Northern Trust (NTRS) controller John Landers reports 801-share stock grant

Rhea-AI Filing Summary

Northern Trust Corporation officer John Landers, Controller, reported an acquisition of common stock. On 02/05/2026 he acquired 801 shares of Northern Trust common stock at a reported price of $0, bringing his beneficial ownership to 8,114 shares.

This total includes 3,270 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, reflecting both directly held shares and stock-based compensation.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Landers John

Role Controller

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	801	$0.00	--

Holdings After Transaction: Common Stock — 8,114 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Landers John

(Last) (First) (Middle)

50 SOUTH LA SALLE STREET

(Street)

CHICAGO IL 60603

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Controller

3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/05/2026		A		801	A	$0	8,114(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 3,270 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

	David A. Serna, Attorney-in Fact for John Landers	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NTRS officer John Landers report on this Form 4?

John Landers, Controller of Northern Trust Corporation, reported acquiring 801 shares of common stock on 02/05/2026. The transaction was coded as an acquisition at a reported price of $0 per share, indicating a stock-based award rather than an open-market purchase.

How many Northern Trust (NTRS) shares does John Landers beneficially own after this transaction?

After the 801-share acquisition on 02/05/2026, John Landers beneficially owns 8,114 shares of Northern Trust common stock. This figure combines directly held shares and stock units that convert automatically into common shares on a 1-for-1 basis.

What is the nature of the 3,270 stock units reported by NTRS officer John Landers?

The filing explains that 3,270 of John Landers’ reported holdings are stock units. These units are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, indicating they function as stock-based compensation that will settle in actual shares.

Was the NTRS insider transaction by John Landers a purchase on the open market?

The 801-share transaction is reported with a price of $0 and coded as an acquisition. This structure is consistent with a stock grant or similar award, rather than an open-market purchase, and increases his beneficial ownership to 8,114 shares of common stock.

What is John Landers’ role at Northern Trust Corporation (NTRS) in this Form 4?

In this Form 4, John Landers is identified as an officer of Northern Trust Corporation with the title of Controller. The filing clarifies he is not a director or 10% owner, and that the reported holdings are directly owned rather than through an intermediary entity.

When was the NTRS Form 4 for John Landers’ stock acquisition signed and filed?

The Form 4 indicates the earliest transaction date was 02/05/2026, and it was signed on 02/09/2026 by David A. Serna, acting as attorney-in-fact for John Landers. This signature confirms the accuracy of the reported insider holdings and transaction details.