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Nu Holdings Ltd. SEC Filings

NU NYSE

Welcome to our dedicated page for Nu Holdings Ltd. SEC filings (Ticker: NU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Nu Holdings Ltd.'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Nu Holdings Ltd.'s regulatory disclosures and financial reporting.

Rhea-AI Summary

Nu Holdings Ltd. (symbol NU) received a notice under Rule 144 that officer Cristina Helena Zingaretti Junqueira plans to sell 65,000 shares of common stock through Morgan Stanley Smith Barney. The planned sale has an aggregate market value of $956,455.50, with Nu Holdings having 3,833,072,934 shares outstanding as a baseline figure, not the amount being sold. The shares relate to restricted stock vesting on July 29, 2025 under a registered compensation plan, and the anticipated sale date is August 25, 2026 on the NYSE. The notice also lists recent sales over the prior three months by entities associated with Junqueira.

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Rhea-AI Summary

Nu Holdings Ltd. (NU) received a notice under Rule 144 that THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025 intends to sell 25,000 shares of Nu Holdings common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on or about 08/24/2026, with an estimated aggregate market value of $364,500.00. These shares were acquired from the issuer on 06/24/2016 through previously exercised stock options and a private acquisition paid in cash. The notice also reports that the same trust sold 50,000 shares of Nu Holdings common stock on 08/14/2026 for total proceeds of $790,000.00 under a Rule 10b5-1 sales plan. Nu Holdings common shares outstanding are listed as 3,833,072,934, which is a baseline figure and not the amount being sold.

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Rhea-AI Summary

Nu Holdings Ltd. (NU) reported that Chief Risk Officer Henrique Camossa Saldanha Fragelli sold 221,707 Class A Shares on August 14, 2026 in an open-market or private transaction at a weighted average price of $15.8102 per share, with actual prices ranging from $15.70 to $16.00. Following this sale, he holds 979,446 Class A Shares directly, a figure that includes 949,340 Class A Shares underlying unvested Restricted Share Units (RSUs) that require continued service to vest. He also has 3,450,000 Class A Shares held indirectly through HFRN Investments Inc., for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

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Rhea-AI Summary

Nu Holdings Ltd. (NU) reports that US CEO & Chief Growth Officer Cristina Helena Zingaretti Junqueira executed an indirect sale of 50,000 Class A Shares on 2026-08-14 at $15.80 per share through a family trust. Following this transaction, the trust holds 4,927,593 Class A Shares, while separate entries show 2,607,083 shares reported as directly held (with beneficial ownership disclaimed except to the extent of her pecuniary interest) and 1,539,000 shares held through an estate-planning vehicle. Certain reported positions include 1,244,496 unvested RSUs that may settle into Class A Shares subject to continued service.

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Rhea-AI Summary

Nu Holdings Ltd. reported a planned sale of 300,000 shares of common stock through Morgan Stanley Smith Barney LLC’s Executive Financial Services unit, with an indicated value of $4,476,300.00, to be sold on or after August 17, 2026 on the NYSE. The shares to be sold stem from earlier acquisitions from the issuer or an affiliate and from equity compensation, including 14,356 shares and 46,095 shares acquired on June 24, 2016 and 239,549 shares from restricted stock vesting on July 29, 2025 under a registered plan.

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Rhea-AI Summary

An affiliate of NU filed a notice of proposed sale of 50,000 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services. The planned sale has an aggregate market value of $696,500.00 and is targeted for August 14, 2026 on the NYSE.

The shares relate to 25,000 Restricted Stock Units granted on July 1, 2021 and 25,000 shares from previously exercised stock options dated October 25, 2024 that were exercised for cash.

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Rhea-AI Summary

A shareholder of Nu Holdings Ltd. has filed to sell up to 221,707 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $3,505,222.00, on or after August 14, 2026 on the NYSE.

The shares are tied to restricted stock vesting under a registered compensation plan, with multiple vesting events listed between 2022 and 2026, including grants that vested or are scheduled to vest on several dates in 2023, 2024, 2025, and 2026.

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Rhea-AI Summary

Nu Holdings Ltd. presents a Q2 2026 Managerial Profit and Loss view, reconciled from its IFRS accounts and subject to an independent limited assurance engagement by KPMG under ISAE 3000. KPMG reports that nothing came to its attention indicating management’s statement about this supplementary information is not fairly stated, in all material respects, under Nu’s internal policy.

For the three months ended 30 June 2026, managerial Total Revenue was $5,875.7 million, up from $3,772.3 million a year earlier, driven by higher credit, float and fee income. Gross Profit rose to $2,441.1 million from $1,519.3 million, while Net Income increased to $1,061.1 million from $637.0 million.

The managerial framework reallocates IFRS income and expenses through defined operational reclassifications and tax‑equivalency adjustments, which are described in detail and fully reconciled to the accounting P&L. These adjustments are presentation-only, leaving reported net income, cash flows, equity and regulatory capital under IFRS unchanged, and are intended to improve analytical consistency and comparability of Nu’s underlying performance.

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FAQ

How many Nu Holdings Ltd. (NU) SEC filings are available on StockTitan?

StockTitan tracks 106 SEC filings for Nu Holdings Ltd. (NU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Nu Holdings Ltd. (NU)?

The most recent SEC filing for Nu Holdings Ltd. (NU) was filed on August 25, 2026.