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NTNX Initial Form 3 Shows Director Robert Lavender Holds No Securities

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Robert G. Lavender, identified as a director of Nutanix, Inc. (NTNX), submitted an initial Form 3 reporting his relationship to the issuer and providing a business address in San Jose, CA. The filing states no securities are beneficially owned by the reporting person. The form was filed individually and includes a power of attorney signature on behalf of Mr. Lavender.

Positive

  • Disclosure filed meeting Section 16 initial reporting requirements
  • No securities beneficially owned reported, which simplifies short-swing monitoring

Negative

  • None.

Insights

TL;DR: Routine initial disclosure showing a director currently holds no beneficial shares; standard governance transparency.

The Form 3 is an initial Section 16 filing identifying Robert G. Lavender as a director of Nutanix, Inc. and disclosing that he does not beneficially own any securities of the issuer. For corporate governance, the filing fulfills mandatory reporting obligations and signals nothing material about insider alignment with shareholders because no holdings are reported. The presence of an executed power of attorney is standard when counsel files on behalf of the reporting person.

TL;DR: Compliance filing is complete and routine; absence of holdings reduces immediate Section 16 transaction monitoring needs.

The submission includes required identifying information and marks the Form as filed by a single reporting person. Because the filer reports no beneficial ownership, there are no non-derivative or derivative positions to monitor for short-swing profit rules at this time. This is a routine, low-impact disclosure from a regulatory perspective.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Lavender Robert G

(Last) (First) (Middle)
C/O NUTANIX, INC.
1740 TECHNOLOGY DR., SUITE 150

(Street)
SAN JOSE CA 95110

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/17/2025
3. Issuer Name and Ticker or Trading Symbol
Nutanix, Inc. [ NTNX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned. Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Raymond Hum, Attorney in Fact 09/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for NTNX filed by Robert G. Lavender disclose?

The Form 3 identifies Robert G. Lavender as a director of Nutanix, Inc. and states that he does not beneficially own any securities of the issuer.

Does the filing show any stock or option holdings for Robert G. Lavender at NTNX?

No. The filing explicitly states no securities are beneficially owned, and no entries appear in the non-derivative or derivative tables.

Was the Form 3 filed jointly or by one reporting person?

The form indicates it was filed by one reporting person (individual filing).

Is there an attorney or power of attorney noted on the NTNX Form 3?

Yes. The document includes a signature executed by an attorney-in-fact under a power of attorney on behalf of the reporting person.
Nutanix Inc

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