Every Form 4 that Northern Trust Corp (NTRS) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NTRS and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NTRS filings page.
Northern Trust Corp director Rima Qureshi acquired 495 stock units on October 20, 2026. The units are payable automatically on a 1-for-1 basis in the corporation’s common stock. The transaction is reported as a grant or award acquisition, and her reported direct position afterward was 495 shares.
Northern Trust Corp Chief Administrative Officer Alexandria Taylor had 3,823 common shares withheld on October 17, 2026, to pay Federal, State and Medicare taxes upon vesting of 8,628 previously reported stock units. The remaining 4,805 shares were distributed to Taylor as common stock. The reported post-transaction position was 43,629 shares, including 15,009 stock units payable automatically one-for-one in common stock. No Rule 10b5-1 plan is reported.
Northern Trust Corp director Charles A. Tribbett acquired 80 shares of common stock through a grant/award on October 1, 2026. The reported price per share was $169.20. His reported direct post-transaction amount was 35,949 shares, identified as stock units payable automatically on a 1-for-1 basis in common shares. A separate 4,724-share common-stock holding was reported indirectly by trust.
Northern Trust Corp director Donald Thompson reported awards of 221 stock units on September 30, 2026, and 145 stock units on October 1, 2026. The stock units are payable automatically on a 1-for-1 basis in common shares. A separate holding entry lists 1,743 common shares held indirectly by trust as of September 30, 2026.
Northern Trust Corp (NTRS) director Martin P. Slark acquired 70.65 stock units on October 1, 2026; the units are payable automatically on a 1-for-1 basis in shares of the Corporation’s common stock. The transaction lists a price of $169.20 per share. Following the acquisition, the report lists 22,468 shares held directly and 4,769 shares held indirectly by trust.
Northern Trust Corp (NTRS) director Richard Petrino reported a grant/award acquisition of 6 shares of common stock on October 1, 2026. The transaction row lists a per-share figure of $169.20. His reported direct holdings after the transaction were 4,350 shares, including 2,185.09 stock units payable automatically on a 1-for-1 basis in the Corporation’s common stock.
Northern Trust Corp director Siddharth N. Mehta acquired 31 shares of common stock through a grant/award on October 1, 2026. His reported direct post-transaction amount was 12,518 shares, including 6,946.45 stock units payable automatically on a 1-for-1 basis in common shares. The reported per-share price was $169.20. No Rule 10b5-1 plan is reported.
Northern Trust Corp. director Marcy S. Klevorn received an award of 65.38 stock units on October 1, 2026. The units are payable automatically one-for-one in common shares. The transaction lists a per-share figure of $169.20, and the reported post-transaction balance is 13,625.17 stock units.
Northern Trust Corp director Dean M. Harrison reported award acquisitions of 151.57 stock units on October 1, 2026, and 265.71 stock units on September 30, 2026. The reported per-share values were $169.20 and $169.36, respectively. As of September 30, 2026, his reported indirect common-stock holdings included 1,000 shares by trust and 47 shares by LLC.
Northern Trust Corp director Chandra Dhandapani reported awards of 206.6600 stock units on September 30, 2026, and 30.7900 stock units on October 1, 2026. The reported per-share amounts were $169.36 and $169.20, respectively.
Northern Trust Corp director Susan Crown acquired 86.88 Common Stock Units on October 1, 2026. The units are payable automatically one-for-one in NTRS shares upon termination of her director service, and her reported balance became 38,846.77 units. The reported price per share was $169.20. Crown also reported 18,400 shares held directly. Other reported indirect holdings are owned by trusts benefiting her children and by HCNI II LLC, whose members include trusts for the benefit of Crown and her children; she disclaims beneficial ownership except to the extent of her beneficial ownership in those trusts and entity.
NORTHERN TRUST CORP (NTRS) reported an insider tax-related share disposition by Michael Hunstad, President of Asset Management. On September 1, 2026, 622 shares of common stock were withheld at $183.86 per share to pay Federal, State and Medicare taxes upon vesting of 1,402 previously reported stock units.
The remaining 780 shares from that vesting were distributed to Hunstad as common stock, and he now holds 25,223 shares directly, plus 18,229 stock units payable on a 1‑for‑1 basis in common shares. No Rule 10b5‑1 trading plan is reported.
