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Natera (NASDAQ: NTRA) co-founder reports 7,450 RSU shares vested stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Natera, Inc. director and co-founder Sheena Jonathan reported the vesting of 7,450 shares of Common Stock on January 14, 2026. These shares vested under a performance-based Restricted Stock Unit award granted on January 27, 2023, after a milestone tied to time and business performance criteria was certified. Following this vesting, she holds 270,031 shares of Common Stock directly. She also has indirect beneficial ownership of 22,532 shares held by Caraluna 1 Trust and 22,532 shares held by Caraluna 2 Trust.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sheena Jonathan

(Last) (First) (Middle)
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100

(Street)
AUSTIN TX 78753

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Natera, Inc. [ NTRA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) X Other (specify below)
CO-FOUNDER
3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/14/2026 A 7,450(1) A $0 270,031 D
Common Stock 22,532 I By Caraluna 1 Trust
Common Stock 22,532 I By Caraluna 2 Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On January 27, 2023, the Reporting Person was granted a performance-based Restricted Stock Unit (RSU) award which vests in tranches upon the achievement of milestones relating to a combination of the passage of time and certain business performance criteria. On January 14, 2026, the performance threshold with respect to one milestone under the RSUs was certified, resulting in the vesting of 7,450 shares of Common Stock.
/s/ Tami Chen, Attorney-in-Fact 01/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Natera (NTRA) report for Sheena Jonathan?

The filing reports that Sheena Jonathan, a director and co-founder of Natera, Inc., had 7,450 shares of Common Stock vest on January 14, 2026 from a performance-based RSU award.

What is the origin of the 7,450 Natera (NTRA) shares that vested?

The 7,450 shares came from a performance-based RSU award granted on January 27, 2023, which vests in tranches when milestones based on time and business performance criteria are achieved.

How many Natera (NTRA) shares does Sheena Jonathan own after this Form 4 transaction?

After the reported vesting, Sheena Jonathan beneficially owns 270,031 shares of Common Stock directly, plus 22,532 shares indirectly through Caraluna 1 Trust and 22,532 shares indirectly through Caraluna 2 Trust.

Was there a purchase price for the 7,450 Natera (NTRA) shares that vested?

No cash price was paid; the 7,450 shares were acquired at a reported price of $0 per share in connection with vesting of RSUs.

What is the role of Sheena Jonathan at Natera (NTRA)?

Sheena Jonathan is listed as a Director and Co-Founder of Natera, Inc. in the Form 4 filing.

What do the Caraluna 1 Trust and Caraluna 2 Trust holdings represent for Natera (NTRA)?

The Form 4 shows indirect beneficial ownership by Sheena Jonathan of 22,532 Natera shares held by Caraluna 1 Trust and 22,532 shares held by Caraluna 2 Trust.
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