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Northern Trust (NTRS) director granted stock units and shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Klevorn Marcy S reported acquisition or exercise transactions in this Form 4 filing.

Northern Trust Corp director Marcy S. Klevorn reported compensation-related stock awards. On April 21, 2026, she received 989 stock units that are payable on a 1-for-1 basis in Northern Trust common stock. The same day, she was also awarded 34.89 shares of common stock at a reported value of $171.74 per share. Both transactions are labeled as grants or awards rather than open-market purchases or sales, indicating routine equity compensation that increases her direct holdings.

Positive

  • None.

Negative

  • None.
Insider Klevorn Marcy S
Role null
Type Security Shares Price Value
Grant/Award Common Stock 34.89 $171.74 $6K
Grant/Award Common Stock 989 $0.00 --
Holdings After Transaction: Common Stock — 12,513.78 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Stock units granted 989 units Payable 1-for-1 in common stock
Shares awarded 34.89 shares Common Stock grant on April 21, 2026
Award share value $171.74 per share Value reported for 34.89-share award
Number of acquisition transactions 2 awards Both coded as grant, award, or other acquisition
stock units financial
"Represents stock units payable automatically on a 1-for-1 basis"
Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.
1-for-1 basis financial
"payable automatically on a 1-for-1 basis in shares"
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Klevorn Marcy S
(Last)(First)(Middle)
50 SOUTH LA SALLE ST
(Street)
CHICAGO ILLINOIS 60603
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/21/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/21/2026A34.89A$171.7412,513.78(1)D
Common Stock04/21/2026A989A$013,502.78(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Remarks:
David A. Serna, Attorney-in-Fact for Marcy S. Klevorn04/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Northern Trust (NTRS) director Marcy Klevorn report on this Form 4?

Marcy S. Klevorn reported receiving equity-based compensation in Northern Trust stock. She was granted 989 stock units and 34.89 shares of common stock, both classified as awards rather than open-market trades, reflecting routine director compensation in equity form.

How many Northern Trust shares were granted to Marcy Klevorn in this filing?

The filing shows two awards to Marcy S. Klevorn: 989 stock units and 34.89 shares of Northern Trust common stock. Together, these compensation grants modestly increase her direct equity exposure without involving any reported open-market buying or selling.

At what value were Marcy Klevorn’s Northern Trust shares recorded in the award?

One of Marcy S. Klevorn’s awards covers 34.89 Northern Trust common shares at a reported value of $171.74 per share. This reflects the share value used for the award, not a cash purchase price from an open-market transaction.

What are the 989 stock units reported for Marcy Klevorn at Northern Trust?

The 989 units are stock units payable automatically on a 1-for-1 basis in Northern Trust common stock. This means each unit will convert into one share of common stock, representing additional equity-based compensation for the director over time.

Does this Northern Trust Form 4 show any stock sales by Marcy Klevorn?

No stock sales are reported for Marcy S. Klevorn in this Form 4. Both transactions are coded as grants or awards, indicating non-market acquisitions of Northern Trust equity rather than discretionary buying or selling in the open market.