Northern Trust (NTRS) director receives new stock unit and share awards

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

NORTHERN TRUST CORP director Dean M. Harrison reported new equity awards in company stock. On April 21, 2026, he acquired 989 stock units that are payable on a 1-for-1 basis in Northern Trust common stock, at a stated price of $0.00 per unit.

He also received 34.89 shares of common stock at $171.74 per share. After these awards, his direct holdings totaled 34,514.87 shares. In addition, he has indirect holdings of 47 shares through an LLC and 1,000 shares through a trust.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Harrison Dean M

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	34.89	$171.74	$6K
Grant/Award	Common Stock	989	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 33,525.87 shares (Direct, null); Common Stock — 1,000 shares (Indirect, By Trust)

Footnotes (1)

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Key Figures

Stock units granted: 989 stock units Share grant size: 34.89 shares Grant price per share: $171.74 per share +4 more

7 metrics

Stock units granted 989 stock units Units payable 1-for-1 in common stock on Apr. 21, 2026

Share grant size 34.89 shares Common stock grant on Apr. 21, 2026

Grant price per share $171.74 per share Stated price for 34.89-share common stock award

Direct holdings after awards 34,514.87 shares Total direct Northern Trust common stock after April 21, 2026 awards

Indirect LLC holdings 47 shares Common stock held indirectly by LLC

Indirect trust holdings 1,000 shares Common stock held indirectly by trust

Stock unit grant price $0.00 per unit Stated price for 989 stock units awarded

Key Terms

stock units, 1-for-1 basis, grant/award acquisition, indirect ownership, +1 more

5 terms

stock units financial

"Represents stock units payable automatically on a 1-for-1 basis in shares"

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

1-for-1 basis financial

"stock units payable automatically on a 1-for-1 basis in shares"

grant/award acquisition financial

"transaction_action": "grant/award acquisition""

indirect ownership financial

""ownership_type": "indirect""

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

04/23/2026 - 06:35 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harrison Dean M

(Last)

(First)

(Middle)

50 SOUTH LA SALLE ST

(Street)

CHICAGO

ILLINOIS

60603

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/21/2026		A		34.89	A	$171.74	33,525.87⁽¹⁾	D
Common Stock	04/21/2026		A		989	A	$0	34,514.87⁽¹⁾	D
Common Stock								1,000	I	By Trust
Common Stock								47	I	By LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

	David A. Serna, Attorney-in-Fact for Dean M. Harrison	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Northern Trust (NTRS) report for Dean M. Harrison?

Northern Trust director Dean M. Harrison reported acquiring equity awards in the company’s common stock. The Form 4 shows new stock units and shares granted on April 21, 2026, increasing his direct and indirect ownership positions in Northern Trust common stock.

How many Northern Trust (NTRS) stock units did Dean M. Harrison receive?

He received 989 stock units that are payable automatically on a 1-for-1 basis in Northern Trust common stock. This means each unit represents the right to receive one share of common stock at settlement, aligning his compensation directly with shareholder value.

What additional Northern Trust (NTRS) shares were granted to Dean M. Harrison?

He was granted 34.89 shares of Northern Trust common stock at a stated price of $171.74 per share. This award, together with stock units, increased his overall equity stake and is classified as a grant or award acquisition on the Form 4.

What are Dean M. Harrison’s total direct Northern Trust (NTRS) holdings after these awards?

Following the reported equity awards, his direct holdings in Northern Trust common stock total 34,514.87 shares. This figure reflects shares held directly in his name, separate from any indirect holdings via entities such as trusts or LLCs.

What indirect Northern Trust (NTRS) holdings does Dean M. Harrison report?

He reports indirect ownership of 47 Northern Trust shares held by an LLC and 1,000 shares held by a trust. These positions are classified as indirect on the Form 4, indicating they are owned through related entities rather than in his personal name.

Does this Northern Trust (NTRS) Form 4 show any stock sales by Dean M. Harrison?

The Form 4 does not report any share sales by Dean M. Harrison. It lists grant or award acquisitions of stock units and shares, along with updated direct and indirect holdings, indicating an increase rather than a reduction in his reported ownership.