Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Northern Trust Corporation filings document financial results, governance matters, investor presentations and capital structure disclosures for a financial services holding company. Recent Form 8-K reports include earnings releases, conference-call materials, Regulation FD presentations, annual meeting materials and stockholder voting results.
The filing record also describes securities registered on Nasdaq, including common stock and depositary shares representing interests in Series E non-cumulative perpetual preferred stock. Proxy materials cover board elections, executive compensation, equity plan approvals and auditor ratification, while material-event filings document debt offerings involving senior notes and subordinated notes.
The filing shows Richard Petrino, a director of Northern Trust Corporation (NTRS), reported an acquisition of 2.59 shares (reported as stock units) on 10/01/2025 at a price of $131.2 per share. After the transaction he beneficially owned 2,329.59 shares (or stock units) directly. The filing explains these are stock units payable on a 1-for-1 basis in the company's common stock. The Form 4 was signed by an attorney-in-fact on 10/02/2025.
Northern Trust Corporation (NTRS) reporting person Dean M. Harrison recorded non-derivative purchases of the company’s common stock in late 2025. On 09/30/2025 he acquired 334.32 shares at $134.6 and on 10/01/2025 he acquired 154.72 shares at $131.2, increasing his direct beneficial holdings to 32,538.56 shares. The filing also shows 1,000 shares owned indirectly by a trust and 47 shares indirectly by an LLC. The form corrects an earlier reporting error for an April 1, 2025 amount (actual 171.60 shares vs previously reported 168.49).
Chandra Dhandapani, a director of Northern Trust Corporation (NTRS), reported two acquisitions of the company’s common stock. On 09/30/2025 the filing shows an acquisition of 260.03 shares and on 10/01/2025 an acquisition of 17.89 shares. The filing reports purchase prices as listed next to each transaction and shows 5,094.88 and 5,112.77 shares beneficially owned after the respective transactions. The report clarifies these holdings include stock units payable 1-for-1 in common stock and was signed by an attorney-in-fact on behalf of the reporting person.
Marcy S. Klevorn, a Director of Northern Trust Corp (NTRS), reported a purchase of 63.37 shares of the company's common stock on 10/01/2025. The transaction lists a price of $131.2 per share and shows 12,358.15 shares beneficially owned following the reported transaction. The filing notes that the reported balance represents stock units payable on a 1-for-1 basis in common stock. The Form 4 was signed by an attorney-in-fact on 10/02/2025.
Northern Trust Corp (NTRS) Form 3 filed for Michael Hunstad discloses that the reporting person directly owns 25,185 shares of the issuer's common stock, including 24,268 stock units payable 1-for-1 into common shares. The filing identifies Hunstad as a director and an officer (President/Asset Management) and reflects the event date of 09/03/2025. The form was signed by Michael Rouvina, Attorney-in-Fact, on 09/16/2025. The filing includes Exhibit 24 (Power of Attorney).
Thomas A. South, Executive Vice President of Northern Trust Corporation (NTRS), reported a transaction dated 09/09/2025 on a Form 4. The filing shows a disposition of 155 shares of the issuer's common stock reported with transaction code G (reported price $0), indicating a gift or similar non‑cash transfer. After the reported transaction Mr. South is shown to beneficially own 77,936 shares directly. The filing also reports 4,121.32 units indirectly through a 401(k) plan as of 06/30/2025, and notes that this total includes 34,220 stock units payable on a 1‑for‑1 basis in common stock. The form was signed by an attorney‑in‑fact on behalf of Mr. South on 09/09/2025.
Northern Trust Corporation reported a senior leadership change in its asset management business. Michael Hunstad has been appointed President – Asset Management, replacing Daniel E. Gamba, effective September 3, 2025.
Hunstad has held several senior leadership positions at Northern Trust and most recently served as Global Co-Chief Investment Officer, indicating continuity within the firm’s existing investment leadership team. The company also issued a press release providing additional details about this transition.
David W. Fox Jr., EVP & Chief Financial Officer of Northern Trust Corp (NTRS), reported changes in his beneficial ownership on 08/25/2025. The filing shows a reported disposition of 191 shares of common stock (transaction code G) with a reported price of $0. Following the reported transactions, the filing discloses 40,445 shares beneficially owned indirectly via a trust he controls, plus separate line items showing 13,999 stock units reported as disposed (noting these represent stock units payable 1-for-1 in common stock), 5,000 shares held in a trust for his descendants under his control, and 11 shares held indirectly. Explanations state that certain shares are held in trusts for his benefit and descendants with Fox serving as trustee and having investment control. The form was signed by an attorney-in-fact on behalf of Mr. Fox.
Northern Trust Corporation (NTRS) Form 4 shows that director Robert Edward Moritz Jr. (reporting address: 50 South LaSalle Street, Chicago) acquired 256 shares of the company's common stock on 08/13/2025 at a price of $126.34 per share under transaction code P. After the purchase, Mr. Moritz beneficially owned 2,525 shares in total, which includes 1,902 stock units payable on a one-for-one basis into common shares. The filing was signed by Michael Rouvina as attorney-in-fact on 08/18/2025. The Form 4 discloses a routine director purchase; no options, derivative transactions, or other material events are reported.
Northern Trust Corp filed a Form 13F summarizing its consolidated institutional equity disclosures. The report shows 20,680 holdings entries with a total reported market value of $727,164,885,290. The filing identifies multiple affiliated and other included managers and is signed by Michael Hunstad, Executive Vice President, indicating authorized submission of the reported holdings.