Northern Trust executive sells 2,800 company shares
Northern Trust Corp Co-President of Asset Servicing Clive Bellows reported an open-market sale of company stock.
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
Northern Trust Corp Co-President of Asset Servicing Clive Bellows reported an open-market sale of company stock. On this Form 4, he sold 2,800 shares of Northern Trust common stock at a price of $165.02 per share. After the transaction, he directly owns 28,217 common shares. A footnote also states he holds 28,060 stock units that are payable on a 1-for-1 basis in Northern Trust common stock.
Insider Trade Summary
Net Seller: 2,800 shares
Net Sell
1 txn
Insider
Bellows Clive
Role
Co-President Asset Servicing
Sold
2,800 shs ($462K)
Share of Position Sold
9.0%
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 2,800 | $165.02 | $462K |
Holdings After Transaction:
Common Stock — 28,217 shares (Direct)
Holdings Before and After:
Common Stock, 31,017 to 28,217 shares (Direct)
Footnotes (1)
- F1. Includes 28,060 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Key Figures
Shares sold: 2,800 shares
Sale price per share: $165.02 per share
Shares held after transaction: 28,217 shares
+1 more
4 metrics
Shares sold
2,800 shares
Open-market sale of Northern Trust common stock
Sale price per share
$165.02 per share
Price for 2,800 Northern Trust shares sold
Shares held after transaction
28,217 shares
Direct Northern Trust common stock holdings post-sale
Stock units held
28,060 units
Units payable 1-for-1 in Northern Trust common stock
Key Terms
open-market sale, Common Stock, stock units, Form 4
4 terms
open-market sale financial
"transaction_action is described as an open-market sale of common stock"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
"The security title for the transaction is listed as Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
stock units financial
"Includes 28,060 stock units payable automatically on a 1-for-1 basis"
Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.
Form 4 regulatory
"The insider transaction is reported in a Form 4 filing"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Clive Bellows report at Northern Trust (NTRS)?
Clive Bellows reported an open-market sale of 2,800 shares of Northern Trust common stock at $165.02 per share. The transaction was disclosed on a Form 4 and reflects a routine sale of existing holdings rather than a grant or option exercise.
What are the 28,060 stock units mentioned in Clive Bellows’ Northern Trust (NTRS) filing?
The filing notes Bellows holds 28,060 stock units that are payable automatically on a 1-for-1 basis in Northern Trust common stock. These units represent a right to receive an equal number of common shares in the future, typically as part of deferred compensation.
Is Clive Bellows’ Northern Trust (NTRS) transaction a purchase or a sale?
The Form 4 reports a sale transaction. Specifically, it shows an open-market sale of 2,800 shares of Northern Trust common stock, coded as an “S” transaction, which the filing describes as a sale in an open market or private transaction.
What is Clive Bellows’ role at Northern Trust (NTRS) in this Form 4 filing?
In this Form 4, Clive Bellows is identified as an officer of Northern Trust, serving as Co-President of Asset Servicing. His position is disclosed to clarify that the reported trade is an insider transaction by a senior executive of the company.
AI-generated analysis. How Rhea-AI works. Not financial advice.
