Northern Trust (NTRS) director boosts stake with 245-share stock purchase

Rhea-AI Filing Summary

Northern Trust Corporation director Robert Edward Moritz Jr. purchased additional company stock in an open market transaction. On 02/02/2026, he bought 245 shares of common stock at $151.85 per share. After this trade, he beneficially owned 6,931 shares, including 1,902 stock units that are payable on a one-for-one basis in Northern Trust common stock.

Insider Trade Summary

Net Buyer: 245 shares ($37,203)

Net Buy 1 txn

Insider Moritz Robert Edward Jr.

Role Director

Bought 245 shs ($37K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	245	$151.85	$37K

Holdings After Transaction: Common Stock — 6,931 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moritz Robert Edward Jr.

(Last) (First) (Middle)

50 SOUTH LASALLE STREET

(Street)

CHICAGO IL 60603

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		P		245	A	$151.85	6,931(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 1,902 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

	Michael Rouvina, Attorney-in-Fact for Robert Edward Moritz, Jr.	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Northern Trust (NTRS) report for Robert Edward Moritz Jr.?

Northern Trust reported that director Robert Edward Moritz Jr. bought 245 shares of common stock on February 2, 2026 at $151.85 per share. This was an open market purchase and increased his total reported beneficial ownership in the company.

At what price did the Northern Trust director buy shares in this Form 4 filing?

The Northern Trust director purchased 245 shares of common stock at $151.85 per share. This price reflects the cost paid in the open market transaction reported, giving investors a clear view of the level at which the insider was willing to add exposure.

How many Northern Trust shares does Robert Edward Moritz Jr. own after this transaction?

After the reported trade, Robert Edward Moritz Jr. beneficially owned 6,931 Northern Trust shares. This total includes both directly held common stock and 1,902 stock units that will convert into common shares on a one-for-one basis in the future.

What are the 1,902 stock units mentioned in the Northern Trust Form 4 footnote?

The 1,902 stock units are equity-based awards that will automatically convert into Northern Trust common stock on a one-for-one basis. They are included in the director’s reported beneficial ownership, reflecting additional economic exposure beyond directly held common shares.

Does the Form 4 show direct or indirect ownership for the Northern Trust shares?

The Form 4 indicates that the 6,931 shares beneficially owned by Robert Edward Moritz Jr., including the 1,902 stock units, are reported as directly held. The ownership form in the filing is marked as “D” for direct, with no indirect ownership entity disclosed.