NORTHERN TRUST CORP (NTRS) Executive Vice President Thomas A. South reported a sale of 1,800 shares of common stock on 2026-08-24 at $184.90 per share. Following this transaction, he directly holds 92,917 shares, which includes 44,130 stock units payable 1-for-1 in common shares, and indirectly holds 4,316.57 shares through a 401(k) plan as of 2026-06-30.
SMITH DAVID BYRON JR reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corp director David Byron Smith Jr reported receiving a bona fide gift of 1,120 shares of common stock on July 31, 2026, from a family trust in which he has a partial direct pecuniary interest. After the distribution, a revocable trust associated with him held 87,157 shares indirectly.
He also reports direct holdings of 989 stock units payable in common shares and additional indirect holdings through several family trusts, including three child trusts holding 2,125 shares each.
Northern Trust Corp director Robert Edward Moritz Jr. purchased 255 shares of Common Stock on 2026-07-29 at $179.57 per share in a transaction reported with code P. After this buy, he holds 8,400 shares directly, including 989 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corporation director Charles A. Tribbett reported a stock award of 69.9 shares of common stock, classified as a grant or other acquisition. The award is valued at $175.60 per share and represents compensation rather than an open-market purchase.
Following this grant, Tribbett holds 35,868.48 shares of Northern Trust common stock directly. A separate entry shows 4,724 shares held indirectly by a trust. The filing also notes that the award represents stock units payable automatically on a 1-for-1 basis in common shares.
NORTHERN TRUST CORP director Donald Thompson reported receiving stock-based awards rather than buying shares on the open market. On June 30, 2026, he acquired 215.72 shares of common stock at $173.84 per share, and on July 1, 2026, he received a further 125.75 shares at $175.60 per share. These are classified as grants or awards, reflecting compensation, not discretionary purchases.
After these awards, Thompson directly holds 31,678.21 shares of Northern Trust common stock. He also has an additional 1,743 shares held indirectly by a trust. A footnote explains that the transactions represent stock units payable automatically on a 1-for-1 basis in shares of the company’s common stock, so each unit corresponds to one share when delivered.
NORTHERN TRUST CORP director Martin P. Slark reported a compensation-related stock award. On 2026-07-01, he received 61.6 shares of common stock, recorded as a grant or award acquisition, at a reference price of $175.60 per share. A footnote explains these are stock units payable on a 1-for-1 basis in common stock.
After this award, Slark directly owns 22,397.07 shares of Northern Trust common stock and indirectly holds 4,769 shares through a trust. The filing reflects routine equity compensation rather than an open-market purchase or sale.
NORTHERN TRUST CORP director Richard Petrino reported a small stock award. He acquired 5.39 shares of common stock on July 1, 2026 as a grant at $175.60 per share, bringing his directly held and unit-based interest to 4,343.90 shares.
The holdings figure includes 2,178.90 stock units that will automatically convert into common shares on a 1-for-1 basis. The filing also corrects earlier reporting of dividend-equivalent accruals, adjusting prior small share amounts so Column 5 now reflects the accurate cumulative total.
Northern Trust Corp director Siddharth N. Mehta received a grant of 26.8800 shares of Common Stock at a price of $175.6000 per share, recorded as a grant or award acquisition. After this transaction, he holds a total of 12487.6300 shares directly.
The holdings figure includes 6,915.63 stock units that are payable automatically on a 1-for-1 basis in Northern Trust common stock, indicating a mix of actual shares and deferred stock units as part of his equity-based compensation.
Northern Trust Corporation director Marcy S. Klevorn reported an automatic equity award. She acquired 57.010 stock units tied to the company’s common stock at a reference price of $175.60 per share. Following this grant, her directly held common stock position increased to 13,559.790 shares.
The footnote explains these are stock units payable automatically on a 1-for-1 basis in Northern Trust common stock, indicating this is a routine compensation-related award rather than an open-market purchase.
Harrison Dean M reported acquisition or exercise transactions in this Form 4 filing.
NORTHERN TRUST CORP director Dean M. Harrison reported stock-based awards of common stock. On June 30, he received 258.86 shares of common stock at a reference price of $173.84, bringing his direct holdings to 34,773.73 shares.
On July 1, he received an additional 130.96 shares at a reference price of $175.60, increasing direct ownership to 34,904.69 shares. The filing also shows 47 shares held indirectly through an LLC and 1,000 shares held indirectly through a trust. A footnote describes the awards as stock units payable on a 1-for-1 basis in Northern Trust common stock.
