Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Northern Trust Corporation (Nasdaq: NTRS) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its activities as a commercial banking and financial services company. This SEC filings page for NTRS brings together those disclosures, including annual and quarterly reports and current reports on Form 8-K, with AI-powered tools to help interpret the information.
For Northern Trust, Form 10-K annual reports and Form 10-Q quarterly reports describe its wealth management, asset servicing, asset management and banking businesses, as well as risk factors, capital position and segment performance. Form 8-K current reports capture specific events, such as earnings releases and investor presentations, leadership changes, debt offerings and share repurchase authorizations. Recent 8-K filings, for example, have disclosed a new common stock repurchase authorization, the issuance of senior and subordinated notes under a shelf registration statement, and executive leadership changes in the asset management business.
Investors can also use this page to access proxy statements on executive compensation and governance matters, and Form 4 insider transaction reports that show purchases and sales of Northern Trust securities by directors and officers. These documents help build a picture of how management and the board oversee the company and manage their own holdings.
Stock Titan enhances these filings with AI-generated summaries and explanations that highlight key points from long documents, such as capital actions, changes in leadership, or updates to business strategy. Real-time updates from the SEC’s EDGAR system mean new NTRS filings appear promptly, while AI insights on 10-Ks, 10-Qs and 8-Ks can save time for readers seeking to understand Northern Trust’s financial condition, regulatory disclosures and corporate actions.
Northern Trust Corp Chairman and CEO Michael O’Grady reported an automatic tax-related share disposition. On March 1, 2026, 11,129 shares of common stock were withheld at $143.15 per share to cover federal, state and Medicare taxes when 26,526 previously reported stock units vested. After this tax-withholding disposition, he directly owned 56,897 common shares.
The filing also notes substantial indirect holdings through trusts, including 417,676.44 shares held by a trust and additional smaller trust accounts for three children. One trust lists his spouse as trustee, indicating indirect family ownership rather than additional direct insider trading activity.
Northern Trust Corp executive Susan Cohen Levy reported a tax-withholding share disposition related to equity compensation. On March 1, 2026, 2,671 shares of common stock were withheld at $143.15 per share to cover Federal, State and Medicare taxes upon vesting of 6,361 previously reported stock units, with 3,690 shares delivered to her as common stock.
After this transaction, she held 59,378 shares directly, which includes 13,916 stock units payable on a 1-for-1 basis in common stock. Indirect holdings reported were 38,026 shares through a 2024 GRAT and 35,412 shares through an irrevocable trust for which her spouse is trustee.
Northern Trust Corp Controller John Landers reported a tax-related share disposition tied to vesting stock units. On the vesting of 1,020 previously reported stock units, 300 common shares were withheld to cover Federal, State and Medicare taxes, while 720 shares were delivered to him. Following this tax-withholding disposition, he directly holds 7,814 common shares, plus 2,250 stock units that will convert on a 1-for-1 basis into common stock.
Northern Trust Corp executive Michael Hunstad, President of Asset Management, reported a tax-withholding disposition of company stock tied to vesting equity awards. On this Form 4, 3,867 shares of common stock were withheld at a price of $143.15 per share to cover Federal, State and Medicare taxes when 9,164 previously reported stock units vested. The remaining 5,297 shares from that vesting were delivered to him as common stock. After this withholding, he directly holds 25,845 shares of Northern Trust common stock and 19,631 stock units that are payable on a one-for-one basis in additional common shares.
NORTHERN TRUST CORP Co-President Guy Gibson reported a tax-related share disposition. On vesting of previously reported stock units, 2,672 shares of common stock were withheld at a price of $143.15 per share to cover Federal, State and Medicare taxes. This was recorded as a tax-withholding disposition rather than an open-market sale. After this transaction, Gibson directly owned 32,341 shares of Northern Trust common stock. A footnote also notes 29,332 stock units that are payable on a 1-for-1 basis in common shares.
Northern Trust Corp Chief Operating Officer Peter Cherecwich reported a tax-related share disposition. On March 1, 2026, 4,157 common shares were withheld at $143.15 per share to cover federal, state and Medicare taxes upon vesting of 9,905 stock units. The remaining 5,748 shares from that vesting were delivered as common stock and moved to his existing trust account. Following the tax withholding, he directly owns 21,962 common shares, with additional indirect holdings through various trusts.
NTRS filed a Form 144 notice reporting a proposed sale of 3,255 common shares through Fidelity Brokerage Services, listed with a sale date of 03/04/2026. The record shows those shares arose from Restricted Stock Vesting on 03/01/2026 as compensation. The excerpt also shows a prior sale of 1,450 common shares by David W. Fox Jr on 02/25/2026 for $208,872.50.
Northern Trust EVP & Chief Financial Officer David W. Fox Jr reported an open-market sale of 1,450 shares of common stock on February 25, 2026 at an average price of $144.05 per share. After this sale, he directly holds 20,162 shares, with additional indirect holdings in several trusts where he serves as trustee with investment control.
Northern Trust Corporation files its annual report detailing a global wealth management, asset servicing and banking franchise. At December 31, 2025, it reported consolidated total assets of $177.1 billion, stockholders’ equity of $13.0 billion, and Bank assets of $176.4 billion.
The firm oversees large client balances, including Asset Servicing assets under custody/administration of $17.4 trillion and assets under management of $1.8 trillion across segments. It operates in 24 U.S. states plus Washington, D.C., and 22 international locations, with about 23,800 employees.
Northern Trust highlights a fee‑driven business model, strong regulatory oversight as a Category II banking organization, and capital ratios comfortably above minimums, including a Common Equity Tier 1 ratio of 12.6% under the standardized approach. The report also outlines extensive risk factors, evolving global regulation, liquidity and capital standards, and its human‑capital and technology investments, including the use of AI within tightening regulatory frameworks.