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Northern Trust (NTRS) director receives 26.8800-share stock grant at $175.6000

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Northern Trust Corp director Siddharth N. Mehta received a grant of 26.8800 shares of Common Stock at a price of $175.6000 per share, recorded as a grant or award acquisition. After this transaction, he holds a total of 12487.6300 shares directly.

The holdings figure includes 6,915.63 stock units that are payable automatically on a 1-for-1 basis in Northern Trust common stock, indicating a mix of actual shares and deferred stock units as part of his equity-based compensation.

Positive

  • None.

Negative

  • None.
Insider Mehta Siddharth N
Role null
Type Security Shares Price Value
Grant/Award Common Stock 26.88 $175.60 $5K
Holdings After Transaction: Common Stock — 12,487.63 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Equity grant size 26.8800 shares Common Stock grant to director on 2026-07-01
Grant price $175.6000 per share Reported value for the 26.8800-share award
Total direct holdings 12487.6300 shares Director holdings following the reported transaction
Stock units outstanding 6,915.63 units Units payable 1-for-1 in common stock
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
stock units financial
"Includes 6,915.63 stock units payable automatically on a 1-for-1 basis"
Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mehta Siddharth N
(Last)(First)(Middle)
50 SOUTH LA SALLE ST
(Street)
CHICAGO ILLINOIS 60603
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026A26.88A$175.612,487.63(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 6,915.63 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Remarks:
David A. Serna, Attorney-in-Fact for Siddharth N. Mehta07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Northern Trust (NTRS) report for Siddharth N. Mehta?

Northern Trust reported that director Siddharth N. Mehta received a grant of 26.8800 shares of Common Stock at $175.6000 per share. The transaction is categorized as a grant, award, or other acquisition rather than an open-market purchase or sale.

How many Northern Trust (NTRS) shares does Siddharth N. Mehta hold after this Form 4?

Following the reported grant, Siddharth N. Mehta holds 12487.6300 shares of Northern Trust Common Stock directly. This total reflects his position after the award and provides context for the relative size of the 26.8800-share equity grant disclosed.

What does the 26.8800-share grant to a Northern Trust (NTRS) director represent?

The 26.8800-share position represents a grant, award, or other acquisition of Northern Trust Common Stock to director Siddharth N. Mehta at $175.6000 per share. It is reported as compensation-related equity, not as an open-market trade initiated by the director.

What are the 6,915.63 stock units mentioned in Northern Trust (NTRS) director holdings?

The filing notes 6,915.63 stock units that are payable automatically on a 1-for-1 basis in Northern Trust common stock. These units function as deferred equity, converting into an equal number of common shares according to the company’s stock unit program terms.

Is the Northern Trust (NTRS) Form 4 transaction a buy or a grant?

The transaction is a grant, not an open-market buy. It is coded as an “A” transaction, described as a grant, award, or other acquisition of 26.8800 shares at $175.6000 per share, reflecting equity compensation awarded to director Siddharth N. Mehta.