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[Form 4] Intellia Therapeutics, Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Form 4 filing overview: On 07/02/2025, Chief Executive Officer Michael Heltzen reported an open-market purchase (transaction code “P”) of 1,040 shares of Exozymes Inc. (ticker EXOZ) common stock at a price of $10.22 per share. Following the transaction, Heltzen’s direct beneficial ownership increased to 10,628.8 shares. No derivative securities transactions were reported, and the filing was submitted individually (not jointly).

The purchase represents a modest addition to the CEO’s holdings and is the earliest reportable transaction for the period. Because the form lists no sales or derivative exercises, it signals a net increase in insider ownership.

Panoramica sulla presentazione del modulo 4: Il 02/07/2025, l'Amministratore Delegato Michael Heltzen ha segnalato un acquisto sul mercato aperto (codice transazione “P”) di 1.040 azioni ordinarie di Exozymes Inc. (simbolo EXOZ) al prezzo di 10,22$ per azione. Dopo la transazione, la proprietà diretta di Heltzen è aumentata a 10.628,8 azioni. Non sono state segnalate transazioni su strumenti derivati e la segnalazione è stata inviata individualmente (non congiuntamente).

L'acquisto rappresenta un modesto incremento nelle partecipazioni del CEO ed è la prima transazione segnalabile per il periodo. Poiché il modulo non riporta vendite o esercizi di derivati, indica un aumento netto della proprietà interna.

Resumen de la presentación del Formulario 4: El 02/07/2025, el Director Ejecutivo Michael Heltzen informó una compra en mercado abierto (código de transacción “P”) de 1,040 acciones comunes de Exozymes Inc. (símbolo EXOZ) a un precio de $10.22 por acción. Tras la transacción, la propiedad directa beneficiaria de Heltzen aumentó a 10,628.8 acciones. No se reportaron transacciones con valores derivados y la presentación se realizó de forma individual (no conjunta).

La compra representa una adición modesta a las participaciones del CEO y es la transacción reportable más temprana del período. Dado que el formulario no indica ventas ni ejercicios de derivados, señala un aumento neto en la propiedad interna.

Form 4 제출 개요: 2025년 7월 2일, 최고경영자(CEO) 마이클 헬첸공개시장 매수(거래 코드 “P”)로 Exozymes Inc.(티커 EXOZ)의 보통주 1,040주를 주당 $10.22에 보고했습니다. 거래 후 헬첸의 직접 실소유 주식 수는 10,628.8주로 증가했습니다. 파생상품 거래는 보고되지 않았으며, 제출은 개별적으로 이루어졌습니다 (공동 제출 아님).

이번 매수는 CEO의 보유 주식에 소폭 추가된 것으로, 해당 기간 내 가장 이른 보고 가능한 거래입니다. 양도나 파생상품 행사 내역이 없으므로 내부자 소유 지분이 순증했음을 의미합니다.

Résumé du dépôt du formulaire 4 : Le 02/07/2025, le Directeur Général Michael Heltzen a déclaré un achat en marché ouvert (code de transaction « P ») de 1 040 actions ordinaires d'Exozymes Inc. (symbole EXOZ) au prix de 10,22 $ par action. Suite à cette opération, la détention directe bénéficiaire de Heltzen est passée à 10 628,8 actions. Aucune transaction sur titres dérivés n’a été signalée, et le dépôt a été effectué individuellement (non conjointement).

L'achat constitue un ajout modeste aux avoirs du PDG et représente la première transaction déclarable pour la période. L'absence de ventes ou d'exercices de dérivés indique une augmentation nette de la détention d'initiés.

Überblick zur Form 4 Meldung: Am 02.07.2025 meldete der Chief Executive Officer Michael Heltzen einen Kauf am offenen Markt (Transaktionscode „P“) von 1.040 Aktien der Exozymes Inc. (Ticker EXOZ) zum Preis von $10,22 pro Aktie. Nach der Transaktion erhöhte sich Heltzens direkte wirtschaftliche Eigentümerschaft auf 10.628,8 Aktien. Es wurden keine Derivatgeschäfte gemeldet, und die Meldung erfolgte individuell (nicht gemeinsam).

Der Kauf stellt eine moderate Erweiterung des Anteils des CEO dar und ist die früheste meldungspflichtige Transaktion im Berichtszeitraum. Da keine Verkäufe oder Derivat-Ausübungen angegeben sind, signalisiert dies einen Nettozuwachs des Insiderbesitzes.

Positive
  • CEO insider purchase: Acquisition of 1,040 shares at $10.22 suggests management confidence and aligns interests with shareholders.
Negative
  • Small transaction size: The ~$10.6k purchase is unlikely to materially affect ownership concentration or signal significant strategic change.

Insights

TL;DR Small CEO share purchase; positive signal but immaterial to fundamentals and trading liquidity.

Detail: A 1,040-share acquisition at $10.22 totals roughly $10.6k, raising the CEO’s stake to 10.6k shares. Insider buying, especially by a CEO, is directionally positive because it aligns management with shareholders and can indicate confidence in near-term prospects. However, the dollar value is minimal relative to typical executive compensation and the company’s likely market capitalization, limiting market impact. No options, warrants, or other derivatives were involved, so there is no implied leverage or dilution consequence. Overall, the filing is noteworthy for governance watchers but not materially impactful for valuation models or liquidity considerations.

