[8-K] NORTHERN TRUST CORP Reports Material Event

Rhea-AI Filing Summary

Northern Trust Corporation furnished an 8-K announcing its earnings materials for the three and nine months ended September 30, 2025. The company issued a press release and made presentation materials and financial trends available, and held a live conference call and webcast on October 22, 2025 to discuss results and related matters.

The materials were furnished as Exhibits 99.1 (Press Release), 99.2 (Presentation Materials), and 99.3 (Financial Trends) and are not deemed filed under the Exchange Act.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) October 22, 2025

NORTHERN TRUST CORPORATION

(Exact name of registrant as specified in its charter)

Delaware

001-36609

36-2723087

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification No.)

50 South LaSalle Street

60603

Chicago,

Illinois

(Zip Code)

(Address of principal executive offices)

Registrant’s telephone number, including area code (312) 630-6000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class			Trading Symbol			Name of each exchange on which registered
Common Stock, $1.66 2/3 Par Value			NTRS			The NASDAQ Stock Market LLC
Depositary Shares, each representing 1/1,000th interest in a share of Series E Non-Cumulative Perpetual Preferred Stock			NTRSO			The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02.    Results of Operations and Financial Condition

The information contained in the registrant’s October 22, 2025 press release, reporting on the registrant’s earnings for the three and nine months ended September 30, 2025, a copy of which is attached as Exhibit 99.1 hereto, is incorporated herein by reference.

Item 7.01. Regulation FD Disclosure

On October 22, 2025, Northern Trust Corporation (the “Corporation”) will hold a live conference call and webcast to discuss financial results for the three and nine months ended September 30, 2025 and other matters relating to the Corporation. In connection therewith, the Corporation has also made available on its website presentation materials containing certain information relating to the Corporation (the “Presentation Materials”) and materials that contain additional information about the Corporation’s financial results for the three and nine months ended September 30, 2025 (the “Financial Trends”), copies of which are attached as Exhibits 99.2 and 99.3 hereto, and are incorporated herein by reference.

Item 9.01.    Financial Statements and Exhibits

The information provided in this Current Report on Form 8-K, including Exhibits 99.1, 99.2 and 99.3, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise stated in such filing.    

(d) Exhibits:

			Exhibit Number			Description
			99.1			Press Release
			99.2			Presentation Materials
			99.3			Financial Trends
			104			The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NORTHERN TRUST CORPORATION

(Registrant)

Dated:

October 22, 2025

By:

/s/ David W. Fox, Jr.

David W. Fox, Jr.

Executive Vice President and Chief Financial Officer

FAQ

What did NTRS disclose in this 8-K?

The company furnished its earnings materials for the three and nine months ended September 30, 2025, including a press release, presentation, and financial trends.

When did Northern Trust (NTRS) hold its results webcast?

On October 22, 2025, alongside the release of its Q3 2025 materials.

Which exhibits were included with NTRS’s 8-K?

Exhibit 99.1 (Press Release), 99.2 (Presentation Materials), and 99.3 (Financial Trends).

Are the earnings materials considered filed or furnished?

They were furnished and are not deemed filed for purposes of Section 18 of the Exchange Act.

What periods do the disclosed results cover for NTRS?

The three and nine months ended September 30, 2025.

What are Northern Trust’s trading symbols noted here?

Common stock trades as NTRS; depositary shares of Series E preferred trade as NTRSO.