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Northern Trust (NTRS) Co-President Bellows sells 1,148 shares at $145.26

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Northern Trust Corporation insider transaction: Co-President of Asset Servicing Clive Bellows reported an open-market sale of 1,148 shares of Northern Trust common stock on February 12, 2026 at a price of $145.26 per share. Following this sale, he directly owned 34,133 common shares. His reported holdings also include 34,030 stock units payable on a 1-for-1 basis in common shares, and the filing corrects an earlier disclosure about the number of such stock units previously reported in December 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bellows Clive

(Last) (First) (Middle)
50 SOUTH LA SALLE ST

(Street)
CHICAGO IL 60603

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Co-President Asset Servicing
3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/12/2026 S 1,148 D $145.26 34,133(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 34,030 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock and reflects a correction to the amount of stock units previously reported on a Form 4 filed December 3, 2025, in footnote 2 thereto. The actual amount of stock units on such date was 26,272 shares, rather than the 25,949 shares originally reported in the footnote.
Remarks:
David A. Serna, Attorney-in-Fact for Clive Bellows 02/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NTRS report for Clive Bellows on February 12, 2026?

Northern Trust reported that Co-President Asset Servicing Clive Bellows sold 1,148 common shares on February 12, 2026 at $145.26 per share. After this open-market sale, he directly owned 34,133 Northern Trust common shares according to the Form 4 filing details.

How many Northern Trust (NTRS) shares does Clive Bellows own after the reported sale?

After the February 12, 2026 transaction, Clive Bellows beneficially owned 34,133 Northern Trust common shares directly. The filing also notes 34,030 stock units that are payable automatically on a 1-for-1 basis in common stock, which are counted separately from the directly held shares.

What price did Clive Bellows receive per share in the NTRS stock sale?

Clive Bellows sold 1,148 Northern Trust common shares at a price of $145.26 per share. This was reported as an open-market sale on February 12, 2026, coded as a sale transaction in the Form 4 insider trading report for Northern Trust Corporation.

What does the Form 4 footnote say about Clive Bellows’s NTRS stock units?

The footnote explains that Bellows holds 34,030 stock units payable on a 1-for-1 basis in Northern Trust common stock. It also corrects a prior Form 4, clarifying that 26,272 stock units were actually held then, instead of the 25,949 units originally reported in that footnote.

What is Clive Bellows’s role at Northern Trust (NTRS) mentioned in the Form 4?

The Form 4 identifies Clive Bellows as an officer of Northern Trust Corporation, serving as Co-President of Asset Servicing. This position is checked under the officer category in the filing, confirming his status as a senior executive and Section 16 reporting person for the company.

Was the NTRS insider transaction a direct or indirect holding for Clive Bellows?

The Form 4 shows that the 1,148 Northern Trust shares sold and the 34,133 shares held after the sale are owned directly by Clive Bellows. The ownership code is listed as “D” for direct, and no indirect ownership entity is referenced for this particular transaction.
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