Nu Holdings: 25,000 trust shares proposed for sale

The notice also lists three August 2026 common-share sales, including two entries identified as 10b5-1 sales for the trust.

Rhea-AI Filing Summary

Nu Holdings Ltd. (symbol: NU) is the issuer of record for a Form 144 filing submitted to the SEC. Nu Holdings Ltd. reports a proposed sale of 25,000 common shares for the account of the Cristina H Z J Revocable Trust, with an aggregate market value of $335,750 and an approximate sale date of October 5, 2026. Cristina Helena Zingaretti Junqueira is identified as an Officer. The notice also lists three common-share sales during the preceding three months: 65,000 shares for gross proceeds of $956,455.50 on August 25, 2026; 25,000 for $375,000 on August 24, 2026; and 50,000 for $790,000 on August 14, 2026. The August 25 and August 24 entries are identified as 10b5-1 sales for the trust.

Key Figures

Shares listed for proposed sale: 25,000 shares Aggregate market value: $335,750 Shares sold: 65,000 shares +5 more

8 metrics

Shares listed for proposed sale 25,000 shares Approximate sale date October 5, 2026

Aggregate market value $335,750 Shares listed for proposed sale

Shares sold 65,000 shares August 25, 2026; gross proceeds of $956,455.50

Gross proceeds $956,455.50 August 25, 2026 sale

Shares sold 25,000 shares August 24, 2026; gross proceeds of $375,000

Gross proceeds $375,000 August 24, 2026 sale

Shares sold 50,000 shares August 14, 2026; gross proceeds of $790,000

Gross proceeds $790,000 August 14, 2026 sale

Key Terms

Rule 144, 10b5-1 Sales, Private Acquisition from Issuer or an Affiliate

3 terms

Rule 144 regulatory

"definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10b5-1 Sales regulatory

"10b5-1 Sales for THE CRISTINA H Z J REVOCABLE TRUST"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Private Acquisition from Issuer or an Affiliate technical

"Private Acquisition from Issuer or an Affiliate"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NU shares are listed for sale?

The notice lists 25,000 common shares for a proposed sale for the account of the Cristina H Z J Revocable Trust. Their aggregate market value is $335,750, and the approximate sale date is October 5, 2026.

What recent NU share sales does the notice list?

It lists 65,000 shares for gross proceeds of $956,455.50 on August 25, 2026; 25,000 for $375,000 on August 24, 2026; and 50,000 for $790,000 on August 14, 2026. The August 25 and August 24 entries are identified as 10b5-1 sales for the trust.

How were the NU shares listed for sale acquired?

The 25,000 common shares are listed as acquired on June 24, 2016, through a private acquisition from the issuer or an affiliate.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 04:38 PM Accepted by SEC EDGAR 10/05/2026 - 04:38 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001973445
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Nu Holdings Ltd.
SEC File Number	001-41129
Address of Issuer	Campbells Corporate Services Limited, Floor 4, Willow House Cricket Square CAYMAN ISLANDS KY1-9010
Phone	3459492648
Name of Person for Whose Account the Securities are To Be Sold	THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	25000	335750.00	3833072934	10/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/24/2016	Private Acquisition from Issuer or an Affiliate	Issuer			25000	06/24/2016	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Cristina Helena Zingaretti Junqueira Campbells Corporate Services Limited, Floor 4, Willow House Cricket Square E9 KY1-9010	Common	08/25/2026	65000	956455.50
10b5-1 Sales for THE CRISTINA H Z J REVOCABLE TRUSTU/A DTD 10/24/2025 Campbells Corporate Services Limited, Floor 4, Willow House Cricket Square E9 KY1-9010	Common	08/24/2026	25000	375000.00
10b5-1 Sales for THE CRISTINA H Z J REVOCABLE TRUSTU/A DTD 10/24/2025 Campbells Corporate Services Limited, Floor 4, Willow House Cricket Square E9 KY1-9010	Common	08/14/2026	50000	790000.00

144: Remarks and Signature

Remarks
Date of Notice	10/05/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Christina Junqueira
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)