Every Form 4 that Northern Trust Corp (NTRS) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NTRS and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NTRS filings page.
Northern Trust Corp Controller John Landers reported a tax-related share disposition tied to vesting stock units. On the vesting of 1,020 previously reported stock units, 300 common shares were withheld to cover Federal, State and Medicare taxes, while 720 shares were delivered to him. Following this tax-withholding disposition, he directly holds 7,814 common shares, plus 2,250 stock units that will convert on a 1-for-1 basis into common stock.
Northern Trust Corp executive Michael Hunstad, President of Asset Management, reported a tax-withholding disposition of company stock tied to vesting equity awards. On this Form 4, 3,867 shares of common stock were withheld at a price of $143.15 per share to cover Federal, State and Medicare taxes when 9,164 previously reported stock units vested. The remaining 5,297 shares from that vesting were delivered to him as common stock. After this withholding, he directly holds 25,845 shares of Northern Trust common stock and 19,631 stock units that are payable on a one-for-one basis in additional common shares.
NORTHERN TRUST CORP Co-President Guy Gibson reported a tax-related share disposition. On vesting of previously reported stock units, 2,672 shares of common stock were withheld at a price of $143.15 per share to cover Federal, State and Medicare taxes. This was recorded as a tax-withholding disposition rather than an open-market sale. After this transaction, Gibson directly owned 32,341 shares of Northern Trust common stock. A footnote also notes 29,332 stock units that are payable on a 1-for-1 basis in common shares.
Northern Trust Corp Chief Operating Officer Peter Cherecwich reported a tax-related share disposition. On March 1, 2026, 4,157 common shares were withheld at $143.15 per share to cover federal, state and Medicare taxes upon vesting of 9,905 stock units. The remaining 5,748 shares from that vesting were delivered as common stock and moved to his existing trust account. Following the tax withholding, he directly owns 21,962 common shares, with additional indirect holdings through various trusts.
Northern Trust EVP & Chief Financial Officer David W. Fox Jr reported an open-market sale of 1,450 shares of common stock on February 25, 2026 at an average price of $144.05 per share. After this sale, he directly holds 20,162 shares, with additional indirect holdings in several trusts where he serves as trustee with investment control.
Northern Trust Corp Chief Operating Officer Peter Cherecwich reported several equity-related entries in common stock on February 17, 2026. He received a grant or award acquisition of 26,322 shares of common stock at $0.00 per share, bringing his directly held balance at that step to 58,189 shares.
A separate entry shows a tax-withholding disposition of 11,661 shares at a price of $147.24 per share, leaving 31,867 common shares held directly afterward. The filing also reports indirect holdings, including shares held by a spouse’s trust, another trust, and a 2023 GRAT, such as 40,920 common shares held by a trust. A footnote explains that certain positions represent stock units payable on a 1‑for‑1 basis in common shares, and another footnote notes a transfer of shares into an existing trust account.
NORTHERN TRUST CORP Chief Administrative Officer Alexandria Taylor reported equity award activity involving the company’s common stock. On February 17, 2026, Taylor acquired 6,410 shares of common stock in a grant or award transaction at a stated price of $0.00 per share, increasing her direct holdings.
On the same date, she disposed of 2,840 shares of common stock at $147.24 per share to cover tax obligations through a tax-withholding disposition rather than an open-market sale. After these transactions, Taylor directly owned 49,319.536 shares of common stock. Her holdings also include 27,848 stock units payable on a 1-for-1 basis in common shares.
Northern Trust Corp Chairman and CEO Michael O’Grady reported compensation-related changes in his holdings of the company’s common stock. On February 17, 2026, he received a grant of 72,642 shares (stock units payable 1-for-1 in common stock), increasing his directly held shares to 156,065.
On the same date, 32,181 shares were disposed of at $147.24 per share to cover tax obligations, a non-open-market, tax-withholding transaction. The filing also records indirect holdings in various trusts, including a transfer of 40,461 shares from his direct holdings into an existing trust account where his spouse serves as trustee.
