Northern Trust director granted 22 shares of stock

Mehta Siddharth N reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Mehta Siddharth N reported acquisition or exercise transactions in this Form 4 filing.

Northern Trust Corp director Siddharth N. Mehta received a stock grant of 22.29 shares of Common Stock on April 1, 2026 at $141.41 per share. After this award, he directly owns a total of 11,436.86 shares, which includes 5,864.86 stock units payable on a 1-for-1 basis in common shares.

Insider Trade Summary

Grant/Award: 22.29 shares

Grant/Award 1 txn

Insider Mehta Siddharth N

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	22.29	$141.41	$3K

Holdings After Transaction: Common Stock — 11,436.86 shares (Direct)

Footnotes (1)

1. F1. Includes 5,864.86 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Key Figures

Director stock grant: 22.29 shares Grant price: $141.41 per share Total holdings after grant: 11,436.86 shares +1 more

4 metrics

Director stock grant 22.29 shares Common Stock grant on April 1, 2026

Grant price $141.41 per share Value used for the 22.29-share award

Total holdings after grant 11,436.86 shares Director’s total direct and related share-equivalent holdings after transaction

Stock units payable in shares 5,864.86 units Stock units payable 1-for-1 in Northern Trust common stock

Key Terms

Common Stock, stock units, Grant, award, or other acquisition

3 terms

Common Stock financial

"security_title: "Common Stock" for the reported transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

stock units financial

"Includes 5,864.86 stock units payable automatically on a 1-for-1 basis"

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Northern Trust (NTRS) director Siddharth Mehta report on this Form 4?

Director Siddharth N. Mehta reported receiving a grant of 22.29 shares of Northern Trust Common Stock. The award was priced at $141.41 per share and reflects compensation rather than an open-market purchase, increasing his directly owned and related stock-based holdings.

How many Northern Trust (NTRS) shares does Siddharth Mehta hold after this transaction?

After the grant, Siddharth Mehta holds 11,436.86 shares in total. This figure includes both directly owned shares and 5,864.86 stock units that are payable on a 1-for-1 basis in Northern Trust’s common stock, as disclosed in the filing footnote.

Was the Northern Trust (NTRS) Form 4 transaction a stock purchase or a grant?

The Form 4 reports a stock grant, not an open-market purchase. The transaction is coded as an “A” for grant, award, or other acquisition, indicating compensation-related shares rather than discretionary buying in the market by the director.

What price was used for the Northern Trust (NTRS) director’s stock grant?

The 22.29-share grant to director Siddharth Mehta used a reference price of $141.41 per share. This figure reflects the value assigned to the award for reporting purposes, helping investors understand the size of the compensation in monetary terms.

What are the 5,864.86 stock units mentioned in the Northern Trust (NTRS) filing?

The filing notes 5,864.86 stock units that will be settled in Northern Trust common stock on a 1-for-1 basis. These units function as deferred stock-based compensation, increasing Mehta’s effective exposure to the company’s equity alongside directly owned shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/02/2026 - 05:32 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mehta Siddharth N

(Last) (First) (Middle)

50 SOUTH LA SALLE ST

(Street)

CHICAGO ILLINOIS 60603

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		A		22.29	A	$141.41	11,436.86(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 5,864.86 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

	David A. Serna, Attorney-in-Fact for Siddharth N. Mehta	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)