NeOnc Technologies CEO buys 50,000 shares
NEONC Technologies’ CEO and 10% owner acquired 50,000 NTHI shares in mid-September 2026 and reports large indirect equity positions via affiliated entities.
Rhea-AI Filing Summary
NEONC TECHNOLOGIES HOLDINGS, INC. (symbol: NTHI) is the issuer of record for a Form 4 filing submitted to the SEC. Heshmatpour Amir F reported reported purchase transactions in this Form 4 filing.
NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) reported that CEO, President, director and ten percent owner Amir F. Heshmatpour in open-market or private transactions on September 14–15, 2026. The filing also lists substantial through HCWG LLC, KIG LLC and AFH Holdings & Advisory, LLC with various beneficial ownership disclaimers.
No Rule 10b5-1 trading plan is reported for these transactions.
Positive
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Negative
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Insights
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Insider Trade Summary
Net Buyer: 50,000 shares
Net Buy
5 txns
Insider
Heshmatpour Amir F
Role
CEO, President
Bought
50,000 shs ($175K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F5, F6 | 35,000 | $3.297 | $115K |
| Purchase | Common Stock F1 | 15,000 | $3.96 | $59K |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock F3 | -- | -- | -- |
| holding | Common Stock F4 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 3,183,000 shares (Direct);
Common Stock — 256,120 shares (Indirect, By HCWG LLC);
Common Stock — 550,000 shares (Indirect, By KIG LLC);
Common Stock — 3,714,020 shares (Indirect, By AFH Holdings & Advisory, LLC.)
Footnotes (6)
- F1. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
- F2. Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
- F3. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- F4. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.
- F5. The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
- F6. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.28 to $3.34 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
Key Figures
Shares purchased on September 15, 2026: 35,000 shares
Weighted average purchase price on September 15, 2026: $3.297 per share
Shares purchased on September 14, 2026: 15,000 shares
+5 more
8 metrics
Shares purchased on September 15, 2026
35,000 shares
Open-market or private purchase of NTHI Common Stock by Amir F. Heshmatpour
Weighted average purchase price on September 15, 2026
$3.297 per share
Prices ranged from $3.28 to $3.34 per share, inclusive
Shares purchased on September 14, 2026
15,000 shares
Open-market or private purchase of NTHI Common Stock by Amir F. Heshmatpour
Purchase price on September 14, 2026
$3.96 per share
Price paid per share for 15,000-share purchase
Total net shares bought in reported period
50,000 shares
Net-buy across two purchase transactions in September 2026
Indirect holdings via HCWG LLC
256,120 shares
Shares representing the reporting person’s proportionate interest in HCWG LLC
Indirect holdings via KIG LLC
550,000 shares
Shares held by KIG LLC, of which the reporting person’s spouse is sole member
Indirect holdings via AFH Holdings & Advisory, LLC
3,714,020 shares
Shares held by AFH Holdings & Advisory, LLC, where the reporting person is sole member and manager
Key Terms
beneficial ownership, pecuniary interest, weighted average purchase price, immediate family, +1 more
5 terms
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership, except to the extent of his pecuniary interest, if any"
weighted average purchase price financial
"Represents the weighted average purchase price. The Shares were purchased at prices ranging"
The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.
immediate family financial
"Includes 275,000 shares held by certain members of Reporting Person's immediate family"
ten percent owner regulatory
"reporting person is identified as a director, officer and ten percent owner"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did NTHI report for Amir F. Heshmatpour in this Form 4?
The Form 4 reports that Amir F. Heshmatpour of NTHI Common Stock in total, consisting of 35,000 shares on September 15, 2026 and 15,000 shares on September 14, 2026, in open-market or private transactions.
Were the September 2026 NTHI insider purchases under a Rule 10b5-1 plan?
No. The filing indicates the Rule 10b5-1 checkbox is not marked, and there is no footnote stating that the were made under a Rule 10b5-1 or other pre-arranged trading plan.
What roles does Amir F. Heshmatpour hold at NTHI according to this filing?
The filing identifies Amir F. Heshmatpour as of NEONC TECHNOLOGIES HOLDINGS, INC., making these purchases insider transactions by a senior executive and significant shareholder.
AI-generated analysis. How Rhea-AI works. Not financial advice.
