Neonc Technologies (NTHI) president buys 10,000 shares in open-market trade

Rhea-AI Filing Summary

Neonc Technologies Holdings, Inc. president Amir F. Heshmatpour reported an open-market purchase of 10,000 shares of common stock at $4.90 per share. The trade on April 23, 2026 increased his direct holdings to 3,052,000 shares.

He also reports indirect ownership interests, including 3,714,020 shares held by AFH Holdings & Advisory, LLC, 550,000 shares held by KIG LLC, and 256,120 shares representing his proportionate interest in HCWG LLC, with certain family and spousal holdings subject to beneficial ownership disclaimers.

Insider Trade Summary

Net Buyer: 10,000 shares ($49,000)

Net Buy 4 txns

Insider Heshmatpour Amir F

Role President

Bought 10,000 shs ($49K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	10,000	$4.90	$49K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 3,052,000 shares (Direct, null); Common Stock — 256,120 shares (Indirect, By HCWG LLC)

Footnotes (1)

1. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Such shares represent only Reporting Person's proportionate interest in HCWG LLC. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.

Key Figures

Open-market purchase: 10,000 shares at $4.90 Direct holdings after transaction: 3,052,000 shares AFH Holdings & Advisory, LLC position: 3,714,020 shares +3 more

6 metrics

Open-market purchase 10,000 shares at $4.90 Common Stock bought on April 23, 2026

Direct holdings after transaction 3,052,000 shares Common Stock held directly after April 23, 2026 trade

AFH Holdings & Advisory, LLC position 3,714,020 shares Indirect ownership via AFH Holdings & Advisory, LLC

KIG LLC position 550,000 shares Indirect ownership through spouse’s KIG LLC

HCWG LLC proportionate interest 256,120 shares Reporting person’s proportionate interest in HCWG LLC

Net share direction 10,000 net-buy shares Transaction summary shows net-buy direction

Key Terms

open-market purchase, indirect ownership, beneficial ownership, pecuniary interest

4 terms

open-market purchase financial

"The transaction is characterized as an open-market purchase of common stock."

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

indirect ownership financial

"Shares are reported as indirect ownership through AFH Holdings, KIG LLC, and HCWG LLC."

beneficial ownership financial

"Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"He disclaims beneficial ownership of certain family and spousal holdings except for any pecuniary interest."

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Heshmatpour Amir F

(Last) (First) (Middle)

23975 SORRENTO PARK

SUITE 205

(Street)

CALABASAS CALIFORNIA 91302

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEONC TECHNOLOGIES HOLDINGS, INC. [ NTHI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/23/2026		P		10,000	A	$4.9	3,052,000(1)	D
Common Stock								256,120(2)	I	By HCWG LLC
Common Stock								550,000(3)	I	By KIG LLC
Common Stock								3,714,020(4)	I	By AFH Holdings & Advisory, LLC.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

2. Such shares represent only Reporting Person's proportionate interest in HCWG LLC.

3. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.

4. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.

Remarks:

	/S/ AMIR F HESHMATPOUR	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NTHI president Amir F. Heshmatpour report?

He reported an open-market purchase of 10,000 shares of Neonc Technologies Holdings (NTHI) common stock at $4.90 per share on April 23, 2026. This transaction increased his directly held stake and is disclosed as a standard Form 4 insider purchase event.

How many NTHI shares does Amir F. Heshmatpour hold directly after this filing?

Following the reported purchase, he directly holds 3,052,000 shares of Neonc Technologies Holdings (NTHI) common stock. This figure reflects his post-transaction ownership as disclosed in the Form 4, showing his direct equity position after the 10,000-share open-market buy.

What indirect ownership in NTHI does AFH Holdings & Advisory, LLC report?

AFH Holdings & Advisory, LLC reports holding 3,714,020 shares of Neonc Technologies Holdings (NTHI) common stock. The Form 4 notes that Amir F. Heshmatpour is the sole member and manager of AFH Holding & Advisory, LLC, so these shares are reported as indirect ownership.

How many NTHI shares are reported through KIG LLC and what is the relationship?

KIG LLC holds 550,000 Neonc Technologies Holdings (NTHI) shares as reported indirectly. The filing states KIG LLC is owned by the reporting person’s spouse, and he disclaims beneficial ownership of those shares except to the extent of any pecuniary interest he may have.

What is HCWG LLC’s reported position in NTHI for Amir F. Heshmatpour?

HCWG LLC is reported as holding 256,120 shares of Neonc Technologies Holdings (NTHI) common stock. The Form 4 clarifies that this reflects only Amir F. Heshmatpour’s proportionate interest in HCWG LLC, indicating a partial indirect ownership interest rather than the entity’s full holdings.

What do the family-related beneficial ownership disclaimers mean for NTHI shares?

The filing notes that certain NTHI shares are held by immediate family members and by KIG LLC, owned by his spouse, with beneficial ownership disclaimed except for any pecuniary interest. This clarifies that economic exposure may exist, but full voting or investment control is not asserted.