Welcome to our dedicated page for NORTHERN TRUST SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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A holder of NTRS common stock has filed a notice of proposed sale of 1,148 shares through Fidelity Brokerage Services on or about February 12, 2026, to be sold on NASDAQ. The filing cites an aggregate market value of 166,752.74 for these shares.
The securities were acquired via restricted stock vesting from the issuer as compensation on three dates in 2025 and 2026, in amounts of 35, 155, and 958 shares. The filing notes that 189,117,369 shares of this class were outstanding, providing a baseline for the issuer’s share count.
An affiliate has filed a Rule 144 notice to sell 1,043 common shares through Fidelity Brokerage Services on NASDAQ. The shares have an aggregate market value of $153,764.28 and are part of 189,117,369 shares outstanding, with an approximate sale date of February 12, 2026.
The securities were acquired on February 5, 2026 via restricted stock vesting from the issuer as compensation, and there are no other issuer securities sales listed for this holder in the past three months.
Northern Trust Corporation filed a report stating that its Chief Financial Officer, David W. Fox, Jr., and Northern Trust Asset Management President, Michael Hunstad, will speak at the Bank of America Securities 2026 Financial Services Conference in Miami Beach on February 10, 2026.
The company made an audio webcast of the presentation available through its investor relations website for 30 days, and furnished the conference slides as Exhibit 99.1. Those slides highlight Northern Trust Asset Management’s $1.4T in assets under management as of December 31, 2025, with about 75% institutional and 25% wealth and retail clients, and show a diversified mix across equity, fixed income, cash, alternatives and multi-asset strategies.
Northern Trust Corporation Executive Vice President Thomas A. South reported equity compensation activity in company stock. On February 5, 2026, he acquired 16,850 shares of common stock at $0, consistent with stock units vesting into shares.
On the same date, 1,063 shares at $148.88 per share were withheld to cover federal, state, and Medicare taxes upon vesting of 3,941 previously reported stock units, with the remaining 2,878 shares distributed to him. Following these transactions, he beneficially owned 87,595 common shares directly, including 50,189 stock units payable 1-for-1 in common stock, and 4,167.55 shares held indirectly in a 401(k) plan as of December 31, 2025.
Northern Trust Corporation officer Jason J. Tyler, President of Wealth Management, reported an acquisition of 7,185 shares of common stock on February 5, 2026. The shares were acquired at a stated price of $0 per share, indicating a stock award rather than an open‑market purchase.
After this award, Tyler beneficially owns 79,694 common shares, which the filing notes include 28,765 stock units that are payable automatically on a 1‑for‑1 basis in Northern Trust common stock. The filing reports these holdings as directly owned.
Northern Trust Corporation’s chief administrative officer Alexandria Taylor acquired 5,690 shares of common stock on February 5, 2026 at a reported price of $0, indicating an award rather than an open-market purchase. Following this grant, she beneficially owns 45,749.536 shares, including 27,848 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corporation Chairman and CEO Michael O’Grady reported an automatic stock-based award. On 02/05/2026, he acquired 19,437 common stock units at $0 per unit, payable on a 1-for-1 basis in Northern Trust common shares, bringing his directly held common stock to 83,423 shares.
In addition to his direct holdings, the filing lists indirect ownership through family trusts. These include 361,818.44 common shares held by a trust, plus 6,959.85, 6,958.85, and 6,959.85 common shares held by separate trusts for three children, with his spouse serving as trustee.
Northern Trust Corp executive Clive Bellows, Co-President of Asset Servicing, reported equity compensation and related tax withholding. On 2026-02-05 he received a grant or award of 7,758 shares of common stock at no cost. The filing also notes that 1,044 shares were withheld in payment of Federal, State and Medicare taxes upon the distribution of 2,002 previously reported shares resulting from vested stock units, with the remaining 958 shares delivered as common stock. After these transactions, he directly holds 35,281 shares of Northern Trust common stock, and the disclosure states he also holds 33,707 stock units payable automatically on a 1-for-1 basis in common stock.
Northern Trust Corporation Co-President Guy Gibson reported equity transactions in company stock. On February 5, 2026, he acquired 6,449 shares of common stock at $0 per share, likely from vesting or an equity award. The same day, 925 shares were withheld at $148.88 per share to cover federal, state, and Medicare taxes upon vesting of 1,968 previously reported stock units, with the remaining 1,043 shares delivered as common stock. After these transactions, he beneficially owned 36,056 shares, which include 29,332 stock units payable on a 1‑for‑1 basis in common shares.
Northern Trust Corporation executive Susan C. Levy reported an acquisition of company stock. On 02/05/2026, she acquired 4,694 shares of Northern Trust common stock at a price of $0 per share, increasing her directly held position to 52,727 shares, which includes 20,277 stock units payable on a 1-for-1 basis in common stock.
In addition to these direct holdings, entities associated with her hold shares indirectly. A 2024 grantor retained annuity trust holds 38,026 shares, and an irrevocable trust, for which her spouse is trustee, holds 35,412 shares of Northern Trust common stock.