Northern Trust Corporation filings document financial results, governance matters, investor presentations and capital structure disclosures for a financial services holding company. Recent Form 8-K reports include earnings releases, conference-call materials, Regulation FD presentations, annual meeting materials and stockholder voting results.
The filing record also describes securities registered on Nasdaq, including common stock and depositary shares representing interests in Series E non-cumulative perpetual preferred stock. Proxy materials cover board elections, executive compensation, equity plan approvals and auditor ratification, while material-event filings document debt offerings involving senior notes and subordinated notes.
Northern Trust Corp (NTRS) director Richard Petrino reported a grant/award acquisition of 6 shares of common stock on October 1, 2026. The transaction row lists a per-share figure of $169.20. His reported direct holdings after the transaction were 4,350 shares, including 2,185.09 stock units payable automatically on a 1-for-1 basis in the Corporation’s common stock.
Northern Trust Corp director Siddharth N. Mehta acquired 31 shares of common stock through a grant/award on October 1, 2026. His reported direct post-transaction amount was 12,518 shares, including 6,946.45 stock units payable automatically on a 1-for-1 basis in common shares. The reported per-share price was $169.20. No Rule 10b5-1 plan is reported.
Northern Trust Corp. director Marcy S. Klevorn received an award of 65.38 stock units on October 1, 2026. The units are payable automatically one-for-one in common shares. The transaction lists a per-share figure of $169.20, and the reported post-transaction balance is 13,625.17 stock units.
Northern Trust Corp director Dean M. Harrison reported award acquisitions of 151.57 stock units on October 1, 2026, and 265.71 stock units on September 30, 2026. The reported per-share values were $169.20 and $169.36, respectively. As of September 30, 2026, his reported indirect common-stock holdings included 1,000 shares by trust and 47 shares by LLC.
Northern Trust Corp director Chandra Dhandapani reported awards of 206.6600 stock units on September 30, 2026, and 30.7900 stock units on October 1, 2026. The reported per-share amounts were $169.36 and $169.20, respectively.
Northern Trust Corp director Susan Crown acquired 86.88 Common Stock Units on October 1, 2026. The units are payable automatically one-for-one in NTRS shares upon termination of her director service, and her reported balance became 38,846.77 units. The reported price per share was $169.20. Crown also reported 18,400 shares held directly. Other reported indirect holdings are owned by trusts benefiting her children and by HCNI II LLC, whose members include trusts for the benefit of Crown and her children; she disclaims beneficial ownership except to the extent of her beneficial ownership in those trusts and entity.
Northern Trust Corporation (NTRS) says Chief Financial Officer David W. Fox, Jr. plans to retire effective on or around March 31, 2027. Fox intends to remain in his role through the end of the first quarter of 2027 to support the transition. The company plans a comprehensive internal and external search for his successor.
During the transition, Fox is expected to continue leading Finance and work with Chairman and Chief Executive Officer Michael O’Grady and the leadership team. As of June 30, 2026, Northern Trust reported US$20.0 trillion in assets under custody/administration and US$2.0 trillion in assets under management.
NORTHERN TRUST CORP (NTRS) reported an insider tax-related share disposition by Michael Hunstad, President of Asset Management. On September 1, 2026, 622 shares of common stock were withheld at $183.86 per share to pay Federal, State and Medicare taxes upon vesting of 1,402 previously reported stock units.
The remaining 780 shares from that vesting were distributed to Hunstad as common stock, and he now holds 25,223 shares directly, plus 18,229 stock units payable on a 1‑for‑1 basis in common shares. No Rule 10b5‑1 trading plan is reported.
NORTHERN TRUST CORP (NTRS) Executive Vice President Thomas A. South reported a sale of 1,800 shares of common stock on 2026-08-24 at $184.90 per share. Following this transaction, he directly holds 92,917 shares, which includes 44,130 stock units payable 1-for-1 in common shares, and indirectly holds 4,316.57 shares through a 401(k) plan as of 2026-06-30.
Northern Trust Corporation (NTRS) has a notice filed under Rule 144 for a planned sale of restricted or control securities. The notice relates to the potential sale of 1,800 shares of Northern Trust common stock for the account of Thomas A. South, with Northern Trust Securities, Inc. listed as broker and NASDAQ as the trading market.
The filing lists an aggregate market value of 333,720 for the shares and states that total common shares outstanding are 182,955,653. The shares to be sold are identified as vested shares acquired from the issuer on February 18, 2025. The notice is signed by David A. Serna as Attorney-in-Fact for Thomas A. South.