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Nu Holdings Ltd. (NU) SEC Filings

NU NYSE

Nu Holdings Ltd. filings document a foreign private issuer that operates Nubank as a digital financial services platform. Its Form 20-F annual reports and Form 6-K current reports cover IFRS consolidated financial statements, operating and financial review, risk factors, earnings releases, investor presentations and audited results for the company and its subsidiaries.

The filing record also includes supplementary managerial P&L reconciliations, independent assurance materials and current reports on regulatory licensing and charter developments. These disclosures address customer growth, credit and payments activity, capital and liquidity requirements, governance and the regulatory framework for Nu's operations in Brazil, Mexico, Colombia and other expansion markets.

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Nu Holdings Ltd. (NU) reported the sale of 25,000 Class A ordinary shares held by a Family Trust associated with US CEO and Chief Growth Officer Cristina Helena Zingaretti Junqueira. The shares were sold on October 5, 2026, at $15.0145 per share, under a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2026. The reported Family Trust balance after the sale was 4,877,593 shares; Junqueira disclaims beneficial ownership except to the extent of her pecuniary interest.

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Nu Holdings Ltd. (symbol: NU) is the issuer of record for a Form 144 filing submitted to the SEC. Nu Holdings Ltd. reports a proposed sale of 25,000 common shares for the account of the Cristina H Z J Revocable Trust, with an aggregate market value of $335,750 and an approximate sale date of October 5, 2026. Cristina Helena Zingaretti Junqueira is identified as an Officer. The notice also lists three common-share sales during the preceding three months: 65,000 shares for gross proceeds of $956,455.50 on August 25, 2026; 25,000 for $375,000 on August 24, 2026; and 50,000 for $790,000 on August 14, 2026. The August 25 and August 24 entries are identified as 10b5-1 sales for the trust.

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Nu Holdings Ltd. (symbol: NU) is the issuer of record for a Form 6-K filing submitted to the SEC. Nu Holdings Ltd. said it is not pursuing a transaction with Monzo. The company said it regularly evaluates opportunities in the normal course of business, including partnerships, investments and acquisitions. It described its strategic priorities as deepening its position in Brazil, scaling its businesses in Mexico and Colombia, and building its presence in the United States and worldwide through Nu Global.

Nu said its capital allocation framework is unchanged. Its statement also reaffirmed that the company remains focused on these strategic priorities.

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Nu Holdings Ltd. (NU) Chief Legal Officer Sarah K. Wilson reported an award covering 1,430,908 Class A ordinary shares underlying unvested restricted share units (RSUs) on September 28, 2026. Each RSU represents a contingent right to receive one Class A share, subject to her continued service through the applicable vesting date. Her reported post-transaction position was 1,430,908 shares, including shares underlying the unvested RSUs.

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Nu Holdings Ltd. (NU) announced that it has begun operations in the United States as of September 10, 2026, launching a full suite of financial products and introducing Nu Global, a new multi-currency digital account. In the U.S., Nu is partnering with FDIC-insured Lead Bank to offer deposit accounts yielding 3.50% APY, fee-free domestic and international transfers, and a no-annual-fee credit card with unlimited 1.5% cashback.

Nu Global is described as a multi-currency, high-yield account supporting fast and free transfers across 35+ countries, initially focused on flows between Europe and Latin America, with Brazil, Colombia, Mexico, and the U.S. planned. Deposits converted into USDC earn 3.50% APY and into EURC earn 2.20% APY, and the account is paired with a virtual card for global spending. Customers may also hold and trade selected digital assets, including Bitcoin and Ethereum. Nu states it applied for a national bank charter with the U.S. Office of the Comptroller of the Currency in 2025 and received preliminary conditional approval in January 2026, while current U.S. products operate through a partner-bank model.

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Nu Holdings Ltd. (NU) announced it will host its first Investor Day on December 8, 2026, in New York City, with both in-person and virtual attendance options. Presentations by Founder and CEO David Vélez and other senior executives will cover long-term strategy, growth opportunities, and value-creation drivers across Nu’s markets. A live webcast, supporting materials, and a replay will be available at investors.nu, with registration details and the full agenda to be provided closer to the event.

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Nu Holdings Ltd. (NU) officer Cristina Helena Zingaretti Junqueira, US CEO & Chief Growth Officer, reported selling a total of 90,000 Class A Shares in August 2026. This included 65,000 directly held shares at a weighted average price of $14.7147 (multiple trades between $14.71 and $14.725) and 25,000 shares held indirectly through a family trust at $15.00 per share. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted on March 27, 2026. After these transactions, she reports 2,542,083 Class A Shares held directly, including 1,244,496 unvested RSUs, plus indirect holdings through estate-planning vehicles and a family trust, for which she disclaims beneficial ownership except to the extent of her pecuniary interest.

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Nu Holdings Ltd. (symbol: NU) is the issuer of record for a Form 4 filing submitted to the SEC.

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Nu Holdings Ltd. (symbol: NU) is the issuer of record for a Form 4 filing submitted to the SEC.

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FAQ

How many Nu Holdings Ltd. (NU) SEC filings are available on StockTitan?

StockTitan tracks 118 SEC filings for Nu Holdings Ltd. (NU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Nu Holdings Ltd. (NU)?

The most recent SEC filing for Nu Holdings Ltd. (NU) was filed on October 7, 2026.