NeOnc CEO buys 37,000 shares at about $3.67
NTHI’s CEO and director bought additional common shares and reported sizable direct and indirect ownership interests across several related entities.
Rhea-AI Filing Summary
NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) reported that CEO, President and director Amir F. Heshmatpour purchased 37,000 shares of common stock on September 11, 2026 at a weighted average price of $3.6654 per share in open-market or private transactions. Following this purchase, he holds 3,133,000 shares directly, which the filing states includes 275,000 shares held by certain immediate family members for which he disclaims beneficial ownership except to the extent of his pecuniary interest. He also reports indirect holdings of 256,120 shares through HCWG LLC representing only his proportionate interest, 550,000 shares through KIG LLC, where his spouse is the sole member and for which he similarly disclaims beneficial ownership except for any pecuniary interest, and 3,714,020 shares through AFH Holding & Advisory, LLC, where he is the sole member and manager. The filing indicates these transactions were not reported under a Rule 10b5-1 trading plan.
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Insights
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Insider Trade Summary
Net Buyer: 37,000 shares
Net Buy
4 txns
Insider
Heshmatpour Amir F
Role
CEO, President
Bought
37,000 shs ($136K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1, F2, F3 | 37,000 | $3.6654 | $136K |
| holding | Common Stock F4 | -- | -- | -- |
| holding | Common Stock F5 | -- | -- | -- |
| holding | Common Stock F6 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 3,133,000 shares (Direct);
Common Stock — 256,120 shares (Indirect, By HCWG LLC);
Common Stock — 550,000 shares (Indirect, By KIG LLC);
Common Stock — 3,714,020 shares (Indirect, By AFH Holdings & Advisory, LLC.)
Footnotes (6)
- F1. The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
- F2. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.66 to $3.68 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F3. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
- F4. Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
- F5. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- F6. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.
Key Figures
Shares purchased: 37,000 shares
Weighted average purchase price: $3.6654 per share
Direct holdings after transaction: 3,133,000 shares
+4 more
7 metrics
Shares purchased
37,000 shares
Common stock bought by CEO on September 11, 2026
Weighted average purchase price
$3.6654 per share
Price for 37,000 NTHI shares purchased on September 11, 2026
Direct holdings after transaction
3,133,000 shares
Common stock held directly by CEO following the purchase
Family-held shares included in direct total
275,000 shares
Held by certain immediate family members; beneficial ownership disclaimed except for pecuniary interest
Indirect holdings through HCWG LLC
256,120 shares
Represents CEO’s proportionate interest in HCWG LLC
Indirect holdings through KIG LLC
550,000 shares
Held by KIG LLC, where CEO’s spouse is sole member; beneficial ownership disclaimed except for pecuniary interest
Indirect holdings through AFH Holding & Advisory, LLC
3,714,020 shares
Held by AFH Holding & Advisory, LLC, where CEO is sole member and manager
Key Terms
weighted average purchase price, beneficial ownership, pecuniary interest, indirect, +1 more
5 terms
weighted average purchase price financial
"Represents the weighted average purchase price."
The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.
beneficial ownership financial
"Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of his pecuniary interest, if any, therein."
indirect financial
"total shares following transaction reported as indirect, by HCWG LLC or other entities"
Rule 10b5-1 regulatory
"The filing indicates these transactions were not reported under a Rule 10b5-1"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did NTHI report for CEO Amir Heshmatpour?
The CEO, Amir F. Heshmatpour, purchased 37,000 shares of NTHI common stock on September 11, 2026 in an open-market or private transaction at a weighted average price of $3.6654 per share.
What indirect NTHI holdings does the CEO report through HCWG LLC and KIG LLC?
He reports indirect holdings of 256,120 shares as his proportionate interest in HCWG LLC, and 550,000 shares held by KIG LLC, where his spouse is the sole member. He disclaims beneficial ownership of the KIG LLC shares except to the extent of his pecuniary interest.
AI-generated analysis. How Rhea-AI works. Not financial advice.