Dhandapani Chandra reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corp director Chandra Dhandapani reported small stock-based compensation awards of common stock units. On June 30, 2026, the director received 201.33 shares of common stock at a reference value of $173.84 per share as a grant or award. On July 1, 2026, a further 25.94 shares were granted at a reference value of $175.60 per share. These are stock units payable on a 1-for-1 basis in Northern Trust common stock, and after the awards the director directly owns 6,909.46 shares in total.
CROWN SUSAN reported acquisition or exercise transactions in this Form 4 filing.
NORTHERN TRUST CORP director Susan Crown reported compensation-related activity in company equity. She received 75.75 Common Stock Units at $175.60 per unit, a grant that increases her deferred stock-based compensation. After this award, she holds 38,759.89 Common Stock Units payable in NTRS shares upon termination of service as a director.
She also reported 18,400 shares of Common Stock held directly. In addition, 339,696 Common Stock shares are held indirectly through various trusts for the benefit of her children, and 4,000 shares are held indirectly through HCNI II LLC, whose members include trusts for the benefit of her and her children.
Northern Trust Corp Executive Vice President Aengus Hallinan reported selling a total of 3,668 shares of Northern Trust common stock in open-market transactions on June 3, 2026. The sales were executed at weighted average prices of $167.96 and $167.10 per share, with individual sale prices ranging from $166.44 to $168.24 as noted in the footnotes.
Following these transactions, Hallinan directly holds 10,574 shares of Northern Trust common stock. Footnote disclosure also indicates holdings of 9,461 stock units, which are payable automatically on a 1-for-1 basis in shares of the company’s common stock.
Northern Trust Corp Executive Vice President Aengus Hallinan reported a routine tax-related share disposition. On 2026-06-01, 2,707 shares of common stock were withheld at $166.82 per share to cover Federal, State and Medicare taxes when 6,375 previously reported stock units vested.
The remaining 3,668 shares from this vesting were delivered to Hallinan as common stock, and he directly owned 13,129 shares after the transaction. In addition, 9,461 stock units remain outstanding, payable on a 1-for-1 basis in Northern Trust common stock. The withholding is not an open-market sale but a standard tax-withholding mechanism tied to equity compensation.
NORTHERN TRUST CORP Executive Vice President Thomas A. South reported a bona fide gift of 320 shares of Common Stock. The gift carried a stated price of $0.00 per share, reflecting a non-market transfer. After this disposition, he directly holds 94,717 shares of Common Stock. A separate entry shows 4,284.320 shares held indirectly in a 401(k) as of March 31, 2026. A footnote also states that his holdings include 44,130 stock units payable on a 1-for-1 basis in common shares.
NORTHERN TRUST CORP Executive Vice President Thomas A. South reported a routine gift transfer of common stock. He made a bona fide gift of 1,300 shares of Northern Trust common stock, a non-market transaction that does not involve a sale for cash.
After the gift, South directly holds 95,037 common shares. He also has 4,284.3200 shares held indirectly through a 401(k) plan as of March 31, 2026, and a separate position of 44,130 stock units that are payable on a 1-for-1 basis in shares of Northern Trust common stock.
NORTHERN TRUST CORP director Robert Edward Moritz Jr. reported an open-market purchase of common stock. On May 1, 2026, he bought 225 shares at $166.41 per share. Following this transaction, he directly owns 8,145 common shares. A footnote states he also holds 989 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corp director David Byron Smith Jr. reported a bona fide gift of 1,200 shares of Northern Trust common stock on April 30, 2026. The transaction was made indirectly through a revocable trust associated with him and is coded as a gift, not a market sale.
After this gift, the revocable trust held 86,037 shares. Other reported indirect holdings include 992,560 shares in a separate trust for him and his children, plus several smaller child-focused trusts and 989 shares held directly. The filing reflects estate and family-trust activity rather than open-market trading.
Northern Trust Corp EVP & Chief Financial Officer David W. Fox Jr. reported open-market sales of company common stock through a trust. On April 28, 2026, a trust for his benefit sold 19,987 shares at $166.16 per share. On April 29, 2026, the same trust sold 13 shares at $165.74 per share, bringing total reported sales to 20,000 shares.
The sold shares are held in trusts established for his benefit and for his descendants, where he serves as trustee with investment control. After these transactions, one such trust holds 18,575 shares, and separate entries show 14,552 shares held directly and additional indirect holdings of 5,000 and 11 shares reported.
