Northern Trust COO granted 8,016 stock units

Rhea-AI Filing Summary

Northern Trust Corporation Chief Operating Officer Peter Cherecwich reported an acquisition of 8,016 shares of common stock on February 5, 2026, coded as an "A" transaction at a price of $0 per share, representing stock units payable on a 1-for-1 basis in common stock.

Following this grant, he directly beneficially owns 31,867 shares of Northern Trust common stock. He also has indirect beneficial ownership of 26,259 shares by a trust, 4,397 shares through a 2023 GRAT, and 6 shares by his spouse's trust.

Insider Trade Summary

Grant/Award: 8,016 shares

Grant/Award 4 txns

Insider Cherecwich Peter

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	8,016	$0.00	$0.00
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 31,867 shares (Direct); Common Stock — 26,259 shares (Indirect, By Trust); Common Stock — 4,397 shares (Indirect, 2023 GRAT); Common Stock — 6 shares (Indirect, By Spouse's Trust)

Footnotes (1)

1. F1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Northern Trust (NTRS) COO Peter Cherecwich report in this Form 4?

He reported receiving 8,016 shares of Northern Trust common stock on February 5, 2026 in an "A" (acquired) transaction at $0 per share, reflecting stock units that are payable on a 1-for-1 basis in common stock.

How many Northern Trust (NTRS) shares does the COO directly own after this transaction?

After the reported grant, Peter Cherecwich directly beneficially owns 31,867 shares of Northern Trust common stock. This figure reflects his direct holdings only and is separate from additional shares he holds indirectly through various trust arrangements.

What are the indirect share holdings reported for the Northern Trust (NTRS) COO?

He reports indirect beneficial ownership of 26,259 shares held "By Trust", 4,397 shares held through a 2023 GRAT, and 6 shares held by his spouse's trust, all in Northern Trust common stock as of the reported date.

What does the footnote about stock units mean in the Northern Trust (NTRS) Form 4?

The footnote explains that the reported amount represents stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust common stock, clarifying that each stock unit corresponds to one share of common stock when delivered.

What is the significance of the transaction code "A" in this Northern Trust (NTRS) Form 4?

The Form 4 uses transaction code "A" for the 8,016-share entry, indicating an acquired position rather than a sale. The shares were acquired at a reported price of $0 per share, consistent with a stock or deferred stock unit grant.

What executive role does the reporting person hold at Northern Trust (NTRS)?

The reporting person, Peter Cherecwich, is identified as an officer of Northern Trust Corporation with the title Chief Operating Officer. The Form 4 confirms his status as an executive rather than a director or 10% beneficial owner.

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Accepted by SEC EDGAR 02/09/2026 - 07:16 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cherecwich Peter

(Last) (First) (Middle)

50 SOUTH LA SALLE ST

(Street)

CHICAGO IL 60603

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/05/2026		A		8,016	A	$0	31,867(1)	D
Common Stock								26,259	I	By Trust
Common Stock								4,397	I	2023 GRAT
Common Stock								6	I	By Spouse's Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

	David A. Serna, Attorney-in-Fact for Peter Cherecwich	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.