NeOnc Technologies director Thomas Chen buys 47K shares
NEONC TECHNOLOGIES HOLDINGS, INC.
Sentiment and the balance of points
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Form Type
4/A
Rhea-AI Filing Summary
NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) director, officer and ten-percent owner Thomas C. Chen reported multiple purchases of Common Stock. On April 10 and 24, and August 14 and 17, 2026, entities associated with Chen bought an aggregate of 47,207 shares in open-market transactions at weighted average prices between about $3.85 and $5.17 per share. Certain holdings are indirect through a defined benefit plan, an IRA, HCWG LLC, NeuCen Biomedical Co. Ltd., T. R. Chen Third Family Limited Partnership, and the Tien Duan Chen Trust, with Chen disclaiming beneficial ownership beyond his pecuniary interest where noted.
Insider Trade Summary
Net Buyer: 47,207 shares
Net Buy
8 txns
Insider
CHEN THOMAS C
Role
Chief Scientific Officer
Bought
47,207 shs ($193K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1, F5, F4 | 2,472 | $4.0445 | $10K |
| Purchase | Common Stock F1, F3, F4 | 33,787 | $3.8477 | $130K |
| Purchase | Common Stock | 10,000 | $4.80 | $48K |
| Purchase | Common Stock F1, F2 | 948 | $5.1677 | $5K |
| holding | Common Stock F6 | -- | -- | -- |
| holding | Common Stock F7 | -- | -- | -- |
| holding | Common Stock F8 | -- | -- | -- |
| holding | Common Stock F9 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 948 shares (Indirect, By IRA);
Common Stock — 10,000 shares (Indirect, By Defined Benefit Plan);
Common Stock — 583,531 shares (Direct);
Common Stock — 261,242 shares (Indirect, By HCWG LLC);
Common Stock — 888,148 shares (Indirect, By NeuCen Biomedical Co. Ltd.);
Common Stock — 2,833,961 shares (Indirect, By TR Chen Third Family Limited Partnership);
Common Stock — 93,253 shares (Indirect, By Tien Duan Chen Trust)
Footnotes (9)
- F1. The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.
- F2. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.165 to $5.1722 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F3. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.2299 to $4.0993 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F4. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
- F5. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.04 to $4.1699 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F6. Such shares represent only Reporting Person's percentage interest in HCWG LLC.
- F7. Shares held by NeuCen Biomedical Co. Ltd. ("NeuCen"). NeuCen is owned in part by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- F8. Shares held by T. R. Chen Third Family Limited Partnership, a NV limited partnership, of which Reporting Person and his spouse are the general partners with sole voting and dispositive power. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- F9. Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest, if any, therein.
Key Figures
Total shares purchased: 47,207 shares
August 17, 2026 purchase: 2,472 shares at $4.0445 per share
August 14, 2026 purchase: 33,787 shares at $3.8477 per share
+5 more
8 metrics
Total shares purchased
47,207 shares
Aggregate buyShares across four open-market purchases reported in 2026
August 17, 2026 purchase
2,472 shares at $4.0445 per share
Common Stock open-market purchase; trades ranged from $4.04 to $4.1699
August 14, 2026 purchase
33,787 shares at $3.8477 per share
Common Stock open-market purchase; trades ranged from $3.2299 to $4.0993
April 24, 2026 purchase (Defined Benefit Plan)
10,000 shares at $4.8000 per share
Indirect ownership by Defined Benefit Plan; Common Stock purchase
April 10, 2026 purchase (IRA)
948 shares at $5.1677 per share
Indirect ownership by IRA; trades ranged from $5.165 to $5.1722
Indirect holding by HCWG LLC
261,242 shares
Common Stock held indirectly; represents Reporting Person's percentage interest in HCWG LLC
Indirect holding by NeuCen Biomedical Co. Ltd.
888,148 shares
Common Stock held by NeuCen Biomedical Co. Ltd., partially owned by Reporting Person's spouse
Indirect holding by T. R. Chen Third Family Limited Partnership
2,833,961 shares
Common Stock held by T. R. Chen Third Family Limited Partnership with sole voting and dispositive power
Key Terms
weighted average purchase price, beneficial ownership, pecuniary interest, Defined Benefit Plan, +1 more
5 terms
weighted average purchase price financial
"Represents the weighted average purchase price."
The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of such shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of his pecuniary interest, if any, therein"
Defined Benefit Plan financial
"nature_of_ownership: By Defined Benefit Plan"
A defined benefit plan is a retirement program that guarantees workers a specific monthly payment after they retire, with the employer responsible for funding whatever is needed to meet that promise. Investors care because these plans create long-term payment obligations that can affect a company’s cash flow and balance sheet—similar to a homeowner having a fixed mortgage the household must cover regardless of income swings.
IRA financial
"nature_of_ownership: By IRA"
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did NTHI report for Thomas C. Chen in this Form 4/A?
Thomas C. Chen reported four open-market purchases of NEONC TECHNOLOGIES HOLDINGS, INC. common stock in April and August 2026, totaling 47,207 shares, plus updated disclosures of several indirect shareholdings held through related entities and family vehicles.
What was the largest single-day NTHI purchase reported by Thomas C. Chen?
The largest single-day purchase was on August 14, 2026, when Thomas C. Chen bought 33,787 shares of NEONC common stock at a weighted average price of $3.8477 per share, with prices ranging from $3.2299 to $4.0993 per share, inclusive.
Were the reported NTHI trades made under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is unchecked, and the footnotes do not state that the transactions were made pursuant to a trading plan. The trades are described as purchases in open market or private transactions.
AI-generated analysis. How Rhea-AI works. Not financial advice.
