Northern Trust EVP receives 4,029 stock units

Northern Trust Corporation executive Aengus Hallinan, an Executive Vice President, reported receiving 4,029 shares of common stock on February 5, 2026.

Rhea-AI Filing Summary

Northern Trust Corporation executive Aengus Hallinan, an Executive Vice President, reported receiving 4,029 shares of common stock on February 5, 2026. The transaction was coded as an acquisition at a price of $0 per share, indicating an award rather than a market purchase.

Following this grant, Hallinan directly beneficially owns 15,836 shares of Northern Trust common stock. A related footnote explains that the award represents stock units payable automatically on a 1-for-1 basis in shares of the company’s common stock.

Insider Trade Summary

Grant/Award: 4,029 shares

Grant/Award 1 txn

Insider Hallinan Aengus

Role Executive Vice President

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,029	$0.00	$0.00

Holdings After Transaction: Common Stock — 15,836 shares (Direct)

Footnotes (1)

1. F1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Aengus Hallinan report at Northern Trust (NTRS)?

Aengus Hallinan reported receiving 4,029 shares of Northern Trust common stock. The transaction was coded as an acquisition at a price of $0 per share, indicating an award of stock units rather than an open-market purchase.

How many Northern Trust (NTRS) shares does Aengus Hallinan own after this Form 4?

After the reported transaction, Aengus Hallinan beneficially owns 15,836 shares of Northern Trust common stock. This total reflects his direct holdings following the award of 4,029 stock units payable on a one-for-one basis in common shares.

What was the price per share for the Aengus Hallinan stock award at Northern Trust?

The reported acquisition price per share was $0. This indicates the 4,029 shares were granted as a stock-based award, not purchased in the open market, and are described as stock units payable one-for-one in Northern Trust common stock.

What does the footnote about stock units mean in the Hallinan Northern Trust filing?

The footnote explains that the reported amount represents stock units payable automatically on a one-for-one basis in Northern Trust common stock. This means each stock unit converts into one common share according to the terms of the award program.

What position does Aengus Hallinan hold at Northern Trust (NTRS)?

Aengus Hallinan is identified as an Executive Vice President of Northern Trust Corporation. His role is noted in the Form 4, which also confirms he is an officer of the company, though not a director or ten percent owner based on this filing.

Was Aengus Hallinan’s Northern Trust transaction direct or indirect ownership?

The filing classifies Aengus Hallinan’s ownership as direct. After receiving 4,029 stock units payable in common stock, his total directly beneficially owned Northern Trust shares increased to 15,836, with no separate indirect ownership nature specified in the report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/09/2026 - 07:17 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hallinan Aengus

(Last) (First) (Middle)

50 SOUTH LA SALLE ST

(Street)

CHICAGO IL 60603

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/05/2026		A		4,029	A	$0	15,836(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

	Michael Rouvina, Attorney-in-Fact for Aengus Hallinan	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.