Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Northern Trust Corporation filings document financial results, governance matters, investor presentations and capital structure disclosures for a financial services holding company. Recent Form 8-K reports include earnings releases, conference-call materials, Regulation FD presentations, annual meeting materials and stockholder voting results.
The filing record also describes securities registered on Nasdaq, including common stock and depositary shares representing interests in Series E non-cumulative perpetual preferred stock. Proxy materials cover board elections, executive compensation, equity plan approvals and auditor ratification, while material-event filings document debt offerings involving senior notes and subordinated notes.
Northern Trust Corp Executive Vice President Aengus Hallinan reported selling a total of 3,668 shares of Northern Trust common stock in open-market transactions on June 3, 2026. The sales were executed at weighted average prices of $167.96 and $167.10 per share, with individual sale prices ranging from $166.44 to $168.24 as noted in the footnotes.
Following these transactions, Hallinan directly holds 10,574 shares of Northern Trust common stock. Footnote disclosure also indicates holdings of 9,461 stock units, which are payable automatically on a 1-for-1 basis in shares of the company’s common stock.
Northern Trust Corp Executive Vice President Aengus Hallinan reported a routine tax-related share disposition. On 2026-06-01, 2,707 shares of common stock were withheld at $166.82 per share to cover Federal, State and Medicare taxes when 6,375 previously reported stock units vested.
The remaining 3,668 shares from this vesting were delivered to Hallinan as common stock, and he directly owned 13,129 shares after the transaction. In addition, 9,461 stock units remain outstanding, payable on a 1-for-1 basis in Northern Trust common stock. The withholding is not an open-market sale but a standard tax-withholding mechanism tied to equity compensation.
NORTHERN TRUST CORP Executive Vice President Thomas A. South reported a bona fide gift of 320 shares of Common Stock. The gift carried a stated price of $0.00 per share, reflecting a non-market transfer. After this disposition, he directly holds 94,717 shares of Common Stock. A separate entry shows 4,284.320 shares held indirectly in a 401(k) as of March 31, 2026. A footnote also states that his holdings include 44,130 stock units payable on a 1-for-1 basis in common shares.
Northern Trust Corp filed a Form 13F-HR reporting institutional holdings as of the reporting period. The submission is a 13F Combination Report listing 19,864 information-table entries with an aggregate market value of $756,584,776,538. The report lists 12 other included managers and was signed on 05-12-2026.
NORTHERN TRUST CORP ownership disclosure: FMR LLC and Abigail P. Johnson report beneficial ownership of 10,787,489.27 shares, representing 5.8% of common stock as of 03/31/2026. The filing lists 6,678,645.49 shares of sole voting power and 10,787,489.27 shares of sole dispositive power.
NORTHERN TRUST CORP Executive Vice President Thomas A. South reported a routine gift transfer of common stock. He made a bona fide gift of 1,300 shares of Northern Trust common stock, a non-market transaction that does not involve a sale for cash.
After the gift, South directly holds 95,037 common shares. He also has 4,284.3200 shares held indirectly through a 401(k) plan as of March 31, 2026, and a separate position of 44,130 stock units that are payable on a 1-for-1 basis in shares of Northern Trust common stock.
NORTHERN TRUST CORP director Robert Edward Moritz Jr. reported an open-market purchase of common stock. On May 1, 2026, he bought 225 shares at $166.41 per share. Following this transaction, he directly owns 8,145 common shares. A footnote states he also holds 989 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corp director David Byron Smith Jr. reported a bona fide gift of 1,200 shares of Northern Trust common stock on April 30, 2026. The transaction was made indirectly through a revocable trust associated with him and is coded as a gift, not a market sale.
After this gift, the revocable trust held 86,037 shares. Other reported indirect holdings include 992,560 shares in a separate trust for him and his children, plus several smaller child-focused trusts and 989 shares held directly. The filing reflects estate and family-trust activity rather than open-market trading.
Northern Trust Corporation reported strong first-quarter 2026 results, with net income of $525.5 million, up 34%, on total revenue of $2.21 billion, up 14% from a year earlier. Diluted earnings per share rose to $2.71 from $1.90, a 43% increase.
Growth was broad-based: trust, investment and other servicing fees reached $1.34 billion, up 11%, helped by favorable markets, net new business and currency. Other noninterest income climbed 33%, driven by higher foreign exchange trading and securities commissions from increased market volatility and outsourced trading activity. Net interest income rose 15% to $654.0 million as higher deposit levels more than offset lower rates.
Expenses increased 6% to $1.51 billion, mainly from higher compensation, benefits and technology spend, but grew more slowly than revenue, expanding profitability. The provision for credit losses was a negative $3.0 million, reflecting improved credit quality, while nonaccrual loans fell to $55.0 million, or 0.13% of total loans. Capital remained solid, with a standardized Common Equity Tier 1 ratio of 12.0% and total client assets under custody/administration of $18.55 trillion and assets under management of $1.78 trillion.