[144] NORTHERN TRUST CORP SEC Filing

Rhea-AI Filing Summary

A stockholder of NTRS filed a notice of proposed sale of 25,000 shares of common stock under Rule 144. The planned sale is to be executed through Northern Trust Securities, Inc. on the NASDAQ around 01/26/2026, with an indicated aggregate market value of $3,715,750. The table notes that 189,117,369 common shares were outstanding at the time referenced. The shares to be sold were acquired as vested share awards from the issuer between 2021 and 2024, in multiple transactions that together total the 25,000 shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Northern Trust Securities, Inc. 50 South LaSalle Street Chicago IL 60603	25000	3715750	189117369	01/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/21/2021	Vested Shares	Issuer			1431	02/21/2021	N/A
Common	03/01/2021	Vested Shares	Issuer			3564	03/01/2021	N/A
Common	01/18/2022	Vested Shares	Issuer			7816	01/18/2022	N/A
Common	03/01/2022	Vested Shares	Issuer			4788	03/01/2022	N/A
Common	02/20/2024	Vested Shares	Issuer			1955	02/20/2024	N/A
Common	03/01/2024	Vested Shares	Issuer			5446	03/01/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many NTRS shares are planned to be sold under this Form 144?

The notice covers a proposed sale of 25,000 shares of NTRS common stock.

What is the aggregate market value of the NTRS shares in this Form 144?

The filing lists an aggregate market value for the planned sale of $3,715,750.

On which exchange are the NTRS shares in this Form 144 expected to be sold?

The shares are indicated for sale on the NASDAQ securities exchange.

Who is the broker for the proposed NTRS share sale under Rule 144?

The broker named for the transaction is Northern Trust Securities, Inc., based in Chicago, Illinois.

How were the NTRS shares to be sold under this Form 144 originally acquired?

The shares were acquired as vested shares from the issuer in several transactions between 2021 and 2024, with amounts that sum to 25,000 shares.

How many NTRS shares were outstanding according to this Form 144 notice?

The table shows 189,117,369 common shares of NTRS outstanding at the referenced time.