Northern Trust director granted common stock awards

Northern Trust Corporation director Siddharth N. Mehta reported receiving two common stock awards.

Rhea-AI Filing Summary

Northern Trust Corporation director Siddharth N. Mehta reported receiving two common stock awards. On April 21, 2026, he acquired 989 shares of common stock at $0.00 per share and an additional 34.89 shares at $171.74 per share as compensation-related grants.

The filing shows direct ownership totals after these awards of 12,460.75 shares and 11,471.75 shares on the respective lines. A footnote explains that these holdings include 6,888.75 stock units that are payable on a 1-for-1 basis in Northern Trust common shares.

Insider Trade Summary

Grant/Award: 1,023.89 shares

Grant/Award 2 txns

Insider Mehta Siddharth N

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	34.89	$171.74	$6K
Grant/Award	Common Stock	989	$0.00	$0.00

Holdings After Transaction: Common Stock — 12,460.75 shares (Direct)

Footnotes (1)

1. F1. Includes 6,888.75 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Key Figures

Stock grant (no-cost): 989 shares Stock grant (priced): 34.89 shares at $171.74/share Direct holdings after award line: 12,460.75 shares +2 more

5 metrics

Stock grant (no-cost) 989 shares Common Stock award at $0.00 per share on April 21, 2026

Stock grant (priced) 34.89 shares at $171.74/share Common Stock award on April 21, 2026

Direct holdings after award line 12,460.75 shares Total shares following one reported transaction

Direct holdings after second line 11,471.75 shares Total shares following the other reported transaction

Stock units included 6,888.75 units Units payable 1-for-1 in Northern Trust common stock

Key Terms

Grant, award, or other acquisition, stock units, Common Stock, Form 4

4 terms

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

stock units financial

"Includes 6,888.75 stock units payable automatically on a 1-for-1 basis"

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Northern Trust (NTRS) director Siddharth Mehta report?

Director Siddharth N. Mehta reported receiving two common stock awards in Northern Trust. On April 21, 2026, he acquired 989 shares at $0.00 per share and 34.89 shares at $171.74 per share, both classified as compensation-related grants or awards, not open-market purchases.

How many Northern Trust (NTRS) shares did Siddharth Mehta hold after the reported grants?

The Form 4 lists direct ownership totals of 12,460.75 shares and 11,471.75 shares following the respective transactions. A footnote notes that these amounts include 6,888.75 stock units that will convert into an equal number of Northern Trust common shares on a 1-for-1 basis when payable.

Were the Northern Trust (NTRS) transactions by Siddharth Mehta open-market buys?

No, the reported transactions are labeled as grants or awards, not open‑market purchases. Both entries use transaction code “A” and are described as grant, award, or other acquisition. This indicates compensation-related stock awards rather than discretionary buying of Northern Trust shares in the market.

What price was used for Siddharth Mehta’s Northern Trust (NTRS) stock awards?

One award for 989 shares shows a price of $0.00 per share, typical for certain stock grants. A second award for 34.89 shares is recorded at $171.74 per share. These prices are disclosure values in the filing and reflect the terms of the respective stock awards.

What are the 6,888.75 stock units mentioned in Northern Trust (NTRS) director Mehta’s filing?

The filing notes 6,888.75 stock units that will automatically convert into Northern Trust common stock. Each stock unit is payable on a 1-for-1 basis in common shares. These units are included within the director’s reported holdings, showing additional equity-based compensation tied to the company’s stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/23/2026 - 06:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mehta Siddharth N

(Last) (First) (Middle)

50 SOUTH LA SALLE ST

(Street)

CHICAGO ILLINOIS 60603

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/21/2026		A		34.89	A	$171.74	11,471.75(1)	D
Common Stock	04/21/2026		A		989	A	$0	12,460.75(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 6,888.75 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

	David A. Serna, Attorney-in-Fact for Siddharth N. Mehta	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)