Director Susan Crown receives stock unit awards at NORTHERN TRUST CORP (NTRS)
Rhea-AI Filing Summary
CROWN SUSAN reported acquisition or exercise transactions in this Form 4 filing.
NORTHERN TRUST CORP director Susan Crown reported new equity-based compensation awards and updated share holdings. She received two grants of Common Stock Units on April 21, 2026: one for 989 units at $0.00 per unit and another for 34.89 units at $171.74 per unit. Following these awards, she directly holds 38,684.14 Common Stock Units, which are payable on a one-for-one basis in NTRS shares upon her termination of service as a director. She also owns 18,400 shares of Northern Trust common stock directly, plus additional indirect holdings of 339,696 shares held by trusts for the benefit of her children and 4,000 shares held by an LLC whose members include trusts for her and her children. The filing reflects routine director compensation and updated direct and indirect ownership, rather than open-market buying or selling.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 1,023.89 shares
Net Buy
5 txns
Insider
CROWN SUSAN
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock Units | 34.89 | $171.74 | $6K |
| Grant/Award | Common Stock Units | 989 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock Units — 38,684.14 shares (Direct);
Common Stock — 18,400 shares (Direct);
Common Stock — 343,696 shares (Indirect, See ftn.)
Footnotes (3)
- F1. Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.
- F2. Owned by various trusts of which the children of the Reporting Person are the beneficiaries.
- F3. Owned by a limited liability company, HCNI II LLC, of which trusts for the benefit of the Reporting Person and the children of the Reporting Person are members.
Key Figures
Stock unit grant: 989 Common Stock Units
Additional stock unit grant: 34.89 Common Stock Units
Common Stock Units holding: 38,684.14 units
+3 more
6 metrics
Stock unit grant
989 Common Stock Units
Grant on April 21, 2026 at $0.00 per unit
Additional stock unit grant
34.89 Common Stock Units
Grant on April 21, 2026 at $171.74 per unit
Common Stock Units holding
38,684.14 units
Direct Common Stock Units after transactions
Direct common shares
18,400 shares
Direct Northern Trust common stock holding
Indirect trust-held shares
339,696 shares
Owned by various trusts for her children
Indirect LLC-held shares
4,000 shares
Held by HCNI II LLC with member trusts for her and children
Key Terms
Common Stock Units, indirect, grant/award acquisition, limited liability company, +1 more
5 terms
Common Stock Units financial
"Represents common stock units payable automatically on a one-for-one basis"
A common stock unit is a tradable ownership interest that represents one or more ordinary shares in a company, giving the holder a stake in profits, a claim on assets after creditors, and usually voting rights on corporate matters. For investors it matters because these units determine how much of the company you own, how much influence you have, and how returns or losses are shared—think of owning slices of a pie that can be increased or diluted by the company’s actions.
indirect financial
"ownership_type": "indirect",
"ownership_code": "I""
grant/award acquisition financial
""transaction_action": "grant/award acquisition""
limited liability company financial
"Owned by a limited liability company, HCNI II LLC"
A limited liability company (LLC) is a business structure that separates the owners’ personal assets from the company’s debts and legal obligations, like a protective shield that keeps personal savings and property distinct from business risk. For investors, that protection reduces personal financial exposure and often brings flexible rules for profit sharing and taxes, but it can also affect how easily interests are bought or sold and how decisions are made.
beneficiaries financial
"various trusts of which the children of the Reporting Person are the beneficiaries"
Beneficiaries are the people or organizations designated to receive benefits, such as money or assets, from a financial arrangement like a trust, insurance policy, or retirement plan. They matter to investors because choosing the right beneficiaries ensures that assets are passed on according to their wishes, providing financial security or support to loved ones when needed. Think of beneficiaries as the intended recipients of a gift or inheritance.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider activity did NORTHERN TRUST CORP (NTRS) director Susan Crown report?
Susan Crown reported receiving two grants of Common Stock Units and updated her direct and indirect share holdings, including common stock units payable in NTRS shares and shares held directly and through related entities.
How many Common Stock Units did Susan Crown receive at NORTHERN TRUST CORP (NTRS)?
She received 989 Common Stock Units at $0.00 per unit and 34.89 Common Stock Units at $171.74 per unit, both as compensation-related awards rather than open-market purchases of NTRS stock.
What are Susan Crown’s direct Common Stock Unit holdings in NTRS after these awards?
After the reported grants, Susan Crown holds 38,684.14 Common Stock Units directly. These units are payable automatically on a one-for-one basis in shares of NTRS stock upon her termination of service as a director.
What indirect NTRS holdings are reported for Susan Crown in the Form 4?
Indirectly, 339,696 shares are owned by trusts for her children and 4,000 shares by HCNI II LLC, whose members include trusts benefiting her and her children, reflecting additional associated ownership of Northern Trust stock.
Do the reported NTRS transactions represent open-market purchases or sales?
No. The Form 4 records grant or award acquisitions of Common Stock Units as director compensation and holding entries, with no open-market buy or sell transactions in Northern Trust shares reported in this filing.