[Form 4] NORTHERN TRUST CORP Insider Trading Activity
NORTHERN TRUST CORP Executive Vice President Thomas A. South reported a routine gift transfer of common stock.
Rhea-AI Filing Summary
NORTHERN TRUST CORP Executive Vice President Thomas A. South reported a routine gift transfer of common stock. He made a bona fide gift of 1,300 shares of Northern Trust common stock, a non-market transaction that does not involve a sale for cash.
After the gift, South directly holds 95,037 common shares. He also has 4,284.3200 shares held indirectly through a 401(k) plan as of March 31, 2026, and a separate position of 44,130 stock units that are payable on a 1-for-1 basis in shares of Northern Trust common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
1,300 shares gifted
Gift
2 txns
Insider
South Thomas A
Role
Executive Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock | 1,300 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 95,037 shares (Direct);
Common Stock — 4,284.32 shares (Indirect, 401(k) as of 3-31-2026)
Footnotes (1)
- F1. Includes 44,130 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Key Figures
Shares gifted: 1,300 shares
Direct shares after transaction: 95,037 shares
401(k) plan holdings: 4,284.3200 shares
+2 more
5 metrics
Shares gifted
1,300 shares
Bona fide gift of common stock
Direct shares after transaction
95,037 shares
Common stock held directly by Thomas A. South
401(k) plan holdings
4,284.3200 shares
Common stock held indirectly via 401(k) as of March 31, 2026
Stock units
44,130 units
Stock units payable 1-for-1 in common stock
Gift transactions
1
Single bona fide gift recorded in this Form 4
Key Terms
bona fide gift, stock units, 401(k), indirect ownership, +1 more
5 terms
bona fide gift financial
"transaction_code_description": "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
stock units financial
"Includes 44,130 stock units payable automatically on a 1-for-1 basis"
Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.
401(k) financial
"nature_of_ownership": "401(k) as of 3-31-2026""
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
indirect ownership financial
""ownership_type": "indirect""
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did NORTHERN TRUST CORP (NTRS) disclose for Thomas A. South?
NORTHERN TRUST CORP reported that Executive Vice President Thomas A. South made a bona fide gift of 1,300 shares of common stock. This Form 4 filing records a non-market transfer, meaning no cash sale occurred and the shares were transferred as a gift.
What indirect NORTHERN TRUST CORP (NTRS) holdings does Thomas A. South report?
Thomas A. South reports 4,284.3200 Northern Trust common shares held indirectly through a 401(k) plan as of March 31, 2026. These retirement-plan holdings are separate from his directly owned shares and are classified as indirect ownership in the filing.
What are the 44,130 stock units reported for NORTHERN TRUST CORP (NTRS)?
The filing notes 44,130 stock units payable automatically on a 1-for-1 basis in Northern Trust common stock. These units represent deferred equity-based compensation that will be settled in common shares rather than cash when they become payable.
Does the NORTHERN TRUST CORP (NTRS) Form 4 show any stock sales by Thomas A. South?
The Form 4 does not report any open-market stock sales by Thomas A. South. It records a bona fide gift of 1,300 shares and updates his direct and indirect share and stock unit holdings following this non-cash transfer.
AI-generated analysis. How Rhea-AI works. Not financial advice.
