NTRS Form 144: Proposed Sale of 3,255 Shares

NTRS filed a Form 144 notice reporting a proposed sale of 3,255 common shares through Fidelity Brokerage Services, listed with a sale date of 03/04/2026.

Rhea-AI Filing Summary

NTRS filed a Form 144 notice reporting a proposed sale of 3,255 common shares through Fidelity Brokerage Services, listed with a sale date of 03/04/2026. The record shows those shares arose from Restricted Stock Vesting on 03/01/2026 as compensation. The excerpt also shows a prior sale of 1,450 common shares by David W. Fox Jr on 02/25/2026 for $208,872.50.

Insights

Securities Compliance Attorney

Form 144 lists a proposed sale of 3,255 vested restricted shares via Fidelity on 03/04/2026.

The filing entry identifies 3,255 common shares tied to Restricted Stock Vesting on 03/01/2026, with the broker of record shown as Fidelity Brokerage Services LLC. This indicates a notice of proposed sale rather than an executed market trade.

Separately, the excerpt records a completed sale of 1,450 shares by David W. Fox Jr on 02/25/2026 for $208,872.50. Subsequent filings will show whether the 3,255 shares were actually sold and by which method.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the NTRS Form 144 disclose about shares to be sold?

It discloses a proposed sale of 3,255 common shares scheduled with Fidelity on 03/04/2026. The filing ties those shares to Restricted Stock Vesting on 03/01/2026, identifying the grant type as compensation rather than an open‑market purchase.

Who is listed as the broker for the NTRS proposed sale?

The broker of record is Fidelity Brokerage Services LLC for the listed transaction dated 03/04/2026. The excerpt shows Fidelity's address and associates the 3,255 shares with that brokerage on the stated date.

Does the filing show any recent executed sales for NTRS insiders?

Yes: the excerpt records a sale of 1,450 common shares by David W. Fox Jr on 02/25/2026 for $208,872.50. That sale is listed under "Securities Sold During The Past 3 Months."

Are the 3,255 shares in the Form 144 newly vested or previously held?

The filing ties the 3,255 shares to a Restricted Stock Vesting event on 03/01/2026, indicating they were issued as compensation and vested on that date rather than being long‑held unrestricted shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/04/2026 - 01:59 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002039870
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHERN TRUST CORP
SEC File Number	001-36609
Address of Issuer	50 S LASALLE ST CHICAGO ILLINOIS 60603
Phone	3126306000
Name of Person for Whose Account the Securities are To Be Sold	Fox David W Jr
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3255	468346.91	185827803	03/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting	Issuer			3255	03/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David W. Fox Jr 50 South La Salle Street Chicago, IL 60603	Common	02/25/2026	1450	208872.50

144: Remarks and Signature

Remarks
Date of Notice	03/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eric Janiak, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for David W. Fox Jr
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)