduled to vest in full six months after the July 10, 2026 grant date.

What is the vesting schedule for Nasim Shomali’s NTHI restricted stock?

The 50,000 restricted shares granted to director Nasim Shomali vest 100% six months after the July 10, 2026 grant date. There are no partial or incremental vesting tranches disclosed; the entire award becomes fully vested at that six‑month mark.

Under which plan was the 50,000-share NTHI grant to Nasim Shomali made?

The grant of 50,000 shares of restricted common stock to director Nasim Shomali was made pursuant to NEONC Technologies’ 2023 Equity Incentive Plan. The filing describes this award as being issued under the plan’s terms as a stock-based compensation grant.

Was Nasim Shomali’s NTHI transaction a market purchase or a compensation grant?

The Form 4 reports a grant/award acquisition of 50,000 restricted shares, not an open-market purchase. It is classified with transaction code "A" and is described as shares granted under the company’s 2023 Equity Incentive Plan, reflecting stock-based compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/13/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SHOMALI NASIM

(Last) (First) (Middle)

23975 PARK SORRENTO

SUITE 205

(Street)

CALABASAS CALIFORNIA 91302

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEONC TECHNOLOGIES HOLDINGS, INC. [ NTHI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/10/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	07/10/2026		A		50,000(2)	A	(3)	50,160	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan").

2. Reporting Person was granted an aggregate 50,000 shares of restricted common stock (the "Shares") pursuant to the Plan on July 10, 2026. The Shares vest 100% six months after the date of grant.

3. Not applicable.

	/s/ Nasim Shomali	07/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)