NETSOL director granted 3,540 shares of stock

NETSOL Technologies director Mark Caton received an equity grant of 3,540 shares of Common Stock as compensation for services rendered.

Accepted by SEC EDGAR 04/07/2026 - 04:30 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

NETSOL Technologies director Mark Caton received an equity grant of 3,540 shares of Common Stock as compensation for services rendered. The shares were awarded at no cash cost to him and are classified as a grant or award acquisition, not an open-market purchase or sale. Following this award, he directly holds 173,839 NETSOL shares, reflecting routine stock-based compensation rather than a change in his trading stance.

Insider Trade Summary

Grant/Award: 3,540 shares

Grant/Award 1 txn

Insider CATON MARK

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,540	$0.00	$0.00

Holdings After Transaction: Common Stock — 173,839 shares (Direct)

Holdings Before and After: Common Stock, 170,299 to 173,839 shares (Direct)

Footnotes (1)

1. F1. Issued as compensation for services rendered.

Key Figures

Shares granted: 3,540 shares Shares held after grant: 173,839 shares Grant price per share: $0.0000 per share

3 metrics

Shares granted 3,540 shares Common Stock grant as compensation for services rendered

Shares held after grant 173,839 shares Total Common Stock directly owned by Mark Caton after transaction

Grant price per share $0.0000 per share Equity award issued with no cash paid, compensation grant

Key Terms

Grant, award, or other acquisition, Common Stock, compensation for services rendered

3 terms

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Common Stock financial

"security_title: "Common Stock" for the reported transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

compensation for services rendered financial

"Footnote states: "Issued as compensation for services rendered.""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NETSOL Technologies (NTWK) director Mark Caton report?

Director Mark Caton reported receiving 3,540 NETSOL Technologies Common Stock shares. The filing classifies this as a grant or award acquisition, issued as compensation for services rendered rather than a market trade, and it increased his directly held share count.

How many NETSOL Technologies (NTWK) shares does Mark Caton hold after this grant?

After the grant, Mark Caton directly holds 173,839 NETSOL Technologies Common Stock shares. This total includes the newly awarded 3,540 shares that were issued as compensation for services, according to the Form 4 insider transaction disclosure.

Was Mark Caton’s NETSOL Technologies (NTWK) transaction a market purchase or sale?

No, it was not a market purchase or sale. The Form 4 shows an “A” code transaction, described as a grant, award, or other acquisition, with shares issued at no cash price as compensation for services rendered to NETSOL Technologies.

What does the zero transaction price mean in Mark Caton’s NETSOL (NTWK) filing?

The zero transaction price indicates the 3,540 NETSOL shares were granted without a cash payment. They were issued as compensation for services rendered, so the acquisition reflects equity-based compensation rather than an open-market stock purchase at a stated share price.

Does Mark Caton’s NETSOL (NTWK) Form 4 show any stock option exercises or derivative trades?

No, the filing shows only a non-derivative Common Stock grant of 3,540 shares. The derivative section is empty, and the summary data reports no option exercises or other derivative transactions for this reporting period on Mark Caton’s Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CATON MARK

(Last) (First) (Middle)

C/O NETSOL TECHNOLOGIES, INC.

16000 VENTURA BLVD., SUITE 770

(Street)

ENCINO CALIFORNIA 91436

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NETSOL TECHNOLOGIES INC [ NTWK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/06/2026	04/06/2026	A		3,540	A	$0(1)	173,839	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Issued as compensation for services rendered.

	/s/ Mark Caton	04/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)