Northern Trust director buys 255 company shares

Accepted by SEC EDGAR 07/30/2026 - 04:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Northern Trust Corp director Robert Edward Moritz Jr. purchased 255 shares of Common Stock on 2026-07-29 at $179.57 per share in a transaction reported with code P. After this buy, he holds 8,400 shares directly, including 989 stock units payable on a 1-for-1 basis in common stock.

Insider Trade Summary

Net Buyer: 255 shares

Net Buy 1 txn

Insider Moritz Robert Edward Jr.

Role Director

Bought 255 shs ($46K)

Increase in Position 3.1%

Type	Security	Shares	Price	Value
Purchase	Common Stock F1	255	$179.57	$46K

Holdings After Transaction: Common Stock — 8,400 shares (Direct)

Holdings Before and After: Common Stock, 8,145 to 8,400 shares (Direct)

Footnotes (1)

1. F1. Includes 989 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Key Figures

Shares purchased: 255 shares Purchase price per share: 179.5700 per share Total holdings after transaction: 8400.0000 shares +1 more

4 metrics

Shares purchased 255 shares Non-derivative Common Stock purchase on 2026-07-29

Purchase price per share 179.5700 per share Price reported for the 255-share Common Stock transaction

Total holdings after transaction 8400.0000 shares Direct holdings following the purchase, including stock units

Included stock units 989 stock units Units payable automatically on a 1-for-1 basis in common stock

Key Terms

stock units, 1-for-1 basis, Common Stock

3 terms

stock units financial

"Includes 989 stock units payable automatically on a 1-for-1 basis"

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

1-for-1 basis financial

"payable automatically on a 1-for-1 basis in shares of common stock"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Northern Trust Corp (NTRS) report?

Northern Trust Corp (NTRS) reported that director Robert Edward Moritz Jr. bought 255 shares of Common Stock on 2026-07-29 at $179.57 per share, in a non-derivative transaction coded P on a Form 4 insider filing.

How many Northern Trust Corp (NTRS) shares does Robert Edward Moritz Jr. now hold?

After the reported transaction, Robert Edward Moritz Jr. directly holds 8,400 shares tied to Northern Trust Corp (NTRS). This total includes 989 stock units that are payable automatically on a 1-for-1 basis in shares of the company’s common stock.

Was the Northern Trust Corp (NTRS) insider trade a purchase or a sale?

The reported Northern Trust Corp (NTRS) insider trade was a purchase. The Form 4 shows a non-derivative Common Stock transaction with code P and an acquired/disposed flag of “A,” indicating a buy of 255 shares rather than a sale.

At what price did the Northern Trust Corp (NTRS) director buy shares?

The director’s Northern Trust Corp (NTRS) purchase was reported at a price of $179.57 per share. The transaction involved 255 Common Stock shares acquired on 2026-07-29, with the price indicated on a per-share basis in the Form 4 data.

What are the stock units mentioned in the Northern Trust Corp (NTRS) Form 4?

The Form 4 notes that the director’s holdings include 989 stock units. According to the footnote, these stock units are payable automatically on a 1-for-1 basis in shares of Northern Trust Corp’s common stock when they settle.

Does the Northern Trust Corp (NTRS) Form 4 indicate use of a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not marked as affirmative (aff_10b5_one is false). The filing does not state that this particular Northern Trust Corp (NTRS) transaction was executed under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moritz Robert Edward Jr.

(Last) (First) (Middle)

50 SOUTH LASALLE STREET

(Street)

CHICAGO ILLINOIS 60603

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/29/2026		P		255	A	$179.57	8,400(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 989 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

	Michael Rouvina, Attorney-in-Fact for Robert Edward Moritz, Jr.	07/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)