Northern Trust Corporation executive Jason J. Tyler, President of Wealth Management, reported a mix of equity compensation transactions in company common stock. On February 17, 2026, he acquired 21,537 shares through a grant or award at no cash cost.
On the same date, he disposed of 9,541 shares in a tax-withholding transaction at a price of $147.24 per share, used to cover tax obligations rather than an open-market sale. After these moves, he directly owned 93,232 common shares. A footnote also notes 28,765 stock units that will be automatically settled 1-for-1 in Northern Trust common stock.
Northern Trust Corporation Executive Vice President Thomas A. South reported a stock-based award and related tax-share withholding. He acquired 19,892 shares of common stock as a grant at no cost, and 8,606 shares were disposed of at $147.24 per share to satisfy tax obligations. Following these transactions, he held 98,881 shares directly and 4,167.55 shares indirectly through a 401(k) plan as of 12-31-2025, and his holdings include 50,189 stock units payable on a 1-for-1 basis in common shares.
Northern Trust Corp EVP & Chief Financial Officer David W. Fox Jr. reported equity compensation activity in the company’s common stock. He received a grant of 2,604 shares on February 17, 2026 at a stated price of $0.00 per share, reflecting a stock award rather than a market purchase. On the same date, 1,154 shares were disposed of at $147.24 per share to cover tax obligations through share withholding, not an open-market sale. Following these transactions, he held 21,612 shares directly, with additional indirect holdings in trusts established for his benefit and his descendants, where he serves as trustee with investment control.
Northern Trust Corp EVP and General Counsel Susan Cohen Levy reported a mix of equity award activity in company stock. She received a grant of 16,452 shares of common stock at no cost, and 7,130 shares were withheld at $147.24 per share to cover tax obligations, leaving 62,049 shares held directly. She also reports indirect holdings of 38,026 shares through a 2024 GRAT and 35,412 shares through an irrevocable trust, plus 20,277 stock units payable 1-for-1 in common shares.
Northern Trust Corporation President of Wealth Management Jason J. Tyler reported an option exercise and related share withholding. He exercised employee stock options covering 4,599 shares of common stock, then had 3,057 shares withheld to satisfy tax obligations. After these transactions, he directly owned 81,236 shares of common stock. Footnotes also note 28,765 stock units that are payable on a one-for-one basis in Northern Trust common shares.
Northern Trust Corporation insider transaction: Co-President of Asset Servicing Clive Bellows reported an open-market sale of 1,148 shares of Northern Trust common stock on February 12, 2026 at a price of $145.26 per share. Following this sale, he directly owned 34,133 common shares. His reported holdings also include 34,030 stock units payable on a 1-for-1 basis in common shares, and the filing corrects an earlier disclosure about the number of such stock units previously reported in December 2025.
Northern Trust Corp officer Guy Gibson reported an open-market sale of 1,043 shares of common stock at $147.43 per share on February 12, 2026. After this transaction, he beneficially owned 35,013 shares, which include 29,332 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corporation Executive Vice President Thomas A. South reported equity compensation activity in company stock. On February 5, 2026, he acquired 16,850 shares of common stock at $0, consistent with stock units vesting into shares.
On the same date, 1,063 shares at $148.88 per share were withheld to cover federal, state, and Medicare taxes upon vesting of 3,941 previously reported stock units, with the remaining 2,878 shares distributed to him. Following these transactions, he beneficially owned 87,595 common shares directly, including 50,189 stock units payable 1-for-1 in common stock, and 4,167.55 shares held indirectly in a 401(k) plan as of December 31, 2025.
Northern Trust Corporation officer Jason J. Tyler, President of Wealth Management, reported an acquisition of 7,185 shares of common stock on February 5, 2026. The shares were acquired at a stated price of $0 per share, indicating a stock award rather than an open‑market purchase.
