Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Northern Trust Corporation (Nasdaq: NTRS) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its activities as a commercial banking and financial services company. This SEC filings page for NTRS brings together those disclosures, including annual and quarterly reports and current reports on Form 8-K, with AI-powered tools to help interpret the information.
For Northern Trust, Form 10-K annual reports and Form 10-Q quarterly reports describe its wealth management, asset servicing, asset management and banking businesses, as well as risk factors, capital position and segment performance. Form 8-K current reports capture specific events, such as earnings releases and investor presentations, leadership changes, debt offerings and share repurchase authorizations. Recent 8-K filings, for example, have disclosed a new common stock repurchase authorization, the issuance of senior and subordinated notes under a shelf registration statement, and executive leadership changes in the asset management business.
Investors can also use this page to access proxy statements on executive compensation and governance matters, and Form 4 insider transaction reports that show purchases and sales of Northern Trust securities by directors and officers. These documents help build a picture of how management and the board oversee the company and manage their own holdings.
Stock Titan enhances these filings with AI-generated summaries and explanations that highlight key points from long documents, such as capital actions, changes in leadership, or updates to business strategy. Real-time updates from the SEC’s EDGAR system mean new NTRS filings appear promptly, while AI insights on 10-Ks, 10-Qs and 8-Ks can save time for readers seeking to understand Northern Trust’s financial condition, regulatory disclosures and corporate actions.
Thomas A. South, Executive Vice President of Northern Trust Corporation (NTRS), reported a transaction dated 09/09/2025 on a Form 4. The filing shows a disposition of 155 shares of the issuer's common stock reported with transaction code G (reported price $0), indicating a gift or similar non‑cash transfer. After the reported transaction Mr. South is shown to beneficially own 77,936 shares directly. The filing also reports 4,121.32 units indirectly through a 401(k) plan as of 06/30/2025, and notes that this total includes 34,220 stock units payable on a 1‑for‑1 basis in common stock. The form was signed by an attorney‑in‑fact on behalf of Mr. South on 09/09/2025.
Northern Trust Corporation reported a senior leadership change in its asset management business. Michael Hunstad has been appointed President – Asset Management, replacing Daniel E. Gamba, effective September 3, 2025.
Hunstad has held several senior leadership positions at Northern Trust and most recently served as Global Co-Chief Investment Officer, indicating continuity within the firm’s existing investment leadership team. The company also issued a press release providing additional details about this transition.
David W. Fox Jr., EVP & Chief Financial Officer of Northern Trust Corp (NTRS), reported changes in his beneficial ownership on 08/25/2025. The filing shows a reported disposition of 191 shares of common stock (transaction code G) with a reported price of $0. Following the reported transactions, the filing discloses 40,445 shares beneficially owned indirectly via a trust he controls, plus separate line items showing 13,999 stock units reported as disposed (noting these represent stock units payable 1-for-1 in common stock), 5,000 shares held in a trust for his descendants under his control, and 11 shares held indirectly. Explanations state that certain shares are held in trusts for his benefit and descendants with Fox serving as trustee and having investment control. The form was signed by an attorney-in-fact on behalf of Mr. Fox.
Northern Trust Corporation (NTRS) Form 4 shows that director Robert Edward Moritz Jr. (reporting address: 50 South LaSalle Street, Chicago) acquired 256 shares of the company's common stock on 08/13/2025 at a price of $126.34 per share under transaction code P. After the purchase, Mr. Moritz beneficially owned 2,525 shares in total, which includes 1,902 stock units payable on a one-for-one basis into common shares. The filing was signed by Michael Rouvina as attorney-in-fact on 08/18/2025. The Form 4 discloses a routine director purchase; no options, derivative transactions, or other material events are reported.
Northern Trust Corp filed a Form 13F summarizing its consolidated institutional equity disclosures. The report shows 20,680 holdings entries with a total reported market value of $727,164,885,290. The filing identifies multiple affiliated and other included managers and is signed by Michael Hunstad, Executive Vice President, indicating authorized submission of the reported holdings.
State Street Corporation reports beneficial ownership of 9,862,362 shares of Northern Trust common stock, equal to 5.1% of the class. The filing shows no sole voting or dispositive power and shared voting power of 2,084,429 shares, while shared dispositive power covers the full reported stake. Multiple State Street affiliates are identified as the subsidiaries through which the position is held. The filer certifies the securities are held in the ordinary course of business and not for the purpose of changing or influencing control, making this a material passive ownership disclosure under applicable rules.