Northern Trust Corp Co-President of Asset Servicing Clive Bellows reported an open-market sale of company stock. On this Form 4, he sold 2,800 shares of Northern Trust common stock at a price of $165.02 per share. After the transaction, he directly owns 28,217 common shares. A footnote also states he holds 28,060 stock units that are payable on a 1-for-1 basis in Northern Trust common stock.
Tribbett Charles A reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corporation director Charles A. Tribbett reported an equity compensation award and updated his holdings. On April 21, 2026, he received 989 shares of common stock as a grant or award at no cash cost, increasing his direct holdings to 35,798.58 shares.
On the same date, 1,902 previously reported and vested stock units, originally granted on April 22, 2025, were distributed and transferred into Tribbett’s existing trust account, resulting in 4,724 shares held indirectly by trust. These entries reflect compensation and a transfer of already earned shares, not open-market buying or selling.
Northern Trust Corp director David Byron Smith Jr. reported an acquisition of company stock under a compensation award. On April 21, 2026, he received 989 shares of Common Stock as a grant or award at a stated price of $0.00 per share, increasing his directly held shares to 989.
The filing also updates indirect holdings in various trusts for the benefit of Smith and his children, where he serves as co‑trustee and shares investment control or has a partial pecuniary interest. These trust positions include sizable blocks of Northern Trust common stock in addition to his directly held shares.
Northern Trust Corp director Richard Petrino reported two equity awards of common stock. On April 21, he acquired 989 shares at no cost as a grant, and an additional 17.45 shares at $171.74 per share, also characterized as an award rather than an open-market purchase.
A footnote states he also holds 2,175.97 stock units that will be paid on a 1-for-1 basis in Northern Trust common shares. The footnote corrects a previously reported stock unit balance, clarifying the actual amount on that earlier date was 2,118.09 units instead of 2,332.09.
Moritz Robert Edward Jr. reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corp director Robert Edward Moritz Jr. received a grant of 989 shares of Common Stock on April 21, 2026. The filing describes this as a grant or award, not an open-market purchase, with a price per share of $0.0000.
A footnote explains this includes 989 stock units payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock. After this grant, Moritz directly holds a total of 7,920 shares of Northern Trust common stock.
Henderson Jay L reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corp director Jay L. Henderson reported routine equity compensation and a trust-related transfer. On April 21, 2026, he received an award of 989 shares of common stock at no cash cost, increasing his directly held shares to 989. Separately, 1,902 previously vested and already reported stock units granted on April 22, 2025 were distributed as common shares and moved into his existing trust account, which now holds 18,318 shares indirectly. These are non-open-market transactions reflecting compensation and account structuring rather than discretionary stock purchases or sales.
Northern Trust Corp director Donald Thompson reported routine equity awards. On April 21, 2026, he acquired 989 shares of common stock at $0.00 per share as a grant or award, increasing his direct holdings to 31,336.74 shares.
He also acquired 34.89 shares of common stock at $171.74 per share through another grant or award, after which his direct ownership totaled 30,347.74 shares in that line item. In addition, an indirect holding of 1,743 shares is reported as held by trust. A footnote explains that the position represents stock units payable on a 1-for-1 basis in Northern Trust common stock.
SLARK MARTIN P reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corp director Martin P. Slark reported equity awards of common stock–linked units. On April 21, 2026, he received 989.0000 shares of Common Stock as a grant or award at $0.0000 per share and an additional 34.8900 shares at $171.7400 per share.
After these awards, Slark directly owned 22,335.4700 shares of Common Stock and indirectly held 4,769.0000 shares through a trust. A footnote states the reported amount represents stock units payable automatically on a 1-for-1 basis in Northern Trust common shares, indicating these awards function as stock-based compensation rather than open-market purchases.
Northern Trust Corporation director Siddharth N. Mehta reported receiving two common stock awards. On April 21, 2026, he acquired 989 shares of common stock at $0.00 per share and an additional 34.89 shares at $171.74 per share as compensation-related grants.
The filing shows direct ownership totals after these awards of 12,460.75 shares and 11,471.75 shares on the respective lines. A footnote explains that these holdings include 6,888.75 stock units that are payable on a 1-for-1 basis in Northern Trust common shares.