Panoramica sulla presentazione del modulo 4: Il 02/07/2025, l'Amministratore Delegato Michael Heltzen ha segnalato un acquisto sul mercato aperto (codice transazione “P”) di 1.040 azioni ordinarie di Exozymes Inc. (simbolo EXOZ) al prezzo di 10,22$ per azione. Dopo la transazione, la proprietà diretta di Heltzen è aumentata a 10.628,8 azioni. Non sono state segnalate transazioni su strumenti derivati e la segnalazione è stata inviata individualmente (non congiuntamente).

L'acquisto rappresenta un modesto incremento nelle partecipazioni del CEO ed è la prima transazione segnalabile per il periodo. Poiché il modulo non riporta vendite o esercizi di derivati, indica un aumento netto della proprietà interna.

Resumen de la presentación del Formulario 4: El 02/07/2025, el Director Ejecutivo Michael Heltzen informó una compra en mercado abierto (código de transacción “P”) de 1,040 acciones comunes de Exozymes Inc. (símbolo EXOZ) a un precio de $10.22 por acción. Tras la transacción, la propiedad directa beneficiaria de Heltzen aumentó a 10,628.8 acciones. No se reportaron transacciones con valores derivados y la presentación se realizó de forma individual (no conjunta).

La compra representa una adición modesta a las participaciones del CEO y es la transacción reportable más temprana del período. Dado que el formulario no indica ventas ni ejercicios de derivados, señala un aumento neto en la propiedad interna.

Form 4 제출 개요: 2025년 7월 2일, 최고경영자(CEO) 마이클 헬첸공개시장 매수(거래 코드 “P”)로 Exozymes Inc.(티커 EXOZ)의 보통주 1,040주를 주당 $10.22에 보고했습니다. 거래 후 헬첸의 직접 실소유 주식 수는 10,628.8주로 증가했습니다. 파생상품 거래는 보고되지 않았으며, 제출은 개별적으로 이루어졌습니다 (공동 제출 아님).

이번 매수는 CEO의 보유 주식에 소폭 추가된 것으로, 해당 기간 내 가장 이른 보고 가능한 거래입니다. 양도나 파생상품 행사 내역이 없으므로 내부자 소유 지분이 순증했음을 의미합니다.

Résumé du dépôt du formulaire 4 : Le 02/07/2025, le Directeur Général Michael Heltzen a déclaré un achat en marché ouvert (code de transaction « P ») de 1 040 actions ordinaires d'Exozymes Inc. (symbole EXOZ) au prix de 10,22 $ par action. Suite à cette opération, la détention directe bénéficiaire de Heltzen est passée à 10 628,8 actions. Aucune transaction sur titres dérivés n’a été signalée, et le dépôt a été effectué individuellement (non conjointement).

L'achat constitue un ajout modeste aux avoirs du PDG et représente la première transaction déclarable pour la période. L'absence de ventes ou d'exercices de dérivés indique une augmentation nette de la détention d'initiés.

Überblick zur Form 4 Meldung: Am 02.07.2025 meldete der Chief Executive Officer Michael Heltzen einen Kauf am offenen Markt (Transaktionscode „P“) von 1.040 Aktien der Exozymes Inc. (Ticker EXOZ) zum Preis von $10,22 pro Aktie. Nach der Transaktion erhöhte sich Heltzens direkte wirtschaftliche Eigentümerschaft auf 10.628,8 Aktien. Es wurden keine Derivatgeschäfte gemeldet, und die Meldung erfolgte individuell (nicht gemeinsam).

Der Kauf stellt eine moderate Erweiterung des Anteils des CEO dar und ist die früheste meldungspflichtige Transaktion im Berichtszeitraum. Da keine Verkäufe oder Derivat-Ausübungen angegeben sind, signalisiert dies einen Nettozuwachs des Insiderbesitzes.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOODMAN JESSE

(Last) (First) (Middle)
C/O INTELLIA THERAPEUTICS, INC.
40 ERIE STREET; SUITE 130

(Street)
CAMBRIDGE MA 02139

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Intellia Therapeutics, Inc. [ NTLA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/30/2025 S(1) 1,547 D $9.56 25,906 D
Common Stock 07/01/2025 S(1) 1,547 D $9.23 24,359 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported sale of 3,094 shares on this Form 4 occurred automatically pursuant to a 10b5-1 trading plan adopted by the reporting person on March 31, 2025.
/s/ James Basta, attorney-in-fact 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Exozymes (EXOZ) shares did CEO Michael Heltzen buy?

He purchased 1,040 common shares on 07/02/2025.

What price did the CEO pay for the EXOZ shares?

The shares were acquired at $10.22 per share.

What is Michael Heltzen’s total direct holding after the transaction?

Following the purchase, he owns 10,628.8 shares directly.

Was this Form 4 filed as part of a Rule 10b5-1 plan?

The filing does not indicate use of a Rule 10b5-1(c) trading plan.

Were any derivative securities reported in this Form 4?

No, the Table II section shows no derivative securities transactions.

Is the filing made solely by one reporting person?

Yes, the form is marked "Form filed by One Reporting Person."
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