Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Northern Trust Corporation (Nasdaq: NTRS) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its activities as a commercial banking and financial services company. This SEC filings page for NTRS brings together those disclosures, including annual and quarterly reports and current reports on Form 8-K, with AI-powered tools to help interpret the information.
For Northern Trust, Form 10-K annual reports and Form 10-Q quarterly reports describe its wealth management, asset servicing, asset management and banking businesses, as well as risk factors, capital position and segment performance. Form 8-K current reports capture specific events, such as earnings releases and investor presentations, leadership changes, debt offerings and share repurchase authorizations. Recent 8-K filings, for example, have disclosed a new common stock repurchase authorization, the issuance of senior and subordinated notes under a shelf registration statement, and executive leadership changes in the asset management business.
Investors can also use this page to access proxy statements on executive compensation and governance matters, and Form 4 insider transaction reports that show purchases and sales of Northern Trust securities by directors and officers. These documents help build a picture of how management and the board oversee the company and manage their own holdings.
Stock Titan enhances these filings with AI-generated summaries and explanations that highlight key points from long documents, such as capital actions, changes in leadership, or updates to business strategy. Real-time updates from the SEC’s EDGAR system mean new NTRS filings appear promptly, while AI insights on 10-Ks, 10-Qs and 8-Ks can save time for readers seeking to understand Northern Trust’s financial condition, regulatory disclosures and corporate actions.
Northern Trust Corporation’s chief administrative officer Alexandria Taylor acquired 5,690 shares of common stock on February 5, 2026 at a reported price of $0, indicating an award rather than an open-market purchase. Following this grant, she beneficially owns 45,749.536 shares, including 27,848 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corporation Chairman and CEO Michael O’Grady reported an automatic stock-based award. On 02/05/2026, he acquired 19,437 common stock units at $0 per unit, payable on a 1-for-1 basis in Northern Trust common shares, bringing his directly held common stock to 83,423 shares.
In addition to his direct holdings, the filing lists indirect ownership through family trusts. These include 361,818.44 common shares held by a trust, plus 6,959.85, 6,958.85, and 6,959.85 common shares held by separate trusts for three children, with his spouse serving as trustee.
Northern Trust Corporation executive Clive Bellows reported equity compensation activity in company stock. On February 5, 2026, he received 7,758 shares of common stock at $0 per share, increasing his directly held position to 36,325 shares before related tax withholding.
On the same date, 1,044 shares were withheld at $112.39 per share to cover Federal, State and Medicare taxes tied to the distribution of previously reported vested stock units, leaving him with 35,281 directly held shares. Footnotes note 33,707 stock units that are payable on a 1-for-1 basis in common stock.
Northern Trust Corporation Co-President Guy Gibson reported equity transactions in company stock. On February 5, 2026, he acquired 6,449 shares of common stock at $0 per share, likely from vesting or an equity award. The same day, 925 shares were withheld at $148.88 per share to cover federal, state, and Medicare taxes upon vesting of 1,968 previously reported stock units, with the remaining 1,043 shares delivered as common stock. After these transactions, he beneficially owned 36,056 shares, which include 29,332 stock units payable on a 1‑for‑1 basis in common shares.
Northern Trust Corporation executive Susan C. Levy reported an acquisition of company stock. On 02/05/2026, she acquired 4,694 shares of Northern Trust common stock at a price of $0 per share, increasing her directly held position to 52,727 shares, which includes 20,277 stock units payable on a 1-for-1 basis in common stock.
In addition to these direct holdings, entities associated with her hold shares indirectly. A 2024 grantor retained annuity trust holds 38,026 shares, and an irrevocable trust, for which her spouse is trustee, holds 35,412 shares of Northern Trust common stock.
Northern Trust Corporation officer John Landers, Controller, reported an acquisition of common stock. On 02/05/2026 he acquired 801 shares of Northern Trust common stock at a reported price of $0, bringing his beneficial ownership to 8,114 shares.
This total includes 3,270 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, reflecting both directly held shares and stock-based compensation.
Northern Trust Corporation executive Michael Hunstad reported an acquisition of company stock. On 02/05/2026, he acquired 4,527 shares of Northern Trust common stock at a price of $0 per share, bringing his beneficially owned total to 29,712 shares held directly.
A large portion of this reported ownership consists of stock units. The total includes 28,795 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, meaning these units are structured to convert into the same number of common shares.
Northern Trust Corporation executive Aengus Hallinan, an Executive Vice President, reported receiving 4,029 shares of common stock on February 5, 2026. The transaction was coded as an acquisition at a price of $0 per share, indicating an award rather than a market purchase.
Following this grant, Hallinan directly beneficially owns 15,836 shares of Northern Trust common stock. A related footnote explains that the award represents stock units payable automatically on a 1-for-1 basis in shares of the company’s common stock.
Northern Trust Corporation’s EVP & Chief Financial Officer David W. Fox Jr. reported an acquisition of 6,355 shares of common stock on February 5, 2026, at a price of $0, representing stock units payable on a 1-for-1 basis in common shares. Following this award, he beneficially owns 20,162 common shares directly. He also reports indirect ownership of 38,575, 5,000, and 11 common shares held in trusts established for his benefit and for the benefit of him and his descendants, where he serves as trustee with investment control.
Northern Trust Corporation Chief Operating Officer Peter Cherecwich reported an acquisition of 8,016 shares of common stock on February 5, 2026, coded as an "A" transaction at a price of $0 per share, representing stock units payable on a 1-for-1 basis in common stock.
Following this grant, he directly beneficially owns 31,867 shares of Northern Trust common stock. He also has indirect beneficial ownership of 26,259 shares by a trust, 4,397 shares through a 2023 GRAT, and 6 shares by his spouse's trust.