Northern Trust Corp (NTRS) executive discloses 30,532 share stake

Rhea-AI Filing Summary

Northern Trust Corp executive Guy Gibson, Co-President Asset Servicing, filed an initial statement of beneficial ownership. As of 01/01/2026, he reports beneficial ownership of 30,532 shares of Northern Trust common stock, held directly. This total includes 22,883 stock units that are payable automatically on a 1-for-1 basis in shares of the company’s common stock, meaning each unit converts into one share when paid out.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Gibson Guy

(Last) (First) (Middle)

50 SOUTH LASALLE STREET

(Street)

CHICAGO IL 60603

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-President Asset Servicing

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	30,532(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 22,883 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

Exhibit List: Exhibit 24 Power of Attorney

	Michael Rouvina, Attorney-in-Fact for Guy Gibson	01/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Northern Trust (NTRS) executive Guy Gibson report in this Form 3?

Guy Gibson, Co-President Asset Servicing of Northern Trust Corp, reports his initial beneficial ownership of 30,532 shares of the company’s common stock, held directly.

How many Northern Trust (NTRS) shares does Guy Gibson beneficially own?

The filing shows that Guy Gibson beneficially owns 30,532 shares of Northern Trust common stock as of 01/01/2026, held in direct ownership.

What are the 22,883 stock units mentioned in the Northern Trust Form 3?

The footnote explains that the reported holdings include 22,883 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock.

Is Guy Gibson’s Northern Trust ownership held directly or indirectly?

The Form 3 lists his 30,532 common shares as held in direct (D) ownership, with no separate indirect ownership entity described.

What is Guy Gibson’s role at Northern Trust (NTRS) according to this filing?

The filing identifies Guy Gibson as an officer of Northern Trust Corp, serving as Co-President Asset Servicing, and not as a director or 10% owner.

Does this Northern Trust Form 3 show any option or derivative holdings for Guy Gibson?

The section for derivative securities is present but contains no derivative positions listed, indicating only common stock and stock units are reported in this excerpt.