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Northern Trust Corp director David Byron Smith Jr reported changes in his indirect holdings of common stock through several trusts. On January 30, 2026, a trust in which he has a partial direct pecuniary interest distributed 10,720 shares of Northern Trust common stock to its beneficiaries, including 1,340 shares distributed to him at a reported price of $0 per share. After this transaction, 82,935 shares were held indirectly for him by a revocable trust. Additional indirect holdings are reported in multiple family trusts for his benefit and for the benefit of his children, including a trust holding 1,002,160 shares in which he has a partial direct pecuniary interest.
Northern Trust Corp’s Chief Operating Officer Peter Cherecwich reported an indirect sale of 25,000 shares of common stock on January 26, 2026 by a trust associated with him. The shares were sold at a weighted average price of $149.62 per share, within a range from $149.45 to $149.79.
After this transaction, the trust held 26,259 shares indirectly. Cherecwich also reported 23,851 shares held directly, 4,397 shares held indirectly through a 2023 GRAT, and 6 shares held indirectly through his spouse’s trust, reflecting his overall reported beneficial interest in Northern Trust common stock.
A stockholder of NTRS filed a notice of proposed sale of 25,000 shares of common stock under Rule 144. The planned sale is to be executed through Northern Trust Securities, Inc. on the NASDAQ around 01/26/2026, with an indicated aggregate market value of $3,715,750. The table notes that 189,117,369 common shares were outstanding at the time referenced. The shares to be sold were acquired as vested share awards from the issuer between 2021 and 2024, in multiple transactions that together total the 25,000 shares.
Northern Trust Corporation filed a current report describing how it is sharing its latest financial results. The company issued a press release on January 22, 2026 reporting earnings for the three and twelve months ended December 31, 2025, and attached this release as Exhibit 99.1.
The company also plans a live conference call and webcast on January 22, 2026 to discuss these results and other matters. In support of the call, Northern Trust made available website presentation materials and detailed financial trend information, attached as Exhibits 99.2 and 99.3. These materials are being furnished rather than filed, which means they are not subject to certain liability provisions under the Exchange Act unless specifically incorporated into other filings.
Northern Trust Corp executive Guy Gibson, Co-President Asset Servicing, filed an initial statement of beneficial ownership. As of 01/01/2026, he reports beneficial ownership of 30,532 shares of Northern Trust common stock, held directly. This total includes 22,883 stock units that are payable automatically on a 1-for-1 basis in shares of the company’s common stock, meaning each unit converts into one share when paid out.
Northern Trust Corporation executive vice president Thomas A. South reported selling 5,000 shares of the company’s common stock. The sale on December 11, 2025 was coded “S” and carried a weighted average price of $139.03, based on individual trades between $138.83 and $139.13.
The filing also shows a separate disposition of 80 shares coded “G” at a price of $0. After these transactions, he directly owned 71,808 common shares, which include 33,172 stock units payable on a 1-for-1 basis in common stock. He also held 4,143.14 additional shares indirectly through a 401(k) plan as of September 30, 2025.
Northern Trust Corporation insider Susan C. Levy, EVP and General Counsel, reported a small change in her holdings of Northern Trust common stock. On 12/03/2025, 224 shares of common stock were disposed of at a price of $131.32 per share in a transaction coded "F," which indicates shares withheld to cover tax obligations on previously reported stock units.
After this transaction, Levy beneficially owned 48,033 shares of Northern Trust common stock directly. She also reported indirect ownership of 38,026 shares through a 2024 grantor retained annuity trust and 35,412 shares through an irrevocable trust for which her spouse serves as trustee. The direct holdings include 15,583 stock units that are payable on a 1-for-1 basis in Northern Trust common stock.
Northern Trust Corporation’s vice chairman, Steven L. Fradkin, reported a routine insider transaction. On 12/03/2025, 336 shares of Northern Trust common stock were withheld at a price of $131.32 per share to satisfy tax withholding obligations tied to previously reported stock units, rather than an open‑market sale. After this tax-related withholding, he beneficially owned 43,257 shares directly.
He also reported additional indirect holdings through various accounts and trusts. These include 150,908 shares held by a trust, 39,659 shares in a gift trust for which his spouse is trustee, two separate trusts holding 1,762 shares each for a son and a daughter, and 12,425.12 units in a 401(k) plan as of 09-30-2025. The filing indicates ongoing, diversified ownership rather than a discretionary share sale.
Northern Trust Corporation issued $500,000,000 of 4.150% Senior Notes due 2030 and $750,000,000 of 5.117% Fixed-to-Fixed Rate Subordinated Notes due 2040 in public offerings under its shelf registration. The senior notes are unsecured and rank equally with the company’s other senior debt, pay interest semi-annually each May 19 and November 19 beginning in 2026, and cannot be redeemed before maturity.
The subordinated notes are unsecured and rank junior to depositors, general creditors and senior indebtedness. They carry a 5.117% fixed rate until November 19, 2035, then reset to the Five-Year U.S. Treasury Rate plus 105 basis points until maturity, with interest also paid semi-annually starting May 19, 2026. The company may redeem the subordinated notes only once, in whole, on the reset date at 100% of principal plus accrued interest.
Northern Trust Corporation officer John Landers reported selling 766 shares of common stock on 11/17/2025 in an open market transaction coded "S" at a price of $124.35 per share. After this sale, he beneficially owned 7,313 shares of Northern Trust common stock. This total includes 2,469 stock units that are payable automatically on a 1-for-1 basis in shares of the company’s common stock.