Klevorn Marcy S reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corp director Marcy S. Klevorn reported compensation-related stock awards. On April 21, 2026, she received 989 stock units that are payable on a 1-for-1 basis in Northern Trust common stock. The same day, she was also awarded 34.89 shares of common stock at a reported value of $171.74 per share. Both transactions are labeled as grants or awards rather than open-market purchases or sales, indicating routine equity compensation that increases her direct holdings.
NORTHERN TRUST CORP director Dean M. Harrison reported new equity awards in company stock. On April 21, 2026, he acquired 989 stock units that are payable on a 1-for-1 basis in Northern Trust common stock, at a stated price of $0.00 per unit.
He also received 34.89 shares of common stock at $171.74 per share. After these awards, his direct holdings totaled 34,514.87 shares. In addition, he has indirect holdings of 47 shares through an LLC and 1,000 shares through a trust.
Northern Trust Corp director Chandra Dhandapani reported compensation-related share awards. On April 21, 2026, Dhandapani acquired 989 stock units of Northern Trust common stock at $0.00 per unit, bringing reported direct holdings to 6,682.19 shares. The footnote states these are stock units payable automatically on a 1-for-1 basis in common shares. On the same date, Dhandapani also acquired 34.89 shares of common stock at $171.74 per share, with reported direct ownership of 5,693.19 shares following that transaction. Both transactions are coded as awards or other acquisitions rather than open-market purchases or sales.
CROWN SUSAN reported acquisition or exercise transactions in this Form 4 filing.
NORTHERN TRUST CORP director Susan Crown reported new equity-based compensation awards and updated share holdings. She received two grants of Common Stock Units on April 21, 2026: one for 989 units at $0.00 per unit and another for 34.89 units at $171.74 per unit. Following these awards, she directly holds 38,684.14 Common Stock Units, which are payable on a one-for-one basis in NTRS shares upon her termination of service as a director. She also owns 18,400 shares of Northern Trust common stock directly, plus additional indirect holdings of 339,696 shares held by trusts for the benefit of her children and 4,000 shares held by an LLC whose members include trusts for her and her children. The filing reflects routine director compensation and updated direct and indirect ownership, rather than open-market buying or selling.
Tribbett Charles A reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corp director Charles A. Tribbett received 86.31 stock units of common stock on April 1, 2026 at a reference value of $141.41 per share. After this award, he directly holds 36,711.58 shares. He also has 2,822 shares held indirectly through a trust. The stock units are payable on a 1-for-1 basis in common shares.
Northern Trust Corp director Donald Thompson reported receiving stock-based awards of common stock rather than making open-market purchases. On March 31, 2026, he acquired 268.68 shares at $139.57 per share, and on April 1, 2026, he acquired 142.85 shares at $141.41 per share as grant or award transactions.
After these awards, Thompson directly held 30,312.85 shares of Northern Trust common stock. The filing also lists an indirect holding of 1,743 shares by a trust. A footnote explains that the reported positions represent stock units payable on a 1-for-1 basis in common shares, underscoring that these are compensation-related equity units rather than discretionary market trades.
NORTHERN TRUST CORP director Martin P. Slark received an equity award of common stock units. On April 1, 2026, he acquired 65.17 stock units of Northern Trust common stock at $141.41 per unit as a grant or award.
According to the filing, these units are payable automatically on a 1-for-1 basis in shares of Northern Trust common stock. After this award, Slark directly holds 21,311.58 shares of common stock and indirectly holds 4,769 shares through a trust.
Petrino Richard reported acquisition or exercise transactions in this Form 4 filing.
NORTHERN TRUST CORP director Richard Petrino received a grant of 2.43 shares of common stock on April 1, 2026 as a compensation-related award. After this grant, he directly holds a total of 3,334.52 shares and stock units tied to the company’s common stock.
Mehta Siddharth N reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corp director Siddharth N. Mehta received a stock grant of 22.29 shares of Common Stock on April 1, 2026 at $141.41 per share. After this award, he directly owns a total of 11,436.86 shares, which includes 5,864.86 stock units payable on a 1-for-1 basis in common shares.
Klevorn Marcy S reported acquisition or exercise transactions in this Form 4 filing.
NORTHERN TRUST CORP director Marcy S. Klevorn received an equity award of 59.5 stock units of Common Stock on April 1, 2026. The award is valued at $141.41 per share and increases her direct holdings to 12,478.89 shares-equivalent, reflecting routine director compensation rather than an open-market purchase.