Northern Trust director Moritz buys 236 shares

The reported post-purchase holdings include 989 stock units payable automatically in common stock on a 1-for-1 basis.

Available on EDGAR 11/02/2026 - 06:23 PM EST Accepted by SEC EDGAR 11/02/2026 - 06:22 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Northern Trust Corp director Robert Edward Moritz Jr. purchased 236 shares of common stock on October 30, 2026, at $169.07 per share. His reported direct holdings after the purchase were 8,636 shares, including 989 stock units payable automatically on a 1-for-1 basis in common stock. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Buyer: 236 shares

Net Buy 1 txn

Insider Moritz Robert Edward Jr.

Role Director

Bought 236 shs ($40K)

Increase in Position 2.8%

Type	Security	Shares	Price	Value
Purchase	Common Stock F1	236	$169.07	$40K

Holdings After Transaction: Common Stock — 8,636 shares (Direct)

Holdings Before and After: Common Stock, 8,400 to 8,636 shares (Direct)

Footnotes (1)

1. F1. Includes 989 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Key Figures

Common shares purchased: 236 shares Price per share: $169.07 per share Reported direct holdings: 8,636 shares +1 more

4 metrics

Common shares purchased 236 shares October 30, 2026

Price per share $169.07 per share Purchase on October 30, 2026

Reported direct holdings 8,636 shares After the purchase; includes stock units payable automatically 1-for-1 in common stock

Stock units 989 stock units Payable automatically on a 1-for-1 basis in common stock

Key Terms

stock units

1 terms

stock units financial

"989 stock units payable automatically"

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

FAQ

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How many NTRS shares did director Robert Edward Moritz Jr. buy?

He purchased 236 shares on October 30, 2026, at $169.07 per share. His reported direct holdings after the purchase were 8,636 shares, including 989 stock units payable automatically on a 1-for-1 basis in common stock. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moritz Robert Edward Jr.

(Last) (First) (Middle)

50 SOUTH LASALLE STREET

(Street)

CHICAGO ILLINOIS 60603

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/30/2026		P		236	A	$169.07	8,636(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 989 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Remarks:

	Michael Rouvina, Attorney-in-Fact for Robert Edward Moritz, Jr.	11/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)