NTRS EVP Susan Levy acquires 4,694 shares

Northern Trust Corporation executive Susan C. Levy reported an acquisition of company stock.

Rhea-AI Filing Summary

Northern Trust Corporation executive Susan C. Levy reported an acquisition of company stock. On 02/05/2026, she acquired 4,694 shares of Northern Trust common stock at a price of $0 per share, increasing her directly held position to 52,727 shares, which includes 20,277 stock units payable on a 1-for-1 basis in common stock.

In addition to these direct holdings, entities associated with her hold shares indirectly. A 2024 grantor retained annuity trust holds 38,026 shares, and an irrevocable trust, for which her spouse is trustee, holds 35,412 shares of Northern Trust common stock.

Insider Trade Summary

Grant/Award: 4,694 shares

Grant/Award 3 txns

Insider Levy Susan Cohen

Role EVP and General Counsel

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,694	$0.00	$0.00
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 52,727 shares (Direct); Common Stock — 38,026 shares (Indirect, 2024 GRAT); Common Stock — 35,412 shares (Indirect, Irrevocable Trust)

Footnotes (2)

1. F1. Includes 20,277 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
2. F2. The reporting person's spouse is trustee of this trust.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NTRS executive Susan C. Levy report?

Susan C. Levy reported acquiring 4,694 shares of Northern Trust common stock at $0 per share on February 5, 2026. This acquisition increased her directly held position to 52,727 shares, including 20,277 stock units convertible on a 1-for-1 basis into common stock.

How many Northern Trust (NTRS) shares does Susan C. Levy hold directly after this filing?

After the reported transaction, Susan C. Levy directly holds 52,727 Northern Trust common shares. This figure includes 20,277 stock units that are payable automatically on a 1-for-1 basis in shares of the company’s common stock, effectively aligning her compensation with shareholder equity.

What indirect holdings in NTRS are associated with Susan C. Levy?

Indirectly, 38,026 Northern Trust common shares are held through a 2024 grantor retained annuity trust, and 35,412 shares are held in an irrevocable trust. The filing notes that her spouse serves as trustee of the irrevocable trust, linking these holdings to her beneficial ownership disclosure.

What role does Susan C. Levy hold at Northern Trust (NTRS)?

Susan C. Levy serves as Executive Vice President and General Counsel at Northern Trust Corporation. Her Form 4 filing reflects equity holdings and recent stock acquisition activity tied to this leadership role, providing transparency into her beneficial ownership of company common shares.

What does the $0 per share price mean in Susan C. Levy’s NTRS stock acquisition?

The reported acquisition price of $0 per share for the 4,694 Northern Trust shares typically reflects equity awarded without cash payment, such as stock units or grants. The filing also specifies that 20,277 stock units are payable automatically on a 1-for-1 basis in common stock.

Who signed the NTRS Form 4 on behalf of Susan C. Levy?

The Form 4 was signed by David A. Serna as attorney-in-fact for Susan C. Levy on February 9, 2026. This indicates that Serna was authorized to execute the insider ownership filing, formally reporting her stock acquisition and updated beneficial holdings in Northern Trust common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/09/2026 - 07:18 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Levy Susan Cohen

(Last) (First) (Middle)

50 SOUTH LA SALLE ST

(Street)

CHICAGO IL 60603

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/05/2026		A		4,694	A	$0	52,727(1)	D
Common Stock								38,026	I	2024 GRAT
Common Stock								35,412	I	Irrevocable Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 20,277 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

2. The reporting person's spouse is trustee of this trust.

Remarks:

	David A. Serna, Attorney-in-Fact for Susan C. Levy	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.