After this award, Tyler beneficially owns 79,694 common shares, which the filing notes include 28,765 stock units that are payable automatically on a 1‑for‑1 basis in Northern Trust common stock. The filing reports these holdings as directly owned.
Northern Trust Corporation’s chief administrative officer Alexandria Taylor acquired 5,690 shares of common stock on February 5, 2026 at a reported price of $0, indicating an award rather than an open-market purchase. Following this grant, she beneficially owns 45,749.536 shares, including 27,848 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corporation Chairman and CEO Michael O’Grady reported an automatic stock-based award. On 02/05/2026, he acquired 19,437 common stock units at $0 per unit, payable on a 1-for-1 basis in Northern Trust common shares, bringing his directly held common stock to 83,423 shares.
In addition to his direct holdings, the filing lists indirect ownership through family trusts. These include 361,818.44 common shares held by a trust, plus 6,959.85, 6,958.85, and 6,959.85 common shares held by separate trusts for three children, with his spouse serving as trustee.
Northern Trust Corp executive Clive Bellows, Co-President of Asset Servicing, reported equity compensation and related tax withholding. On 2026-02-05 he received a grant or award of 7,758 shares of common stock at no cost. The filing also notes that 1,044 shares were withheld in payment of Federal, State and Medicare taxes upon the distribution of 2,002 previously reported shares resulting from vested stock units, with the remaining 958 shares delivered as common stock. After these transactions, he directly holds 35,281 shares of Northern Trust common stock, and the disclosure states he also holds 33,707 stock units payable automatically on a 1-for-1 basis in common stock.
Northern Trust Corporation Co-President Guy Gibson reported equity transactions in company stock. On February 5, 2026, he acquired 6,449 shares of common stock at $0 per share, likely from vesting or an equity award. The same day, 925 shares were withheld at $148.88 per share to cover federal, state, and Medicare taxes upon vesting of 1,968 previously reported stock units, with the remaining 1,043 shares delivered as common stock. After these transactions, he beneficially owned 36,056 shares, which include 29,332 stock units payable on a 1‑for‑1 basis in common shares.
Northern Trust Corporation executive Susan C. Levy reported an acquisition of company stock. On 02/05/2026, she acquired 4,694 shares of Northern Trust common stock at a price of $0 per share, increasing her directly held position to 52,727 shares, which includes 20,277 stock units payable on a 1-for-1 basis in common stock.
In addition to these direct holdings, entities associated with her hold shares indirectly. A 2024 grantor retained annuity trust holds 38,026 shares, and an irrevocable trust, for which her spouse is trustee, holds 35,412 shares of Northern Trust common stock.
Northern Trust Corporation officer John Landers, Controller, reported an acquisition of common stock. On 02/05/2026 he acquired 801 shares of Northern Trust common stock at a reported price of $0, bringing his beneficial ownership to 8,114 shares.
This total includes 3,270 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, reflecting both directly held shares and stock-based compensation.
Northern Trust Corporation executive Michael Hunstad reported an acquisition of company stock. On 02/05/2026, he acquired 4,527 shares of Northern Trust common stock at a price of $0 per share, bringing his beneficially owned total to 29,712 shares held directly.
A large portion of this reported ownership consists of stock units. The total includes 28,795 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, meaning these units are structured to convert into the same number of common shares.
Northern Trust Corporation executive Aengus Hallinan, an Executive Vice President, reported receiving 4,029 shares of common stock on February 5, 2026. The transaction was coded as an acquisition at a price of $0 per share, indicating an award rather than a market purchase.
Following this grant, Hallinan directly beneficially owns 15,836 shares of Northern Trust common stock. A related footnote explains that the award represents stock units payable automatically on a 1-for-1 basis in shares of the company’s common stock.
Northern Trust Corporation’s EVP & Chief Financial Officer David W. Fox Jr. reported an acquisition of 6,355 shares of common stock on February 5, 2026, at a price of $0, representing stock units payable on a 1-for-1 basis in common shares. Following this award, he beneficially owns 20,162 common shares directly. He also reports indirect ownership of 38,575, 5,000, and 11 common shares held in trusts established for his benefit and for the benefit of him and his descendants, where he serves as trustee with investment control.
