STOCK TITAN

[Form 4] NORTHERN TRUST CORP Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Martin P. Slark, a Director of Northern Trust Corp (NTRS), reported a transaction dated 10/01/2025 on Form 4. The filing shows a non-derivative acquisition (Code A) of 69.41 shares of the company's common stock at a reported price of $131.2 per share. Following the reported transaction, the form lists 21,179.33 shares beneficially owned in a direct capacity and 4,769 shares held indirectly by trust. The filing includes a footnote stating these are stock units payable on a one-for-one basis in shares of common stock. The Form 4 is signed by an attorney-in-fact on behalf of Mr. Slark and dated 10/02/2025.

Martin P. Slark, un Direttore di Northern Trust Corp (NTRS), ha riportato una transazione datata 10/01/2025 sul modulo Form 4. La comunicazione mostra un'acquisizione non derivativa (Codice A) di 69,41 azioni ordinarie della società ad un prezzo riportato di $131,2 per azione. A seguito della transazione riportata, il modulo elenca 21.179,33 azioni detenute come beneficiario diretto e 4.769 azioni detenute indirettamente per trust. La comunicazione include una nota a piè di pagina che indica che si tratta di unità azionarie pagabili su base uno a uno in azioni ordinarie. Il Form 4 è firmato da un procuratore ad litem per conto del Signor Slark e datato 02/10/2025.

Martin P. Slark, un Director de Northern Trust Corp (NTRS), reportó una transacción con fecha 01/10/2025 en el Formulario 4. La presentación muestra una adquisición no derivativa (Código A) de 69,41 acciones comunes de la empresa a un precio reportado de $131,2 por acción. Tras la transacción reportada, el formulario lista 21.179,33 acciones poseídas de forma beneficiaria directa y 4.769 acciones poseídas indirectamente por fideicomiso. La presentación incluye una nota al pie que indica que estas son unidades de acciones pagables en una base de uno a uno en acciones comunes. El Formulario 4 está firmado por un mandatario en nombre del Sr. Slark y fechado 02/10/2025.

Martin P. SlarkNorthern Trust Corp (NTRS)이사로서 Form 4에 2025년 10월 1일로 기재된 거래를 보고했습니다. 제출서류는 A 코드의 비파생적 취득 69.41주의 회사 보통주를 주당 보고가격 $131.2로 취득한 것을 보여줍니다. 보고된 거래 이후, 서식은 21,179.33주를 직접 유익한 보유로, 4,769주를 간접적으로 신탁에 의해 보유하고 있다고 기재합니다. 주당 1대 1의 비율로 보통주로 지급되는 주식단위라는 각주가 포함되어 있습니다. Form 4는 Mr. Slark를 대신하여 대리인이 서명했고 날짜는 2025년 10월 2일입니다.

Martin P. Slark, un Directeur de Northern Trust Corp (NTRS), a déclaré une transaction datée du 01/10/2025 sur le formulaire 4. Le dépôt indique une acquisition non dérivée (Code A) de 69,41 actions ordinaires de la société à un prix reporté de $131,2 par action. Suite à la transaction déclarée, le formulaire répertorie 21.179,33 actions détenues directement et 4.769 actions détenues indirectement par fiducie. Le dépôt comprend une note de bas de page indiquant qu'il s'agit d'unités d'actions payables sur une base de un pour un en actions ordinaires. Le Form 4 est signé par un mandataire agissant au nom de M. Slark et daté du 02/10/2025.

Martin P. Slark, ein Direktor von Northern Trust Corp (NTRS), meldete eine Transaktion mit dem Datum 01.10.2025 auf dem Formular 4. Die Einreichung zeigt eine nicht-derivative Erwerbung (Code A) von 69,41 Aktien der Stammaktien des Unternehmens zu einem gemeldeten Preis von $131,2 pro Aktie. Nach der gemeldeten Transaktion listet das Formular 21.179,33 Aktien, die direkt als wirtschaftlich Berechtigte gehalten werden, und 4.769 Aktien, die indirekt durch Trust gehalten werden. Die Einreichung enthält eine Fußnote, die angibt, dass es sich um Aktieneinheiten handelt, die eins zu eins in Stammaktien zahlbar sind. Das Formular 4 wird von einem Prokuristen im Namen von Herrn Slark unterschrieben und datiert auf 02.10.2025.

Martin P. Slark، مدير في Northern Trust Corp (NTRS)، أبلغ عن معاملة بتاريخ 10/01/2025 في النموذج 4. يظهر الملف وجود اكتساب غير مشتق (الرمز A) لــ69.41 سهماً من أسهم الشركة العادية بسعر مُبلغ عنه قدره $131.2 للسهم. عقب المعاملة المبلغ عنها، يذكر النموذج 21,179.33 سهماً مُلكياً بشكل مباشر و4,769 سهماً مُملوكاً بشكل غير مباشر عن طريق الثقة. يتضمن الملحق هامشاً يذكر أن هذه وحدات أسهم قابلة للدفع بسعر واحد لواحد في أسهم عادية. يتم توقيع النموذج 4 من قبل وكيل قانوني نيابة عن السيد Slark وتاريخ 02/10/2025.

Martin P. Slark,是Northern Trust Corp (NTRS)董事,在 Form 4 上报告了日期为2025/10/01的交易。该披露显示对公司普通股的非衍生性取得(代码 A)共69.41股,单股披露价格为$131.2美元。交易后,表格列出以直接方式持有的受益所有权为21,179.33股,及以间接方式由信托持有的4,769股。披露还包含一个脚注,指明这些是按一对一比例以普通股支付的股票单位。Form 4 由一名代理人在Slark先生名义上签署,日期为2025/10/02

Positive
  • Compliance: Reporting person filed Form 4 and disclosed the transaction, meeting Section 16 filing requirements
  • Incremental director ownership: Director acquired 69.41 shares, increasing direct beneficial holdings to 21,179.33 shares
Negative
  • None.

