Form 144: 3,070 RSUs listed for resale (NTRA)

Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice relating to proposed and recent resale of Common shares of NTRA.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice relating to proposed and recent resale of Common shares of NTRA. The notice lists 3,070 Restricted Stock Units proposed for sale on 04/26/2026. It also records prior 10b5-1 plan sales by Michael Burkes Brophy of 5,671 shares on 02/03/2026 and 785 shares on 03/10/2026.

Insights

Securities Compliance Counsel

Routine Rule 144 resale notice tied to RSUs and prior 10b5-1 sales.

The filing lists a planned sale of 3,070 Restricted Stock Units and documents two prior dispositions under a 10b5-1 plan (5,671 and 785 shares). This is a notice of resale activity rather than a financing or company action.

Cash‑flow treatment and price details are not provided in the excerpt; timing beyond the stated dates is limited to the listed sale date 04/26/2026. Subsequent filings or broker reports would show execution details.

Key Figures

Restricted Stock Units to be sold: 3,070 shares 10b5-1 sale: 5,671 shares 10b5-1 sale: 785 shares +1 more

4 metrics

Restricted Stock Units to be sold 3,070 shares sale date <date>04/26/2026</date>

10b5-1 sale 5,671 shares sold on <date>02/03/2026</date>

10b5-1 sale 785 shares sold on <date>03/10/2026</date>

Filer location identifier 1 New York Plaza, New York NY 10004 Morgan Stanley Smith Barney LLC Executive Financial Services address

Key Terms

Restricted Stock Units, 10b5-1 Sales Plan, Form 144

3 terms

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 3070 | 04/26/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 Sales Plan regulatory

"10b5-1 Sales Plan for MICHAEL BROPHY"

A 10b5-1 sales plan is a written, prearranged schedule that company insiders use to buy or sell their employer’s stock under a U.S. securities rule, so trades occur automatically at set times or prices regardless of later private information. It matters to investors because it reduces the risk of insider-trading accusations and signals that certain insider trades were planned ahead—like putting transactions on autopilot—while still affecting share supply and market confidence.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does NTRA's Form 144 disclose?

It discloses a proposed resale of 3,070 Restricted Stock Units on 04/26/2026, and prior sales of 5,671 and 785 shares under a 10b5-1 plan by Michael Brophy.

Who is listed as the selling party on the Form 144 for NTRA?

The notice lists Morgan Stanley Smith Barney LLC Executive Financial Services as the filer and identifies Michael Burkes Brophy as a prior seller in the excerpt, tied to 10b5-1 plan sales.

What were the dates and sizes of the prior sales reported?

The excerpt records prior 10b5-1 plan sales on 02/03/2026 for 5,671 shares and on 03/10/2026 for 785 shares by Michael Brophy.

Does the Form 144 state how much cash the issuer receives?

No. The provided excerpt does not state proceeds or indicate who receives cash; it lists resale quantities and dates without price or proceeds information.

Are the 3,070 RSUs already sold or proposed for sale?

The filing lists 3,070 Restricted Stock Units with a sale date of 04/26/2026, indicating the RSUs are proposed for resale on that date in this notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/29/2026 - 04:35 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001697362
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NATERA, INC.
SEC File Number	001-37478
Address of Issuer	13011 McCallen Pass, Bldg A Suite 100 Austin TEXAS 78753
Phone	6509809190
Name of Person for Whose Account the Securities are To Be Sold	MICHAEL BROPHY
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3070	614521.90	141731250	04/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/26/2026	Restricted Stock Units	Issuer			3070	04/26/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MICHAEL BURKES BROPHY 13011 McCallen Pass, Bldg A Suite 100 Austin TX 78753	Common	03/10/2026	785	160244.17
10b5-1 Sales Plan for MICHAEL BROPHY 13011 McCallen Pass, Bldg A Suite 100 Austin TX 78753	Common	02/03/2026	5671	1288312.83

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 4/26/2026 through 4/27/2026
Date of Notice	04/29/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Michael Burkes Brophy
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)