Welcome to our dedicated page for NORTHERN TRUST SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NORTHERN TRUST's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
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Northern Trust Corporation officer John Landers, Controller, reported an acquisition of common stock. On 02/05/2026 he acquired 801 shares of Northern Trust common stock at a reported price of $0, bringing his beneficial ownership to 8,114 shares.
This total includes 3,270 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, reflecting both directly held shares and stock-based compensation.
Northern Trust Corporation executive Michael Hunstad reported an acquisition of company stock. On 02/05/2026, he acquired 4,527 shares of Northern Trust common stock at a price of $0 per share, bringing his beneficially owned total to 29,712 shares held directly.
A large portion of this reported ownership consists of stock units. The total includes 28,795 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, meaning these units are structured to convert into the same number of common shares.
Northern Trust Corporation executive Aengus Hallinan, an Executive Vice President, reported receiving 4,029 shares of common stock on February 5, 2026. The transaction was coded as an acquisition at a price of $0 per share, indicating an award rather than a market purchase.
Following this grant, Hallinan directly beneficially owns 15,836 shares of Northern Trust common stock. A related footnote explains that the award represents stock units payable automatically on a 1-for-1 basis in shares of the company’s common stock.
Northern Trust Corporation’s EVP & Chief Financial Officer David W. Fox Jr. reported an acquisition of 6,355 shares of common stock on February 5, 2026, at a price of $0, representing stock units payable on a 1-for-1 basis in common shares. Following this award, he beneficially owns 20,162 common shares directly. He also reports indirect ownership of 38,575, 5,000, and 11 common shares held in trusts established for his benefit and for the benefit of him and his descendants, where he serves as trustee with investment control.
Northern Trust Corporation Chief Operating Officer Peter Cherecwich reported an acquisition of 8,016 shares of common stock on February 5, 2026, coded as an "A" transaction at a price of $0 per share, representing stock units payable on a 1-for-1 basis in common stock.
Following this grant, he directly beneficially owns 31,867 shares of Northern Trust common stock. He also has indirect beneficial ownership of 26,259 shares by a trust, 4,397 shares through a 2023 GRAT, and 6 shares by his spouse's trust.
Northern Trust Corporation director Richard Petrino reported buying additional company stock. On February 5, 2026, he purchased 1,000 shares of common stock at $148.91 per share in an open-market transaction.
After this purchase, Petrino beneficially owns 3,332.09 shares, which includes 2,332.09 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock.
FMR LLC has filed an amended Schedule 13G reporting a significant passive stake in Northern Trust Corp. FMR and Abigail P. Johnson are disclosed as reporting persons for Northern Trust common stock with CUSIP 665859104.
They report beneficial ownership of 13,811,661.38 shares of common stock, representing 7.3% of the class. FMR LLC has sole voting power over 9,325,231.46 shares and sole dispositive power over 13,811,661.38 shares, with no shared voting or dispositive power. Abigail P. Johnson is reported with sole dispositive power over the same 13,811,661.38 shares and no voting power.
The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Northern Trust. One or more other persons may have rights to receive dividends or sale proceeds, but no such person holds more than five percent of the outstanding common stock.
Northern Trust Corporation director Robert Edward Moritz Jr. purchased additional company stock in an open market transaction. On 02/02/2026, he bought 245 shares of common stock at $151.85 per share. After this trade, he beneficially owned 6,931 shares, including 1,902 stock units that are payable on a one-for-one basis in Northern Trust common stock.
Northern Trust Corporation Chairman and CEO Michael O’Grady reported an option exercise and related share withholding in a Form 4. On January 29, 2026, an employee stock option for 34,489 shares of common stock at an exercise price of $58.25 was exercised, delivering the same number of shares to a trust associated with him.
On the same date, 21,739 common shares held indirectly "By Trust" were disposed of at $150.78 under transaction code F, which typically reflects shares withheld to cover tax obligations. Following these transactions, the trust continued to hold a substantial indirect position, and O’Grady also reported separate direct and additional trust‑for‑benefit‑of‑children common stock holdings.
Northern Trust Corporation’s Chairman and CEO Michael G. O’Grady filed an amended insider report to correct his reported share totals. The correction reflects that on July 30, 2025, his 2023 grantor retained annuity trust distributed 5,415.12 shares of common stock to his existing trust as an annuity payment.
After this correction, he is shown with 349,068.44 shares of common stock held indirectly by trust and 63,986 stock units held directly, which are payable on a 1-for-1 basis in common shares. Additional indirect holdings include 6,959.85, 6,958.85, and 6,959.85 shares in separate trusts for three children, for which his spouse serves as trustee.