Insights

Director reported a small open-market acquisition and holds ~21.2K shares.

The Form 4 discloses a non-derivative acquisition of 69.41 common shares at $131.2 per share on 10/01/2025.

The reporter's total beneficial ownership is shown as 21,179.33 shares directly and 4,769 shares indirectly via a trust, with a note that certain units convert 1-for-1 into common shares.

This filing documents routine insider activity required under Section 16; the size of the acquisition relative to total holdings is explicit in the form but no further corporate actions or changes are disclosed.

Martin P. Slark, un Direttore di Northern Trust Corp (NTRS), ha riportato una transazione datata 10/01/2025 sul modulo Form 4. La comunicazione mostra un'acquisizione non derivativa (Codice A) di 69,41 azioni ordinarie della società ad un prezzo riportato di $131,2 per azione. A seguito della transazione riportata, il modulo elenca 21.179,33 azioni detenute come beneficiario diretto e 4.769 azioni detenute indirettamente per trust. La comunicazione include una nota a piè di pagina che indica che si tratta di unità azionarie pagabili su base uno a uno in azioni ordinarie. Il Form 4 è firmato da un procuratore ad litem per conto del Signor Slark e datato 02/10/2025.

Martin P. Slark, un Director de Northern Trust Corp (NTRS), reportó una transacción con fecha 01/10/2025 en el Formulario 4. La presentación muestra una adquisición no derivativa (Código A) de 69,41 acciones comunes de la empresa a un precio reportado de $131,2 por acción. Tras la transacción reportada, el formulario lista 21.179,33 acciones poseídas de forma beneficiaria directa y 4.769 acciones poseídas indirectamente por fideicomiso. La presentación incluye una nota al pie que indica que estas son unidades de acciones pagables en una base de uno a uno en acciones comunes. El Formulario 4 está firmado por un mandatario en nombre del Sr. Slark y fechado 02/10/2025.

Martin P. SlarkNorthern Trust Corp (NTRS)이사로서 Form 4에 2025년 10월 1일로 기재된 거래를 보고했습니다. 제출서류는 A 코드의 비파생적 취득 69.41주의 회사 보통주를 주당 보고가격 $131.2로 취득한 것을 보여줍니다. 보고된 거래 이후, 서식은 21,179.33주를 직접 유익한 보유로, 4,769주를 간접적으로 신탁에 의해 보유하고 있다고 기재합니다. 주당 1대 1의 비율로 보통주로 지급되는 주식단위라는 각주가 포함되어 있습니다. Form 4는 Mr. Slark를 대신하여 대리인이 서명했고 날짜는 2025년 10월 2일입니다.

Martin P. Slark, un Directeur de Northern Trust Corp (NTRS), a déclaré une transaction datée du 01/10/2025 sur le formulaire 4. Le dépôt indique une acquisition non dérivée (Code A) de 69,41 actions ordinaires de la société à un prix reporté de $131,2 par action. Suite à la transaction déclarée, le formulaire répertorie 21.179,33 actions détenues directement et 4.769 actions détenues indirectement par fiducie. Le dépôt comprend une note de bas de page indiquant qu'il s'agit d'unités d'actions payables sur une base de un pour un en actions ordinaires. Le Form 4 est signé par un mandataire agissant au nom de M. Slark et daté du 02/10/2025.

Martin P. Slark, ein Direktor von Northern Trust Corp (NTRS), meldete eine Transaktion mit dem Datum 01.10.2025 auf dem Formular 4. Die Einreichung zeigt eine nicht-derivative Erwerbung (Code A) von 69,41 Aktien der Stammaktien des Unternehmens zu einem gemeldeten Preis von $131,2 pro Aktie. Nach der gemeldeten Transaktion listet das Formular 21.179,33 Aktien, die direkt als wirtschaftlich Berechtigte gehalten werden, und 4.769 Aktien, die indirekt durch Trust gehalten werden. Die Einreichung enthält eine Fußnote, die angibt, dass es sich um Aktieneinheiten handelt, die eins zu eins in Stammaktien zahlbar sind. Das Formular 4 wird von einem Prokuristen im Namen von Herrn Slark unterschrieben und datiert auf 02.10.2025.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SLARK MARTIN P

(Last) (First) (Middle)
50 SOUTH LA SALLE ST

(Street)
CHICAGO IL 60603

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 A 69.41 A $131.2 21,179.33(1) D
Common Stock 4,769 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Remarks:
David A. Serna Attorney-in-Fact for Martin P. Slark 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Martin P. Slark report on Form 4 for NTRS?

He reported a non-derivative acquisition of 69.41 common shares on 10/01/2025 at a price of $131.2 per share.

How many NTRS shares does the reporting person beneficially own after the transaction?

The form lists 21,179.33 shares owned directly following the reported transaction and 4,769 shares indirectly by trust.

Does the filing indicate any derivative securities or options?

No derivative securities or options are reported in Table II; the filing only shows a non-derivative common stock acquisition.

What does the footnote about stock units state?

The footnote states these are stock units payable automatically on a 1-for-1 basis in shares of the corporation's common stock.

Who signed the Form 4 and when?

The Form 4 is signed by David A. Serna, Attorney-in-Fact for Martin P. Slark, dated 10/02/2025.
Northern Trust

NASDAQ:NTRS

NTRS Rankings

NTRS Latest News

NTRS Latest SEC Filings

NTRS Stock Data

25.40B
189.57M
0.73%
88.41%
1.5%
Asset Management
State Commercial Banks
Link
United States
CHICAGO