Northern Trust (NTRS) EVP sale leaves 92,917 shares directly held
Rhea-AI Filing Summary
NORTHERN TRUST CORP (NTRS) Executive Vice President Thomas A. South reported a sale of 1,800 shares of common stock on 2026-08-24 at $184.90 per share. Following this transaction, he directly holds 92,917 shares, which includes 44,130 stock units payable 1-for-1 in common shares, and indirectly holds 4,316.57 shares through a 401(k) plan as of 2026-06-30.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 1,800 shares
Net Sell
2 txns
Insider
South Thomas A
Role
Executive Vice President
Sold
1,800 shs ($333K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock F1 | 1,800 | $184.90 | $333K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 92,917 shares (Direct);
Common Stock — 4,316.57 shares (Indirect, 401(k) as of 6-30-2026)
Footnotes (1)
- F1. Includes 44,130 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Key Figures
Shares sold: 1,800 shares
Sale price per share: $184.90 per share
Approximate sale value: $332,820
+3 more
6 metrics
Shares sold
1,800 shares
Common Stock sale on 2026-08-24
Sale price per share
$184.90 per share
Price for the 1,800 shares sold on 2026-08-24
Approximate sale value
$332,820
1,800 shares sold at $184.90 per share
Direct holdings after transaction
92,917 shares
Common Stock directly owned after the sale
Included stock units
44,130 stock units
Units payable 1-for-1 in common shares included in direct holdings
Indirect 401(k) holdings
4,316.57 shares
Common Stock held indirectly in 401(k) as of 2026-06-30
Key Terms
stock units, 1-for-1 basis, 401(k), indirect ownership
4 terms
stock units financial
"Includes 44,130 stock units payable automatically on a 1-for-1 basis"
Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.
1-for-1 basis financial
"stock units payable automatically on a 1-for-1 basis in shares"
401(k) financial
"indirect ownership: 401(k) as of 6-30-2026"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
indirect ownership financial
"ownership_type: indirect, nature_of_ownership: 401(k)"
FAQ
What did NTRS Executive Vice President Thomas A. South report in this Form 4?
He reported a sale of 1,800 shares of Northern Trust common stock on 2026-08-24 at $184.90 per share, and updated his direct and indirect holdings after the transaction.
What are Thomas A. South’s direct holdings in NTRS after the reported sale?
After the sale, Thomas A. South directly holds 92,917 shares of Northern Trust common stock, which the filing states includes 44,130 stock units payable automatically on a 1-for-1 basis in common shares.
What indirect NTRS holdings does Thomas A. South report in this filing?
He reports indirect ownership of 4,316.57 shares of Northern Trust common stock through a 401(k) plan, with the holdings stated as of 2026-06-30.
How much stock value did Thomas A. South dispose of in this NTRS Form 4 transaction?
Based on 1,800 shares sold at $184.90 per share, the transaction value is approximately $332,820, reflecting the aggregate proceeds from the reported sale.
AI-generated analysis. How Rhea-AI works. Not financial advice.
