Northern Trust director granted 989 stock units

Moritz Robert Edward Jr. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Moritz Robert Edward Jr. reported acquisition or exercise transactions in this Form 4 filing.

Northern Trust Corp director Robert Edward Moritz Jr. received a grant of 989 shares of Common Stock on April 21, 2026. The filing describes this as a grant or award, not an open-market purchase, with a price per share of $0.0000.

A footnote explains this includes 989 stock units payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock. After this grant, Moritz directly holds a total of 7,920 shares of Northern Trust common stock.

Insider Trade Summary

Grant/Award: 989 shares

Grant/Award 1 txn

Insider Moritz Robert Edward Jr.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	989	$0.00	$0.00

Holdings After Transaction: Common Stock — 7,920 shares (Direct)

Footnotes (1)

1. F1. Includes 989 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Key Figures

Shares granted: 989 shares Price per share: $0.0000 per share Shares held after: 7,920 shares +1 more

4 metrics

Shares granted 989 shares Grant of Common Stock on April 21, 2026

Price per share $0.0000 per share Grant classified as award, not open-market buy

Shares held after 7,920 shares Total Northern Trust Common Stock directly owned after grant

Stock units conversion 1-for-1 basis 989 stock units payable in an equal number of common shares

Key Terms

Common Stock, stock units, Grant, award, or other acquisition, Form 4

4 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

stock units financial

"Includes 989 stock units payable automatically on a 1-for-1 basis"

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Northern Trust (NTRS) report for Robert Edward Moritz Jr.?

Northern Trust reported that director Robert Edward Moritz Jr. received a grant of 989 shares of Common Stock. The transaction is classified as a grant or award acquisition, not an open-market purchase, and increased his directly held Northern Trust shares to 7,920.

How many Northern Trust (NTRS) shares does Robert Edward Moritz Jr. hold after this grant?

After the reported transaction, Robert Edward Moritz Jr. directly holds 7,920 shares of Northern Trust Common Stock. This total reflects the addition of 989 granted shares, which were received as a stock unit award rather than through a market purchase.

Was the Northern Trust (NTRS) transaction for Robert Edward Moritz Jr. a stock grant or a market purchase?

The transaction was a stock grant, not a market purchase. It is coded as a grant, award, or other acquisition, with a per-share price of $0.0000, indicating compensation-related stock units rather than shares bought on the open market.

What does the 989 stock units footnote mean in the Northern Trust (NTRS) Form 4?

The footnote explains that the 989 stock units are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock. This confirms the award represents stock-based compensation that will deliver an equal number of common shares.

Does the Northern Trust (NTRS) Form 4 show any insider stock sales by Robert Edward Moritz Jr.?

The Form 4 does not show any stock sales by Robert Edward Moritz Jr. It reports a single acquisition transaction: a grant or award of 989 Common Stock units, which increased his directly held position to 7,920 shares in total.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/23/2026 - 06:38 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moritz Robert Edward Jr.

(Last) (First) (Middle)

50 SOUTH LASALLE STREET

(Street)

CHICAGO ILLINOIS 60603

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/21/2026		A		989	A	$0	7,920(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 989 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

	Michael Rouvina, Attorney-in-Fact for Robert Edward Moritz, Jr.	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)