Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Navigating Northern Trust’s multi-layered disclosures can feel like sifting through hundreds of pages of custody metrics, fiduciary liabilities, and Basel III capital tables. If you have ever wondered where to spot changes in trust asset fees or track when long-tenured executives buy shares, this page has you covered.
Stock Titan applies AI-powered summaries to every Northern Trust filing, turning dense language into plain-English insights. Whether you need a “Northern Trust quarterly earnings report 10-Q filing” to see net interest margin trends, or a “Northern Trust insider trading Form 4 transactions” alert to monitor leadership sentiment, our platform delivers real-time updates straight from EDGAR. Key forms are mapped to common questions:
- 10-K: “Northern Trust annual report 10-K simplified” highlights custody fee growth, credit exposure, and segment profitability.
- 10-Q: Instantly compare quarter-over-quarter revenue with “Northern Trust earnings report filing analysis.”
- 8-K: “Northern Trust 8-K material events explained” so you never miss capital actions or leadership changes.
- Form 4: “Northern Trust Form 4 insider transactions real-time” and “Northern Trust executive stock transactions Form 4” reveal buying and selling patterns within hours.
- DEF 14A: “Northern Trust proxy statement executive compensation” outlines pay aligned to return on equity.
From “understanding Northern Trust SEC documents with AI” to spotting dividend policy shifts, our expert analysis saves hours of manual review. Access comprehensive coverage of every filing type, receive real-time alerts, and make informed decisions without wading through arcane footnotes. Northern Trust SEC filings explained simply—so you can focus on strategy, not paperwork.
Northern Trust Corporation filed a shelf registration on Form S-3 to offer up to $1,500,000,000 aggregate principal amount of debt securities from time to time after effectiveness. The specific terms and pricing will be set in accompanying prospectus supplements.
The company may issue senior or subordinated, secured or unsecured, and convertible or nonconvertible debt under its May 8, 2017 indenture with The Bank of New York Mellon Trust Company, N.A., as trustee. Net proceeds will be used for general corporate purposes, which may include working capital, refinancing, investments in subsidiaries, share repurchases, dividends, potential acquisitions, and other obligations.
Securities may be sold through underwriters, dealers, agents, directly to purchasers, or via other permitted methods, and are not deposits or FDIC insured. The offering documents emphasize risk factors incorporated by reference and note that plan of distribution details will appear in each supplement.
Northern Trust Corporation furnished an 8-K announcing its earnings materials for the three and nine months ended September 30, 2025. The company issued a press release and made presentation materials and financial trends available, and held a live conference call and webcast on October 22, 2025 to discuss results and related matters.
The materials were furnished as Exhibits 99.1 (Press Release), 99.2 (Presentation Materials), and 99.3 (Financial Trends) and are not deemed filed under the Exchange Act.
Northern Trust (NTRS) insider update: On 10/17/2025, Chief Administrative Officer Alexandria Taylor reported the vesting of 8,629 previously reported stock units. To cover taxes, 3,823 shares were withheld at $123.43 (Code F), and 4,806 shares were distributed as common stock.
Following the transactions, Taylor directly beneficially owned 40,059.536 shares. The filing also notes 22,158 stock units that are payable on a 1‑for‑1 basis in Northern Trust common stock.
Charles A. Tribbett, a director of Northern Trust Corporation (NTRS), reported an acquisition of 91.93 shares of the company's common stock on 10/01/2025 at a reported price of $131.2 per share. Following that transaction the filing shows beneficial ownership of 36,536.43 shares, with 2,822 shares held indirectly by trust. The Form 4 was signed by an attorney-in-fact on 10/02/2025. The filing notes the acquired units represent stock units payable 1-for-1 in shares of the corporation's common stock.
Donald Thompson, a Director of Northern Trust Corporation (NTRS), reported three changes in beneficial ownership. On 09/30/2025 he acquired 278.6 shares of common stock at a reported price of $134.6 per share. On 10/01/2025 he acquired 148.84 shares at $131.2 per share. The filing also shows 1,743 shares held indirectly by a trust. The report clarifies the 278.6 and 148.84 share amounts are stock units payable 1-for-1 into common shares. The form was signed by an attorney-in-fact on 10/02/2025. The transactions are non-derivative acquisitions and reflect routine insider equity compensation conversion and trust holdings rather than open-market purchases.
Martin P. Slark, a Director of Northern Trust Corp (NTRS), reported a transaction dated 10/01/2025 on Form 4. The filing shows a non-derivative acquisition (Code A) of 69.41 shares of the company's common stock at a reported price of $131.2 per share. Following the reported transaction, the form lists 21,179.33 shares beneficially owned in a direct capacity and 4,769 shares held indirectly by trust. The filing includes a footnote stating these are stock units payable on a one-for-one basis in shares of common stock. The Form 4 is signed by an attorney-in-fact on behalf of Mr. Slark and dated 10/02/2025.
The filing shows Richard Petrino, a director of Northern Trust Corporation (NTRS), reported an acquisition of 2.59 shares (reported as stock units) on 10/01/2025 at a price of $131.2 per share. After the transaction he beneficially owned 2,329.59 shares (or stock units) directly. The filing explains these are stock units payable on a 1-for-1 basis in the company's common stock. The Form 4 was signed by an attorney-in-fact on 10/02/2025.
Northern Trust Corporation (NTRS) reporting person Dean M. Harrison recorded non-derivative purchases of the company’s common stock in late 2025. On 09/30/2025 he acquired 334.32 shares at $134.6 and on 10/01/2025 he acquired 154.72 shares at $131.2, increasing his direct beneficial holdings to 32,538.56 shares. The filing also shows 1,000 shares owned indirectly by a trust and 47 shares indirectly by an LLC. The form corrects an earlier reporting error for an April 1, 2025 amount (actual 171.60 shares vs previously reported 168.49).
Chandra Dhandapani, a director of Northern Trust Corporation (NTRS), reported two acquisitions of the company’s common stock. On 09/30/2025 the filing shows an acquisition of 260.03 shares and on 10/01/2025 an acquisition of 17.89 shares. The filing reports purchase prices as listed next to each transaction and shows 5,094.88 and 5,112.77 shares beneficially owned after the respective transactions. The report clarifies these holdings include stock units payable 1-for-1 in common stock and was signed by an attorney-in-fact on behalf of the reporting person.
Marcy S. Klevorn, a Director of Northern Trust Corp (NTRS), reported a purchase of 63.37 shares of the company's common stock on 10/01/2025. The transaction lists a price of $131.2 per share and shows 12,358.15 shares beneficially owned following the reported transaction. The filing notes that the reported balance represents stock units payable on a 1-for-1 basis in common stock. The Form 4 was signed by an attorney-in-fact on 10/02/2025.
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