Northern Trust Corporation Chief Operating Officer Peter Cherecwich reported an acquisition of 8,016 shares of common stock on February 5, 2026, coded as an "A" transaction at a price of $0 per share, representing stock units payable on a 1-for-1 basis in common stock.
Following this grant, he directly beneficially owns 31,867 shares of Northern Trust common stock. He also has indirect beneficial ownership of 26,259 shares by a trust, 4,397 shares through a 2023 GRAT, and 6 shares by his spouse's trust.
Northern Trust Corporation director Richard Petrino reported buying additional company stock. On February 5, 2026, he purchased 1,000 shares of common stock at $148.91 per share in an open-market transaction.
After this purchase, Petrino beneficially owns 3,332.09 shares, which includes 2,332.09 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock.
Northern Trust Corporation director Robert Edward Moritz Jr. purchased additional company stock in an open market transaction. On 02/02/2026, he bought 245 shares of common stock at $151.85 per share. After this trade, he beneficially owned 6,931 shares, including 1,902 stock units that are payable on a one-for-one basis in Northern Trust common stock.
Northern Trust Corporation Chairman and CEO Michael O’Grady reported an option exercise and related share withholding in a Form 4. On January 29, 2026, an employee stock option for 34,489 shares of common stock at an exercise price of $58.25 was exercised, delivering the same number of shares to a trust associated with him.
On the same date, 21,739 common shares held indirectly "By Trust" were disposed of at $150.78 under transaction code F, which typically reflects shares withheld to cover tax obligations. Following these transactions, the trust continued to hold a substantial indirect position, and O’Grady also reported separate direct and additional trust‑for‑benefit‑of‑children common stock holdings.
Northern Trust Corporation’s Chairman and CEO Michael G. O’Grady filed an amended insider report to correct his reported share totals. The correction reflects that on July 30, 2025, his 2023 grantor retained annuity trust distributed 5,415.12 shares of common stock to his existing trust as an annuity payment.
After this correction, he is shown with 349,068.44 shares of common stock held indirectly by trust and 63,986 stock units held directly, which are payable on a 1-for-1 basis in common shares. Additional indirect holdings include 6,959.85, 6,958.85, and 6,959.85 shares in separate trusts for three children, for which his spouse serves as trustee.
Northern Trust Corp director David Byron Smith Jr reported changes in his indirect holdings of common stock through several trusts. On January 30, 2026, a trust in which he has a partial direct pecuniary interest distributed 10,720 shares of Northern Trust common stock to its beneficiaries, including 1,340 shares distributed to him at a reported price of $0 per share. After this transaction, 82,935 shares were held indirectly for him by a revocable trust. Additional indirect holdings are reported in multiple family trusts for his benefit and for the benefit of his children, including a trust holding 1,002,160 shares in which he has a partial direct pecuniary interest.
Northern Trust Corp’s Chief Operating Officer Peter Cherecwich reported an indirect sale of 25,000 shares of common stock on January 26, 2026 by a trust associated with him. The shares were sold at a weighted average price of $149.62 per share, within a range from $149.45 to $149.79.
After this transaction, the trust held 26,259 shares indirectly. Cherecwich also reported 23,851 shares held directly, 4,397 shares held indirectly through a 2023 GRAT, and 6 shares held indirectly through his spouse’s trust, reflecting his overall reported beneficial interest in Northern Trust common stock.
Northern Trust Corporation executive vice president Thomas A. South reported selling 5,000 shares of the company’s common stock. The sale on December 11, 2025 was coded “S” and carried a weighted average price of $139.03, based on individual trades between $138.83 and $139.13.
The filing also shows a separate disposition of 80 shares coded “G” at a price of $0. After these transactions, he directly owned 71,808 common shares, which include 33,172 stock units payable on a 1-for-1 basis in common stock. He also held 4,143.14 additional shares indirectly through a 401(k) plan as of September 30, 2025.
