Nutanix CEO vests 50K RSUs, 253K shares withheld
Nutanix CEO Rajiv Ramaswami had RSUs vest into shares and a large block withheld to cover related tax obligations on September 15, 2026.
Rhea-AI Filing Summary
Nutanix, Inc. reported that Chief Executive Officer and director Rajiv Ramaswami settled portions of his equity awards on September 15, 2026. Four blocks of Restricted Stock Units totaling 50,430 units, each unit representing one share of Class A common stock, were converted into the same number of common shares at a per-unit price of $0.00. In a separate transaction, 252,956 shares of Class A common stock were withheld at $67.99 per share to satisfy tax withholding obligations arising from the vesting of his RSUs. No Rule 10b5-1 trading plan is reported for these transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
50,430 shares exercised/converted
Exercise
9 txns
Insider
RAMASWAMI RAJIV
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F2, F3 | 17,207 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F2, F4 | 15,885 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F2, F5 | 8,508 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F2, F6 | 8,830 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 17,207 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 15,885 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 8,508 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 8,830 | $0.00 | $0.00 |
| Tax Withholding | Class A Common Stock F1 | 252,956 | $67.99 | $17.20M |
Holdings After Transaction:
Restricted Stock Units — 237,559 contracts (Direct);
Class A Common Stock — 814,338 shares (Direct)
Footnotes (6)
- F1. Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- F2. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
- F3. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
- F4. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
- F5. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
- F6. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
Key Figures
RSUs converted to Class A Common Stock: 50,430 units
RSU award 1 vested units: 17,207 units
RSU award 2 vested units: 15,885 units
+5 more
8 metrics
RSUs converted to Class A Common Stock
50,430 units
Total RSUs exercised or converted on September 15, 2026 across four awards
RSU award 1 vested units
17,207 units
Restricted Stock Units converted into Class A common stock on September 15, 2026
RSU award 2 vested units
15,885 units
Restricted Stock Units converted into Class A common stock on September 15, 2026
RSU award 3 vested units
8,508 units
Restricted Stock Units converted into Class A common stock on September 15, 2026
RSU award 4 vested units
8,830 units
Restricted Stock Units converted into Class A common stock on September 15, 2026
Shares withheld for tax withholding obligations
252,956 shares
Class A common shares withheld to satisfy RSU-related tax obligations on September 15, 2026
Withholding price per share
$67.99 per share
Price used for the 252,956 shares withheld to satisfy tax withholding obligations
RSU conversion price
$0.00 per unit
Per-unit price reported for RSU conversions into Class A common stock
Key Terms
Restricted Stock Units, contingent right, tax withholding obligations, Rule 10b5-1 trading plan, +1 more
5 terms
Restricted Stock Units financial
"Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock"
tax withholding obligations financial
"Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting"
Rule 10b5-1 trading plan regulatory
"No Rule 10b5-1 trading plan is reported for these transactions"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Class A common stock financial
"Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What equity transactions did NTNX CEO Rajiv Ramaswami report on September 15, 2026?
He reported the vesting and conversion of 50,430 Restricted Stock Units into Class A common stock at $0.00 per unit, and the withholding of 252,956 shares of Class A common stock to satisfy RSU-related tax withholding obligations.
How many Nutanix (NTNX) RSUs vested for the CEO in this Form 4?
Four RSU awards vested and were converted, covering 17,207, 15,885, 8,508, and 8,830 Restricted Stock Units, for a total of 50,430 RSUs, each representing a contingent right to receive one share of Nutanix Class A common stock.
At what price were the RSUs for NTNX converted into Class A common stock?
The RSU conversions were reported at a price of $0.00 per unit, meaning the CEO did not pay a cash exercise price to receive the corresponding shares of Nutanix Class A common stock upon vesting.
Were the NTNX CEO’s September 15, 2026 transactions under a Rule 10b5-1 plan?
No. The filing shows the Rule 10b5-1 checkbox as not selected, and there is no footnote stating that these Nutanix equity transactions were executed pursuant to a Rule 10b5-1 trading plan.
What is the vesting schedule of the NTNX CEO’s RSUs mentioned in the Form 4?
The reported RSUs vest in 16 equal quarterly installments, with first vesting dates of December 15, 2022, December 15, 2023, December 15, 2024, and December 15, 2025, subject to the CEO continuing to provide service through each vesting date.
AI-generated analysis. How Rhea-AI works. Not financial advice.
