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Northern Trust Corp (NTRS) officer reports open-market share sale

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Northern Trust Corp officer Guy Gibson reported an open-market sale of 1,043 shares of common stock at $147.43 per share on February 12, 2026. After this transaction, he beneficially owned 35,013 shares, which include 29,332 stock units payable on a 1-for-1 basis in common stock.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gibson Guy

(Last) (First) (Middle)
50 SOUTH LASALLE STREET

(Street)
CHICAGO IL 60603

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Co-President Asset Servicing
3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/12/2026 S 1,043 D $147.43 35,013(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 29,332 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Remarks:
Michael Rouvina, Attorney-in-Fact for Guy Gibson 02/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NTRS executive Guy Gibson report?

Guy Gibson reported an open-market sale of 1,043 shares of Northern Trust Corp common stock. The sale occurred on February 12, 2026, and was executed at $147.43 per share according to the Form 4 insider filing data.

At what price were the Northern Trust (NTRS) shares sold by Guy Gibson?

The reported sale by Guy Gibson was executed at $147.43 per share. This price applies to the 1,043 shares of Northern Trust Corp common stock sold in the open market on February 12, 2026, as detailed in the Form 4 transaction table.

How many Northern Trust (NTRS) shares does Guy Gibson own after the sale?

After the reported sale, Guy Gibson beneficially owned 35,013 shares of Northern Trust Corp. This total includes 29,332 stock units that are payable automatically on a one-for-one basis in shares of the company’s common stock, as explained in the footnote.

What role does Guy Gibson hold at Northern Trust Corp (NTRS)?

Guy Gibson is identified as an officer of Northern Trust Corp with the title Co-President Asset Servicing. This officer role is explicitly stated in the Form 4, which lists his relationship to the issuer alongside the reported equity transaction details.

What type of transaction code is shown in Guy Gibson’s NTRS Form 4?

The Form 4 shows transaction code “S,” indicating a sale in an open market or private transaction. This code applies to the 1,043 shares of Northern Trust Corp common stock sold by Guy Gibson on February 12, 2026, at a price of $147.43.

Does Guy Gibson’s NTRS beneficial ownership include stock units?

Yes. The Form 4 footnote states that his beneficial ownership figure includes 29,332 stock units. These stock units are payable automatically on a one-for-one basis in shares of Northern Trust Corp common stock, forming part of his total 35,013 shares beneficially owned.
Northern Trust

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