Northern Trust Corporation insider Susan C. Levy, EVP and General Counsel, reported a small change in her holdings of Northern Trust common stock. On 12/03/2025, 224 shares of common stock were disposed of at a price of $131.32 per share in a transaction coded "F," which indicates shares withheld to cover tax obligations on previously reported stock units.
After this transaction, Levy beneficially owned 48,033 shares of Northern Trust common stock directly. She also reported indirect ownership of 38,026 shares through a 2024 grantor retained annuity trust and 35,412 shares through an irrevocable trust for which her spouse serves as trustee. The direct holdings include 15,583 stock units that are payable on a 1-for-1 basis in Northern Trust common stock.
Northern Trust Corporation’s vice chairman, Steven L. Fradkin, reported a routine insider transaction. On 12/03/2025, 336 shares of Northern Trust common stock were withheld at a price of $131.32 per share to satisfy tax withholding obligations tied to previously reported stock units, rather than an open‑market sale. After this tax-related withholding, he beneficially owned 43,257 shares directly.
He also reported additional indirect holdings through various accounts and trusts. These include 150,908 shares held by a trust, 39,659 shares in a gift trust for which his spouse is trustee, two separate trusts holding 1,762 shares each for a son and a daughter, and 12,425.12 units in a 401(k) plan as of 09-30-2025. The filing indicates ongoing, diversified ownership rather than a discretionary share sale.
Northern Trust Corporation officer John Landers reported selling 766 shares of common stock on 11/17/2025 in an open market transaction coded "S" at a price of $124.35 per share. After this sale, he beneficially owned 7,313 shares of Northern Trust common stock. This total includes 2,469 stock units that are payable automatically on a 1-for-1 basis in shares of the company’s common stock.
Northern Trust Corporation (NTRS) reported an insider transaction by Vice Chairman Steven L. Fradkin. On 11/06/2025, he executed two open-market sales of common stock: 4,688 shares at $128 per share held indirectly "By Trust," and 4,688 shares at $128 per share held indirectly via a "Gift Trust."
Following these transactions, reported beneficial holdings include: 150,908 shares (indirect, By Trust) and 39,659 shares (indirect, Gift Trust). Additional positions disclosed are 43,593 stock units (direct; payable 1-for-1 in common shares), 1,762 shares (indirect; spouse as trustee for son), 1,762 shares (indirect; spouse as trustee for daughter), and 12,425.12 shares in a 401(k) as of 09-30-2025.
Northern Trust (NTRS): EVP and General Counsel Susan C. Levy reported insider transactions on 11/04/2025. She exercised an employee stock option for 27,591 shares at an exercise price of $58.25 and sold 20,414 shares at a weighted average price of $127.92, plus 7,177 shares at a weighted average price of $128.74.
Following these transactions, directly held common stock reported in the table moved through 75,848, 55,434, and then 48,257 shares as transactions posted. Indirect holdings include 38,026 shares in a 2024 GRAT and 35,412 shares in an irrevocable trust; the 2023 GRAT shows 0 shares following distributions noted in the footnotes.
Northern Trust Corp (NTRS) director Robert Edward Moritz, Jr. reported an open‑market purchase of 3,891 shares of common stock at $128.57 on November 4, 2025.
After the transaction, he beneficially owned 6,686 shares, which include 1,902 stock units payable on a 1‑for‑1 basis in common stock. The reported ownership is direct.
Northern Trust Corp (NTRS) director Robert Edward Moritz, Jr. reported a purchase of 270 shares of common stock on 10/27/2025 at a price of $126.66 per share (transaction code P).
Following the transaction, he beneficially owns 2,795 shares, which includes 1,902 stock units payable on a 1‑for‑1 basis in common stock. The reported ownership is listed as Direct (D).
