NeOnc Technologies CFO sells 5,000 shares

Q: What insider transaction did NTHI’s CFO report on this Form 4?

The CFO, Garnett Keithly, reported selling 5,000 shares of NEONC TECHNOLOGIES HOLDINGS, INC. common stock on September 15, 2026 in a transaction described as a sale in the open market or a private transaction.

Q: At what price did the NTHI shares sell in the CFO’s September 15, 2026 transaction?

The 5,000 NTHI shares sold by the CFO on September 15, 2026 were transacted at a price of $3.3618 per share, described as a sale in the open market or a private transaction.

Q: How many NTHI shares does the CFO hold directly after this reported sale?

After the sale, the CFO held 237,357 shares of NTHI common stock directly. This total includes shares held by certain immediate family members, for which he disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

Q: What indirect ownership in NTHI shares does the CFO report?

The CFO reports indirect ownership of 44,053 shares of NTHI common stock, held by HCWG LLC. He is a beneficial owner of these shares by being the sole member of The Hilkiah Group LLC, which holds a 4.3% interest in HCWG LLC.

NEONC Technologies’ CFO reported a planned sale of 5,000 shares and continues to hold substantial direct and indirect ownership.

Available on EDGAR 09/18/2026 - 09:26 PM EDT Accepted by SEC EDGAR 09/18/2026 - 09:26 PM EDT

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Form Type

Rhea-AI Filing Summary

GARNETT KEITHLY reported acquisition or exercise transactions in a Form 4 filing for NTHI. The filing lists transactions totaling 5,000 shares at a weighted average price of $3.36 per share on September 15, 2026. Following the reported transactions, holdings were 237,357 shares.

Insider Trade Summary

Net Seller: 5,000 shares

Net Sell 1 txn

Insider GARNETT KEITHLY

Role CFO

Sold 5,000 shs ($17K)

Share of Position Sold 2.1%

Type	Security	Shares	Price	Value
Sale	Common Stock ^{F1, F2}	5,000	$3.3618	$17K
Holding	Common Stock ^F3	--	--	--

Holdings After Transaction: Common Stock — 237,357 shares (Direct); Common Stock — 44,053 shares (Indirect, By HCWG LLC.)

Holdings Before and After: Common Stock, 232,357 to 237,357 shares (Direct)

Footnotes (3)

F1. Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 16, 2026.
F2. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
F3. Reporting Person is the beneficial onwer of such shares by virtue of being the sole member of The Hilkiah Group LLC ("Hilkiah"), which holds a 4.3% interest in HCWG LLC, a Delaware limited liability company ("HCWG"). HCWG is the direct holder of such shares.

Key Figures

Shares sold: 5,000 shares Sale price per share: $3.3618 per share Direct holdings after transaction: 237,357 shares +3 more

6 metrics

Shares sold 5,000 shares Common stock sale reported for September 15, 2026

Sale price per share $3.3618 per share Price for the 5,000 common shares sold on September 15, 2026

Direct holdings after transaction 237,357 shares Common stock directly held by CFO following the reported sale

Indirect holdings after transaction 44,053 shares Common stock held indirectly through HCWG LLC

Interest in HCWG LLC 4.3% Interest in HCWG LLC held by The Hilkiah Group LLC, of which the CFO is sole member

Rule 10b5-1 plan adoption date June 16, 2026 Date the CFO adopted the Rule 10b5-1 trading plan used for the sale

Key Terms

Rule 10b5-1 trading plan, beneficial ownership, pecuniary interest, indirect ownership, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"Sale was effected pursuant to a Rule 10b5-1 trading plan adopted"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

beneficial ownership regulatory

"Reporting Person disclaims beneficial ownership except to the extent"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"disclaims beneficial ownership except to the extent of his pecuniary interest"

indirect ownership financial

"Reporting Person is the beneficial onwer of such shares by virtue"

immediate family other

"held by certain members of Reporting Person's immediate family"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NTHI’s CFO report on this Form 4?

The CFO, Garnett Keithly, reported selling 5,000 shares of NEONC TECHNOLOGIES HOLDINGS, INC. common stock on September 15, 2026 in a transaction described as a sale in the open market or a private transaction.

At what price did the NTHI shares sell in the CFO’s September 15, 2026 transaction?

The 5,000 NTHI shares sold by the CFO on September 15, 2026 were transacted at a price of $3.3618 per share, described as a sale in the open market or a private transaction.

Was the NTHI CFO’s stock sale made under a Rule 10b5-1 plan?

Yes. The filing states that the sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2026, indicating the trades were pre-arranged under that plan.

How many NTHI shares does the CFO hold directly after this reported sale?

After the sale, the CFO held 237,357 shares of NTHI common stock directly. This total includes shares held by certain immediate family members, for which he disclaims beneficial ownership except to the extent of his pecuniary interest, if any.

What indirect ownership in NTHI shares does the CFO report?

The CFO reports indirect ownership of 44,053 shares of NTHI common stock, held by HCWG LLC. He is a beneficial owner of these shares by being the sole member of The Hilkiah Group LLC, which holds a 4.3% interest in HCWG LLC.

Does the CFO fully own the family-held NTHI shares included in his direct holdings?

No. The filing notes that the direct holdings include shares held by certain immediate family members, and the CFO disclaims beneficial ownership of those shares except to the extent of his pecuniary interest, if any.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GARNETT KEITHLY

(Last)

(First)

(Middle)

23975 SORRENTO PARK

SUITE 205

(Street)

CALABASAS

CALIFORNIA

91302

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEONC TECHNOLOGIES HOLDINGS, INC. [ NTHI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/15/2026		S⁽¹⁾		5,000	A	$3.3618	237,357⁽²⁾	D
Common Stock								44,053	I⁽³⁾	By HCWG LLC.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 16, 2026.

2. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.

3. Reporting Person is the beneficial onwer of such shares by virtue of being the sole member of The Hilkiah Group LLC ("Hilkiah"), which holds a 4.3% interest in HCWG LLC, a Delaware limited liability company ("HCWG"). HCWG is the direct holder of such shares.

Remarks:

	/S/ KEITHLY GARNETT	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR