Northern Trust executive awarded 7,758 shares

Northern Trust Corp executive Clive Bellows, Co-President of Asset Servicing, reported equity compensation and related tax withholding.

Rhea-AI Filing Summary

Northern Trust Corp executive Clive Bellows, Co-President of Asset Servicing, reported equity compensation and related tax withholding. On 2026-02-05 he received a grant or award of 7,758 shares of common stock at no cost. The filing also notes that 1,044 shares were withheld in payment of Federal, State and Medicare taxes upon the distribution of 2,002 previously reported shares resulting from vested stock units, with the remaining 958 shares delivered as common stock. After these transactions, he directly holds 35,281 shares of Northern Trust common stock, and the disclosure states he also holds 33,707 stock units payable automatically on a 1-for-1 basis in common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Bellows Clive

Role Co-President Asset Servicing

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	7,758	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	1,044	$112.39	$117K

Holdings After Transaction: Common Stock — 35,281 shares (Direct)

Footnotes (2)

1. F1. Includes 33,707 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
2. F2. Reflects 1,044 shares withheld in payment of Federal, State and Medicare taxes upon the distribution of 2,002 previously reported shares resulting from vested stock units. The remaining 958 shares were distributed to the reporting person as shares of common stock.

Key Figures

Stock award: 7,758 shares Tax-withheld shares: 1,044 shares Tax withholding price: $112.3900 per share +4 more

7 metrics

Stock award 7,758 shares Grant or award of common stock on 2026-02-05

Tax-withheld shares 1,044 shares Shares withheld to pay Federal, State and Medicare taxes

Tax withholding price $112.3900 per share Per-share value for the 1,044 tax-withheld shares

Distributed vested units 2,002 shares Previously reported shares distributed from vested stock units

Shares delivered after withholding 958 shares Portion of 2,002 distributed shares delivered as common stock

Direct common stock holding 35,281 shares Direct Northern Trust common shares held after the reported transactions

Stock units 33,707 units Stock units payable automatically 1-for-1 in common stock

Key Terms

stock units, tax-withholding disposition, vested stock units

3 terms

stock units financial

"Includes 33,707 stock units payable automatically on a 1-for-1 basis"

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

tax-withholding disposition financial

"Reported as a tax-withholding disposition of 1,044 shares"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

vested stock units financial

"resulting from vested stock units, the remaining 958 shares were distributed"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Clive Bellows report for NTRS on this Form 4?

Clive Bellows reported a grant of 7,758 common shares and a tax-withholding disposition of 1,044 shares on 2026-02-05, related to equity compensation and the distribution of previously reported vested stock units.

How many Northern Trust (NTRS) shares did Clive Bellows receive in his latest award?

Clive Bellows received a 7,758-share grant of Northern Trust common stock on 2026-02-05. This award was reported at a $0.0000 per-share price, indicating it was equity compensation rather than a market purchase.

Why were 1,044 NTRS shares withheld in Clive Bellows' Form 4 filing?

The filing states that 1,044 shares were withheld in payment of Federal, State and Medicare taxes upon the distribution of 2,002 previously reported shares from vested stock units, leaving 958 shares distributed as common stock to Clive Bellows.

How many Northern Trust (NTRS) shares does Clive Bellows hold after these transactions?

After the reported transactions, Clive Bellows directly holds 35,281 shares of Northern Trust common stock. The disclosure also notes he holds 33,707 stock units, which are payable automatically on a 1-for-1 basis in common stock.

What are the stock units mentioned in Clive Bellows' NTRS Form 4?

The Form 4 notes that Bellows’ holdings include 33,707 stock units, each payable automatically on a 1-for-1 basis in shares of Northern Trust common stock, indicating deferred or restricted equity that converts into common shares at distribution.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/09/2026 - 07:24 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bellows Clive

(Last) (First) (Middle)

50 SOUTH LA SALLE ST

(Street)

CHICAGO IL 60603

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-President Asset Servicing

3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/05/2026		A		7,758	A	$0	36,325(1)	D
Common Stock	02/05/2026		F		1,044	D	$112.39	35,281(1)(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 33,707 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

2. Reflects 1,044 shares withheld in payment of Federal, State and Medicare taxes upon the distribution of 2,002 previously reported shares resulting from vested stock units. The remaining 958 shares were distributed to the reporting person as shares of common stock.

Remarks:

	David A. Serna, Attorney-in-Fact for Clive Bellows	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.