Northern Trust (NTRS) insider update: On 10/17/2025, Chief Administrative Officer Alexandria Taylor reported the vesting of 8,629 previously reported stock units. To cover taxes, 3,823 shares were withheld at $123.43 (Code F), and 4,806 shares were distributed as common stock.
Following the transactions, Taylor directly beneficially owned 40,059.536 shares. The filing also notes 22,158 stock units that are payable on a 1‑for‑1 basis in Northern Trust common stock.
Charles A. Tribbett, a director of Northern Trust Corporation (NTRS), reported an acquisition of 91.93 shares of the company's common stock on 10/01/2025 at a reported price of $131.2 per share. Following that transaction the filing shows beneficial ownership of 36,536.43 shares, with 2,822 shares held indirectly by trust. The Form 4 was signed by an attorney-in-fact on 10/02/2025. The filing notes the acquired units represent stock units payable 1-for-1 in shares of the corporation's common stock.
Donald Thompson, a Director of Northern Trust Corporation (NTRS), reported three changes in beneficial ownership. On 09/30/2025 he acquired 278.6 shares of common stock at a reported price of $134.6 per share. On 10/01/2025 he acquired 148.84 shares at $131.2 per share. The filing also shows 1,743 shares held indirectly by a trust. The report clarifies the 278.6 and 148.84 share amounts are stock units payable 1-for-1 into common shares. The form was signed by an attorney-in-fact on 10/02/2025. The transactions are non-derivative acquisitions and reflect routine insider equity compensation conversion and trust holdings rather than open-market purchases.
Martin P. Slark, a Director of Northern Trust Corp (NTRS), reported a transaction dated 10/01/2025 on Form 4. The filing shows a non-derivative acquisition (Code A) of 69.41 shares of the company's common stock at a reported price of $131.2 per share. Following the reported transaction, the form lists 21,179.33 shares beneficially owned in a direct capacity and 4,769 shares held indirectly by trust. The filing includes a footnote stating these are stock units payable on a one-for-one basis in shares of common stock. The Form 4 is signed by an attorney-in-fact on behalf of Mr. Slark and dated 10/02/2025.
The filing shows Richard Petrino, a director of Northern Trust Corporation (NTRS), reported an acquisition of 2.59 shares (reported as stock units) on 10/01/2025 at a price of $131.2 per share. After the transaction he beneficially owned 2,329.59 shares (or stock units) directly. The filing explains these are stock units payable on a 1-for-1 basis in the company's common stock. The Form 4 was signed by an attorney-in-fact on 10/02/2025.
Northern Trust Corporation (NTRS) reporting person Dean M. Harrison recorded non-derivative purchases of the company’s common stock in late 2025. On 09/30/2025 he acquired 334.32 shares at $134.6 and on 10/01/2025 he acquired 154.72 shares at $131.2, increasing his direct beneficial holdings to 32,538.56 shares. The filing also shows 1,000 shares owned indirectly by a trust and 47 shares indirectly by an LLC. The form corrects an earlier reporting error for an April 1, 2025 amount (actual 171.60 shares vs previously reported 168.49).
Chandra Dhandapani, a director of Northern Trust Corporation (NTRS), reported two acquisitions of the company’s common stock. On 09/30/2025 the filing shows an acquisition of 260.03 shares and on 10/01/2025 an acquisition of 17.89 shares. The filing reports purchase prices as listed next to each transaction and shows 5,094.88 and 5,112.77 shares beneficially owned after the respective transactions. The report clarifies these holdings include stock units payable 1-for-1 in common stock and was signed by an attorney-in-fact on behalf of the reporting person.
Marcy S. Klevorn, a Director of Northern Trust Corp (NTRS), reported a purchase of 63.37 shares of the company's common stock on 10/01/2025. The transaction lists a price of $131.2 per share and shows 12,358.15 shares beneficially owned following the reported transaction. The filing notes that the reported balance represents stock units payable on a 1-for-1 basis in common stock. The Form 4 was signed by an attorney-in-fact on 10/02/2025.